LONDON--(BUSINESS WIRE)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
(b) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV SA/NV | |||
relevant securities this form relates: | |||||
(c) | Name of the party to the offer with which exempt | ANHEUSER-BUSCH INBEV SA/NV | |||
principal trader is connected | |||||
(d) | Date position held/dealing undertaken: | 31 August 2016 | |||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||
trader making disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 10,229,829 | 0.64% | 9,715,176 | 0.60% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
4,935,996 | 0.31% | 4,182,191 | 0.26% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 25,000 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 15,190,825 | 0.94% | 13,897,367 | 0.86% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||
security | securities | paid/received | paid/received | ||||||
ORD | Purchase | 491,255 | 113.1500 EUR | 111.05 EUR | |||||
ORD | Purchase | 487,678 | 124.1846 USD | 123.8866 USD | |||||
ORD | Purchase | 487,678 | 1,831.0191 ZAR | 1,831.0191 ZAR | |||||
ORD | Sale | 182,892 | 113.1500 EUR | 111.05 EUR | |||||
ORD | Sale | 182,892 | 124.1846 USD | 123.8866 USD |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | SWAP | Long | 87 | 113.0000 EUR | |||||
ORD | SWAP | Long | 100 | 113.1500 EUR | |||||
ORD | CFD | Long | 102 | 112.2503 EUR | |||||
ORD | CFD | Long | 117 | 1,831.1488 ZAR | |||||
ORD | CFD | Long | 166 | 1,825.9564 ZAR | |||||
ORD | SWAP | Long | 232 | 111.9161 EUR | |||||
ORD | SWAP | Long | 285 | 111.2896 EUR | |||||
ORD | SWAP | Long | 613 | 112.9355 EUR | |||||
ORD | CFD | Long | 1,380 | 112.9309 EUR | |||||
ORD | SWAP | Long | 2,664 | 111.2897 EUR | |||||
ORD | CFD | Long | 6,386 | 1,832.1121 ZAR | |||||
ORD | CFD | Long | 42,073 | 112.7000 EUR | |||||
ORD | SWAP | Short | 298 | 112.1813 EUR | |||||
ORD | SWAP | Short | 394 | 112.1594 EUR | |||||
ORD | CFD | Short | 311 | 1,815.8302 ZAR | |||||
ORD | SWAP | Short | 1,178 | 112.4287 EUR | |||||
ORD | SWAP | Short | 1,238 | 111.9788 EUR | |||||
ORD | SWAP | Short | 1,280 | 111.2695 EUR | |||||
ORD | SWAP | Short | 1,954 | 111.7055 EUR | |||||
ORD | CFD | Short | 2,191 | 111.0722 EUR | |||||
ORD | CFD | Short | 2,425 | 1,827.9789 ZAR | |||||
ORD | CFD | Short | 3,961 | 112.7563 EUR | |||||
ORD | SWAP | Short | 5,697 | 111.9820 EUR | |||||
ORD | SWAP | Short | 21,296 | 111.6027 EUR | |||||
ORD | CFD | Short | 44,012 | 112.7000 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 1 Sep 2016 | ||
Contact name: | Pinar Coktas | ||
Telephone number: | 020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV SA/NV | ||
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Written | 25,000 | 100.0000 | American | 16 Jun 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.