ROTH Capital Partners to Host Technology Corporate Access Day in New York City, NY on November 15th, 2017

Event to Feature One-on-One/Group Meetings Between Institutional Investors and Senior Company Management Representing a Range of Technology Companies

NEWPORT BEACH, Calif.--()--ROTH Capital Partners (ROTH),, a full service investment bank focused on serving emerging growth companies and their investors today announced it will host its Technology Corporate Access Day on Wednesday, November 15, 2017 at the Empire Steak House in New York, NY.

ROTH's one day event will give investors extensive interaction and one-on-one/small group meetings with management teams from ~40 small/mid-cap companies, and provide in-depth insights into each of them. The participating companies are available to present their investment thesis, strategies, achievements to date and upcoming milestones and catalysts. Our goal of this event is to enable investors to gain direct insight into the key value drivers for this group of innovative companies by interacting with senior management and to build a stronger understanding of some of the most impactful trends coming in 2018.

In addition to one-on-one/small group meetings with company senior executives, ROTH Sr. Technology Research Analysts Richard Baldry, CFA, Brian Alger, CFA, Suji Desilva, CFA, Darren Aftahi and William Gibson, CFA will provide sector and company specific insights.

The approximately 40 companies at this year’s event canvas a wide range of segments within technology including: Artificial Intelligence, Business Services, Enterprise Software, E-commerce, Mobile Application delivery, Semiconductors, and Social Media. The companies attending have an average market cap of over $750 Million, with the largest approaching nearly $6 Billion.

“We believe the Technology sector presents a compelling opportunity for small/mid-cap growth investors. In our view, the Enterprise Software/SaaS sector contains many compelling investment candidates. With vendors targeting well-funded corporate buyers, we see accelerated growth as sustainable for several years, underpinned by attractive recurring revenue models in many cases,” commented Richard Baldry, CFA.

“In the Mobility and Internet of Things sector, high performance devices and systems are being driven by next generation low-power/high-performance semiconductor SoC platforms, modules and systems. The synergy of mobility hardware, software and cloud-based service delivery models is clear as the devices drive accelerating data, video, and mobile ecommerce for enterprises and consumers. Continuing consolidation/M&A within the sector may also provide additional catalysts for some of these companies,” commented Suji Desilva, CFA, and Brian Alger, CFA.

The event is for institutional clients of ROTH and is by invitation only. For more information, please contact your ROTH sales representative at (949) 720-5700 or e-mail:

Agenda and Events:
Wednesday, November 15, 2017
8:00 am - 9:00 am | Registration and Morning Coffee
8:45 am - 9:00 am | Introductions by ROTH Senior Research Analysts
9:00 am - 5:00 pm | 1-on-1 / Small Group Meetings
12:00 pm - 1:00 pm | Lunch Break

Empire Steak House
151 East 50th Street
New York, NY 10022

Participating Companies
The following participating companies are confirmed as of the date of this release.
Aspen Group, Inc. (ASPU)
Asure Software, Inc. (ASUR)
Attunity Ltd. (ATTU)
Callidus Software Inc. (CALD), Inc. (CRCM)
Clearfield, Inc. (CLFD)
Cogint, Inc. (COGT)
Cypress Semiconductor Corporation (CY)
Data I/O Corp (DAIO)
Digital Turbine, Inc. (APPS)
eGain Corporation (EGAN)
Energous Corporation (WATT)
Five9, Inc. (FIVN)
Foresight Autonomous Holdings Ltd (FRSX)
IMAX Corporation (IMAX)
Knowles Corporation (KN)
LivePerson, Inc. (LPSN)
MagnaChip Semiconductor Corp. (MX)
Mitek Systems, Inc. (MITK)
Monaker Group (MKGI)
Netlist, Inc. (NLST)
Pixelworks, Inc. (PXLW)
QuickLogic Corporation (QUIK)
Remark Holdings, Inc. (MARK)
RumbleOn (RMBL)
ShotSpotter, Inc. (SSTI) Inc. (STMP)
TechTarget, Inc. (TTGT)
The Hackett Group, Inc. (HCKT)
The Meet Group, Inc. (MEET)
The Ultimate Software Group, Inc. (ULTI)
Veritone, Inc. (VERI)
Xplore Technologies Corporation (XPLR)

(11/01/2017 – subject to change)

Event Sponsors:
Business Wire
Lowenstein Sandler

About Roth Capital Partners, LLC:

ROTH Capital Partners, LLC (ROTH), is a relationship-driven investment bank focused on serving emerging growth companies and their investors. As a full-service investment bank, ROTH provides capital raising, M&A advisory, analytical research, trading, market-making services and corporate access. Headquartered in Newport Beach, CA, ROTH is privately-held and employee owned, and maintains offices throughout the U.S. and Hong Kong. For more information on ROTH, please visit


ROTH Capital Partners
Isabel Mattson-Pain
Director of Marketing & Corporate Access

Release Summary

ROTH to Host Technology Corporate Access Day in New York City on 11/15/2017, to Feature One-on-One/Group Meetings from ~40 small/mid-cap Tech Co's.


ROTH Capital Partners
Isabel Mattson-Pain
Director of Marketing & Corporate Access