LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,225,005 | 0.58% | 4,283,241 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 339,037 | 0.04% | 2,527,879 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 333,700 | 0.04% | 439,000 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,897,742 | 0.66% | 7,250,120 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 17 | 158.4200 USD | ||||
| ADR | Purchase | 61 | 157.4600 USD | ||||
| ADR | Purchase | 100 | 157.5000 USD | ||||
| ADR | Purchase | 100 | 157.7500 USD | ||||
| ADR | Purchase | 100 | 158.3100 USD | ||||
| ADR | Purchase | 127 | 158.2007 USD | ||||
| ADR | Purchase | 200 | 158.3900 USD | ||||
| 5p ordinary | Purchase | 221 | 36.8479 GBP | ||||
| 5p ordinary | Purchase | 246 | 36.8757 GBP | ||||
| 5p ordinary | Purchase | 297 | 36.9005 GBP | ||||
| ADR | Purchase | 300 | 158.4300 USD | ||||
| ADR | Purchase | 300 | 157.7015 USD | ||||
| ADR | Purchase | 300 | 157.7350 USD | ||||
| ADR | Purchase | 400 | 158.1712 USD | ||||
| 5p ordinary | Purchase | 526 | 36.7950 GBP | ||||
| ADR | Purchase | 600 | 158.4204 USD | ||||
| 5p ordinary | Purchase | 600 | 37.0794 GBP | ||||
| ADR | Purchase | 670 | 157.4526 USD | ||||
| ADR | Purchase | 700 | 157.3335 USD | ||||
| ADR | Purchase | 776 | 157.9200 USD | ||||
| 5p ordinary | Purchase | 884 | 37.0253 GBP | ||||
| 5p ordinary | Purchase | 952 | 36.9584 GBP | ||||
| ADR | Purchase | 996 | 158.0276 USD | ||||
| 5p ordinary | Purchase | 1,019 | 36.5462 GBP | ||||
| ADR | Purchase | 1,500 | 157.0400 USD | ||||
| 5p ordinary | Purchase | 1,773 | 36.8665 GBP | ||||
| ADR | Purchase | 2,136 | 157.0993 USD | ||||
| ADR | Purchase | 2,400 | 157.4538 USD | ||||
| ADR | Purchase | 2,447 | 158.5700 USD | ||||
| ADR | Purchase | 2,447 | 158.6000 USD | ||||
| 5p ordinary | Purchase | 2,739 | 36.7027 GBP | ||||
| 5p ordinary | Purchase | 2,796 | 36.7779 GBP | ||||
| 5p ordinary | Purchase | 2,879 | 36.9872 GBP | ||||
| ADR | Purchase | 3,000 | 157.3760 USD | ||||
| ADR | Purchase | 3,063 | 157.3527 USD | ||||
| 5p ordinary | Purchase | 3,506 | 36.8933 GBP | ||||
| 5p ordinary | Purchase | 3,635 | 36.7820 GBP | ||||
| ADR | Purchase | 3,730 | 157.1813 USD | ||||
| ADR | Purchase | 4,000 | 157.7093 USD | ||||
| ADR | Purchase | 4,100 | 157.4518 USD | ||||
| 5p ordinary | Purchase | 5,237 | 36.8993 GBP | ||||
| 5p ordinary | Purchase | 5,429 | 36.4740 GBP | ||||
| 5p ordinary | Purchase | 7,390 | 36.8186 GBP | ||||
| 5p ordinary | Purchase | 9,997 | 36.9392 GBP | ||||
| 5p ordinary | Purchase | 11,961 | 36.8693 GBP | ||||
| 5p ordinary | Purchase | 15,492 | 36.8972 GBP | ||||
| 5p ordinary | Purchase | 17,749 | 36.8562 GBP | ||||
| 5p ordinary | Purchase | 19,939 | 36.7650 GBP | ||||
| 5p ordinary | Purchase | 36,461 | 36.8932 GBP | ||||
| 5p ordinary | Purchase | 36,849 | 36.8550 GBP | ||||
| 5p ordinary | Purchase | 38,714 | 36.9147 GBP | ||||
| 5p ordinary | Purchase | 45,857 | 36.8847 GBP | ||||
| ADR | Purchase | 49,904 | 157.2989 USD | ||||
| 5p ordinary | Purchase | 50,364 | 36.9024 GBP | ||||
| 5p ordinary | Purchase | 50,839 | 36.7433 GBP | ||||
| ADR | Purchase | 61,000 | 157.0875 USD | ||||
| ADR | Purchase | 111,162 | 157.1723 USD | ||||
| ADR | Sale | 7 | 156.7600 USD | ||||
| ADR | Sale | 61 | 157.4600 USD | ||||
| ADR | Sale | 100 | 158.3700 USD | ||||
| ADR | Sale | 100 | 157.8400 USD | ||||
| ADR | Sale | 100 | 157.7800 USD | ||||
| ADR | Sale | 100 | 157.0900 USD | ||||
| ADR | Sale | 100 | 156.9200 USD | ||||
| ADR | Sale | 120 | 157.1483 USD | ||||
| ADR | Sale | 146 | 157.3513 USD | ||||
| 5p ordinary | Sale | 173 | 36.7260 GBP | ||||
| ADR | Sale | 200 | 157.6800 USD | ||||
| ADR | Sale | 200 | 156.7500 USD | ||||
| ADR | Sale | 200 | 157.0187 USD | ||||
| ADR | Sale | 200 | 156.9400 USD | ||||
| ADR | Sale | 200 | 156.9050 USD | ||||
| ADR | Sale | 200 | 156.9500 USD | ||||
| ADR | Sale | 300 | 157.7350 USD | ||||
| ADR | Sale | 300 | 156.9950 USD | ||||
| ADR | Sale | 300 | 158.4300 USD | ||||
| ADR | Sale | 400 | 157.5306 USD | ||||
| 5p ordinary | Sale | 441 | 37.0061 GBP | ||||
| ADR | Sale | 480 | 157.3379 USD | ||||
| 5p ordinary | Sale | 512 | 36.6779 GBP | ||||
| ADR | Sale | 620 | 157.0048 USD | ||||
| 5p ordinary | Sale | 696 | 36.8896 GBP | ||||
| 5p ordinary | Sale | 733 | 36.7426 GBP | ||||
| ADR | Sale | 776 | 157.9200 USD | ||||
| ADR | Sale | 800 | 157.2587 USD | ||||
| ADR | Sale | 800 | 156.9562 USD | ||||
| ADR | Sale | 800 | 157.6375 USD | ||||
| ADR | Sale | 800 | 157.7987 USD | ||||
| ADR | Sale | 832 | 157.1525 USD | ||||
| 5p ordinary | Sale | 987 | 36.9229 GBP | ||||
| ADR | Sale | 1,000 | 157.7500 USD | ||||
| 5p ordinary | Sale | 1,123 | 36.9782 GBP | ||||
| ADR | Sale | 1,323 | 158.0256 USD | ||||
| 5p ordinary | Sale | 1,425 | 37.0599 GBP | ||||
| ADR | Sale | 1,500 | 157.0400 USD | ||||
| ADR | Sale | 1,600 | 156.8200 USD | ||||
| ADR | Sale | 1,692 | 157.2620 USD | ||||
| 5p ordinary | Sale | 2,034 | 36.9384 GBP | ||||
| ADR | Sale | 2,400 | 157.6970 USD | ||||
| ADR | Sale | 2,447 | 158.5700 USD | ||||
| 5p ordinary | Sale | 2,519 | 36.8526 GBP | ||||
| ADR | Sale | 2,800 | 157.3680 USD | ||||
| ADR | Sale | 2,963 | 157.4412 USD | ||||
| 5p ordinary | Sale | 4,050 | 37.0396 GBP | ||||
| ADR | Sale | 4,200 | 157.4927 USD | ||||
| 5p ordinary | Sale | 4,286 | 36.8396 GBP | ||||
| ADR | Sale | 4,894 | 158.6000 USD | ||||
| 5p ordinary | Sale | 5,573 | 36.7025 GBP | ||||
| ADR | Sale | 6,576 | 158.0044 USD | ||||
| ADR | Sale | 8,424 | 158.0000 USD | ||||
| 5p ordinary | Sale | 10,820 | 36.8980 GBP | ||||
| 5p ordinary | Sale | 13,000 | 36.9351 GBP | ||||
| 5p ordinary | Sale | 13,657 | 36.8593 GBP | ||||
| ADR | Sale | 13,700 | 157.6514 USD | ||||
| 5p ordinary | Sale | 14,084 | 36.6671 GBP | ||||
| 5p ordinary | Sale | 14,142 | 36.8550 GBP | ||||
| 5p ordinary | Sale | 18,444 | 36.8874 GBP | ||||
| 5p ordinary | Sale | 19,404 | 36.8566 GBP | ||||
| 5p ordinary | Sale | 27,468 | 36.8611 GBP | ||||
| 5p ordinary | Sale | 27,642 | 36.6616 GBP | ||||
| 5p ordinary | Sale | 41,765 | 36.9107 GBP | ||||
| ADR | Sale | 44,823 | 156.9458 USD | ||||
| ADR | Sale | 45,600 | 157.2997 USD | ||||
| 5p ordinary | Sale | 60,090 | 36.8776 GBP | ||||
| ADR | Sale | 117,582 | 157.1720 USD | ||||
| 5p ordinary | Sale | 427,150 | 36.0450 GBP | ||||
| 5p ordinary | Sale | 490,062 | 36.8440 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 406 | 36.8950 GBP | |||||
| 5p ordinary | CFD | Long | 2,097 | 37.0000 GBP | |||||
| 5p ordinary | CFD | Long | 2,500 | 36.9466 GBP | |||||
| 5p ordinary | CFD | Long | 2,519 | 36.8526 GBP | |||||
| 5p ordinary | SWAP | Long | 3,239 | 36.8617 GBP | |||||
| 5p ordinary | SWAP | Long | 3,935 | 36.9238 GBP | |||||
| 5p ordinary | CFD | Long | 4,050 | 37.0396 GBP | |||||
| 5p ordinary | CFD | Long | 4,286 | 36.8396 GBP | |||||
| 5p ordinary | SWAP | Long | 12,174 | 36.7661 GBP | |||||
| 5p ordinary | CFD | Long | 13,657 | 36.8593 GBP | |||||
| 5p ordinary | SWAP | Long | 15,700 | 36.4413 GBP | |||||
| 5p ordinary | CFD | Long | 27,468 | 36.8611 GBP | |||||
| 5p ordinary | SWAP | Long | 28,755 | 36.8550 GBP | |||||
| 5p ordinary | CFD | Long | 31,910 | 36.8520 GBP | |||||
| 5p ordinary | SWAP | Long | 70,596 | 36.7982 GBP | |||||
| 5p ordinary | CFD | Long | 319,167 | 36.8646 GBP | |||||
| 5p ordinary | SWAP | Short | 81 | 36.1954 GBP | |||||
| 5p ordinary | CFD | Short | 221 | 36.8480 GBP | |||||
| 5p ordinary | SWAP | Short | 297 | 36.9005 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 37.0383 GBP | |||||
| 5p ordinary | SWAP | Short | 1,023 | 36.9333 GBP | |||||
| 5p ordinary | CFD | Short | 1,773 | 36.8665 GBP | |||||
| 5p ordinary | CFD | Short | 2,739 | 36.7027 GBP | |||||
| 5p ordinary | CFD | Short | 3,635 | 36.7820 GBP | |||||
| 5p ordinary | SWAP | Short | 7,162 | 36.7878 GBP | |||||
| 5p ordinary | CFD | Short | 11,395 | 36.8406 GBP | |||||
| 5p ordinary | CFD | Short | 11,961 | 36.8693 GBP | |||||
| 5p ordinary | SWAP | Short | 11,977 | 36.8751 GBP | |||||
| 5p ordinary | CFD | Short | 17,749 | 36.8562 GBP | |||||
| 5p ordinary | SWAP | Short | 19,488 | 37.0155 GBP | |||||
| 5p ordinary | CFD | Short | 21,049 | 36.8722 GBP | |||||
| 5p ordinary | SWAP | Short | 23,261 | 36.5255 GBP | |||||
| 5p ordinary | SWAP | Short | 34,797 | 36.8550 GBP | |||||
| 5p ordinary | SWAP Expires 15/01/2019 | Short | 220,670 | 36.7850 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 5,000 | 170 USD | American | 20 Apr 2018 | 0.7200 USD | ||||||||
| ADR | Call Options | Selling | 2,600 | 140 USD | American | 18 May 2018 | 19.5000 USD | ||||||||
| ADR | Call Options | Selling | 5,000 | 165 USD | American | 20 Apr 2018 | 1.6200 USD | ||||||||
| ADR | Put Options | Selling | 200 | 140 USD | American | 18 May 2018 | 1.9500 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 13 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 149.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -3,600 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 12,000 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.