LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | Sibanye Gold Limited (trading as Sibanye-Stillwater) | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 15 December 2017 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ADR’s | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 124,353 | 0.00% | 1,871,587 | 0.09% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 2,427,048 | 0.11% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 124,353 | 0.00% | 4,298,635 | 0.20% |
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,200,000 | 0.71% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 3,200,000 | 0.71% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ADR | Purchase | 100 | 4.7900 USD | ||||
ADR | Purchase | 100 | 4.8300 USD | ||||
ADR | Purchase | 200 | 4.7250 USD | ||||
ADR | Purchase | 200 | 4.7924 USD | ||||
ADR | Purchase | 300 | 4.8216 USD | ||||
ADR | Purchase | 300 | 4.8250 USD | ||||
ADR | Purchase | 400 | 4.8237 USD | ||||
ADR | Purchase | 400 | 4.7962 USD | ||||
ADR | Purchase | 500 | 4.8110 USD | ||||
ADR | Purchase | 600 | 4.8108 USD | ||||
ADR | Purchase | 900 | 4.7905 USD | ||||
ADR | Purchase | 1,700 | 4.7705 USD | ||||
ADR | Purchase | 1,700 | 4.7952 USD | ||||
ADR | Purchase | 2,000 | 4.7160 USD | ||||
ADR | Purchase | 2,800 | 4.8041 USD | ||||
ADR | Purchase | 2,996 | 4.8094 USD | ||||
ADR | Purchase | 3,060 | 4.8086 USD | ||||
ADR | Purchase | 7,800 | 4.7164 USD | ||||
ADR | Purchase | 8,724 | 4.7362 USD | ||||
ADR | Purchase | 8,900 | 4.7624 USD | ||||
ADR | Purchase | 10,100 | 4.7850 USD | ||||
ADR | Purchase | 14,000 | 4.8230 USD | ||||
ADR | Purchase | 15,200 | 4.8015 USD | ||||
ADR | Purchase | 17,200 | 4.7853 USD | ||||
ADR | Purchase | 40,500 | 4.8085 USD | ||||
ADR | Purchase | 44,000 | 4.7510 USD | ||||
ADR | Purchase | 50,398 | 4.7950 USD | ||||
ADR | Purchase | 66,593 | 4.8254 USD | ||||
ADR | Purchase | 123,778 | 4.8451 USD | ||||
ADR | Purchase | 175,776 | 4.8500 USD | ||||
ADR | Purchase | 261,720 | 4.7437 USD | ||||
ADR | Sale | 200 | 4.7150 USD | ||||
ADR | Sale | 1,200 | 4.7366 USD | ||||
ADR | Sale | 1,400 | 4.7385 USD | ||||
ADR | Sale | 1,700 | 4.7479 USD | ||||
ADR | Sale | 3,769 | 4.7719 USD | ||||
ADR | Sale | 3,800 | 4.7060 USD | ||||
ADR | Sale | 4,200 | 4.8071 USD | ||||
ADR | Sale | 4,400 | 4.8265 USD | ||||
ADR | Sale | 7,800 | 4.7517 USD | ||||
ADR | Sale | 8,200 | 4.8069 USD | ||||
ADR | Sale | 10,100 | 4.7850 USD | ||||
ADR | Sale | 11,100 | 4.7981 USD | ||||
ADR | Sale | 18,724 | 4.7257 USD | ||||
ADR | Sale | 20,100 | 4.8045 USD | ||||
ADR | Sale | 21,900 | 4.7214 USD | ||||
ADR | Sale | 32,300 | 4.8090 USD | ||||
ADR | Sale | 36,700 | 4.8062 USD | ||||
ADR | Sale | 65,093 | 4.8276 USD | ||||
ADR | Sale | 81,785 | 4.7989 USD | ||||
ADR | Sale | 130,426 | 4.8392 USD | ||||
ADR | Sale | 195,916 | 4.8500 USD | ||||
ADR | Sale | 218,372 | 4.7337 USD |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
Date of disclosure: | 18 Dec 2017 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.