LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 8 Feb 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES CABLE & WIRELESS COMMUNICATIONS PLC | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 Class A ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 265,752 | 0.11% | 186,057 | 0.07% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 124,700 | 0.05% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 83,600 | 0.03% | 294,300 | 0.12% | |||||||
| (4) | |||||||||||
| TOTAL: | 474,052 | 0.19% | 480,357 | 0.19% | |||||||
| Class of relevant security: | USD 0.01 Class C ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 676,382 | 0.11% | 77,495 | 0.01% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 676,382 | 0.11% | 77,495 | 0.01% | |||||||
| Class of relevant security: | USD 0.01 LiLAC Class A ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,876 | 0.09% | 8,235 | 0.07% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,235 | 0.07% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 20,111 | 0.16% | 8,235 | 0.07% | |||||||
| Class of relevant security: | USD 0.01 LiLAC Class C ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 0 | 0.00% | 56 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 0 | 0.00% | 56 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A ordinary | Purchase | 1 | 32.2600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1 | 37.6700 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3 | 31.5800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3 | 31.5400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 4 | 31.5900 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 93 | 31.6325 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 93 | 31.6177 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 30.9800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 31.2350 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 32.1700 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 35.0200 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 32.0499 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 31.8600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 31.0200 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.5000 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.5500 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 100 | 30.9300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 30.8800 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.6900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 100 | 33.7300 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 100 | 30.6800 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 100 | 36.0600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 119 | 32.0757 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 123 | 31.0300 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 127 | 31.5100 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 144 | 31.0085 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 144 | 31.1100 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 200 | 35.9775 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 30.9975 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 200 | 33.7850 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 31.0400 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 200 | 31.5850 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 200 | 33.5900 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 299 | 33.6600 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 299 | 32.2570 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 31.0066 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 33.7900 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 300 | 31.4299 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 300 | 33.6466 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 345 | 32.1682 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 400 | 32.0650 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 400 | 36.0050 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 453 | 32.8230 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 493 | 31.6216 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 500 | 32.3660 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 500 | 33.4800 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 500 | 33.8260 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 500 | 31.4110 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 600 | 30.8599 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 600 | 32.5950 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 600 | 32.6915 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 601 | 31.2157 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 682 | 30.9200 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 700 | 31.2385 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 700 | 30.9350 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 700 | 33.8407 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 704 | 31.2494 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 800 | 31.7612 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 800 | 31.2806 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 800 | 34.0150 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 900 | 35.7811 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 900 | 32.2322 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 913 | 31.7243 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 982 | 30.8600 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,000 | 30.3320 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,054 | 32.0700 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,100 | 33.0272 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 1,200 | 31.0420 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,463 | 31.6656 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,520 | 32.3047 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,600 | 31.7181 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 1,636 | 35.8598 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,820 | 30.9421 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 1,832 | 30.8098 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Purchase | 1,900 | 33.7721 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,000 | 31.5285 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,039 | 31.3017 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,200 | 32.0898 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,300 | 32.3869 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,300 | 32.0010 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,580 | 30.8925 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 2,596 | 32.0020 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 2,596 | 31.1449 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,084 | 30.9400 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,102 | 30.8980 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,400 | 32.1388 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,437 | 31.3916 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,470 | 30.9601 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,600 | 31.2758 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,600 | 31.9259 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 3,652 | 31.2530 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,793 | 30.8349 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 3,800 | 30.8730 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 4,528 | 31.5645 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 5,201 | 31.8042 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 6,300 | 30.9179 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8,000 | 31.3788 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8,481 | 33.0200 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 8,705 | 30.9631 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 8,797 | 30.9392 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 10,000 | 31.0214 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 10,078 | 31.1194 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 10,600 | 30.9635 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 10,900 | 31.5450 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 11,417 | 30.9270 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 11,495 | 30.6257 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 12,132 | 30.8115 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 12,416 | 31.9892 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 13,000 | 31.9882 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 13,455 | 31.8328 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 14,284 | 31.0210 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Purchase | 14,798 | 35.9218 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 15,200 | 31.9257 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 15,278 | 31.3960 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 18,931 | 30.9500 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 19,522 | 32.0160 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 21,172 | 30.8843 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 28,200 | 30.9737 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 28,225 | 30.8681 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 31,175 | 31.7416 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 32,900 | 31.1595 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 48,197 | 32.7800 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 49,375 | 31.1825 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 50,000 | 31.3466 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 50,497 | 32.7821 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 56,622 | 30.8886 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 58,685 | 30.9003 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 62,000 | 31.1149 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 74,757 | 30.7548 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 86,500 | 31.0895 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 98,170 | 31.9102 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 121,138 | 30.0579 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 173,055 | 31.2400 USD | ||||
| USD 0.01 Class A ordinary | Purchase | 181,950 | 32.0535 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 209,851 | 31.0471 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 268,283 | 31.0635 USD | ||||
| USD 0.01 Class C ordinary | Purchase | 285,000 | 30.8288 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1 | 32.2600 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 3 | 36.9100 USD | ||||
| USD 0.01 Class A ordinary | Sale | 10 | 30.7600 USD | ||||
| USD 0.01 Class A ordinary | Sale | 36 | 32.1400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 93 | 31.6325 USD | ||||
| USD 0.01 Class C ordinary | Sale | 93 | 31.6177 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 35.7200 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 35.9200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 30.4600 USD | ||||
| USD 0.01 Class C ordinary | Sale | 100 | 30.9300 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 100 | 35.9700 USD | ||||
| USD 0.01 Class A ordinary | Sale | 103 | 31.9697 USD | ||||
| USD 0.01 Class C ordinary | Sale | 111 | 30.4109 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 200 | 33.9000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 31.6350 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 31.3800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 200 | 31.0150 USD | ||||
| USD 0.01 Class C ordinary | Sale | 200 | 30.4050 USD | ||||
| USD 0.01 Class C ordinary | Sale | 288 | 31.0085 USD | ||||
| USD 0.01 Class C ordinary | Sale | 291 | 31.9479 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 299 | 33.6236 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 30.2500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 30.9000 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 30.4133 USD | ||||
| USD 0.01 Class C ordinary | Sale | 300 | 30.5333 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 300 | 35.9600 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 400 | 34.0225 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 400 | 36.0050 USD | ||||
| USD 0.01 Class A ordinary | Sale | 500 | 32.0370 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 500 | 35.8660 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 32.0000 USD | ||||
| USD 0.01 Class A ordinary | Sale | 600 | 32.0233 USD | ||||
| USD 0.01 Class A ordinary | Sale | 640 | 32.4834 USD | ||||
| USD 0.01 Class A ordinary | Sale | 700 | 32.0028 USD | ||||
| USD 0.01 Class A ordinary | Sale | 714 | 31.4299 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 900 | 33.7966 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 900 | 35.7811 USD | ||||
| USD 0.01 Class C ordinary | Sale | 900 | 31.5277 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 900 | 33.5433 USD | ||||
| USD 0.01 Class C ordinary | Sale | 900 | 31.3311 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,000 | 35.8930 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,000 | 31.3765 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,200 | 36.0250 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,300 | 31.8146 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,300 | 31.4584 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,301 | 33.9189 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,400 | 31.4336 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,400 | 30.7807 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,500 | 32.2807 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,582 | 30.8599 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 1,636 | 35.8599 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,697 | 32.0006 USD | ||||
| USD 0.01 Class A ordinary | Sale | 1,700 | 31.7123 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,700 | 31.1341 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,700 | 31.0949 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,816 | 31.6352 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,889 | 31.5756 USD | ||||
| USD 0.01 Class C ordinary | Sale | 1,900 | 30.4136 USD | ||||
| USD 0.01 LiLAC Class A ordinary | Sale | 1,999 | 33.7893 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,200 | 30.4045 USD | ||||
| USD 0.01 Class C ordinary | Sale | 2,249 | 31.0880 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,300 | 32.8269 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,501 | 31.9890 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 2,568 | 35.9910 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,700 | 31.3476 USD | ||||
| USD 0.01 Class A ordinary | Sale | 2,884 | 30.9400 USD | ||||
| USD 0.01 Class A ordinary | Sale | 3,200 | 31.9565 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,009 | 31.6746 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,116 | 31.8340 USD | ||||
| USD 0.01 Class A ordinary | Sale | 4,318 | 31.9582 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,400 | 31.3052 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,564 | 30.0609 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,697 | 30.0572 USD | ||||
| USD 0.01 Class C ordinary | Sale | 4,850 | 31.1604 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,263 | 31.0826 USD | ||||
| USD 0.01 Class C ordinary | Sale | 5,700 | 31.9341 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,139 | 30.0596 USD | ||||
| USD 0.01 Class C ordinary | Sale | 6,200 | 30.0597 USD | ||||
| USD 0.01 Class A ordinary | Sale | 6,300 | 31.8413 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,119 | 31.8328 USD | ||||
| USD 0.01 Class A ordinary | Sale | 7,300 | 31.9406 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,403 | 30.0558 USD | ||||
| USD 0.01 Class C ordinary | Sale | 7,408 | 30.9044 USD | ||||
| USD 0.01 Class A ordinary | Sale | 8,000 | 32.1587 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,481 | 33.0200 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,556 | 30.0568 USD | ||||
| USD 0.01 Class C ordinary | Sale | 8,843 | 31.4059 USD | ||||
| USD 0.01 Class C ordinary | Sale | 9,000 | 31.2103 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,000 | 31.4644 USD | ||||
| USD 0.01 LiLAC Class C ordinary | Sale | 9,227 | 35.8966 USD | ||||
| USD 0.01 Class A ordinary | Sale | 9,400 | 31.8771 USD | ||||
| USD 0.01 Class C ordinary | Sale | 9,578 | 31.0759 USD | ||||
| USD 0.01 Class C ordinary | Sale | 9,900 | 31.4232 USD | ||||
| USD 0.01 Class A ordinary | Sale | 10,120 | 31.6547 USD | ||||
| USD 0.01 Class C ordinary | Sale | 13,000 | 31.0823 USD | ||||
| USD 0.01 Class C ordinary | Sale | 13,403 | 31.0284 USD | ||||
| USD 0.01 Class C ordinary | Sale | 13,517 | 30.8112 USD | ||||
| USD 0.01 Class A ordinary | Sale | 14,700 | 31.9219 USD | ||||
| USD 0.01 Class C ordinary | Sale | 15,278 | 31.3960 USD | ||||
| USD 0.01 Class C ordinary | Sale | 16,600 | 31.0755 USD | ||||
| USD 0.01 Class A ordinary | Sale | 16,787 | 32.2977 USD | ||||
| USD 0.01 Class A ordinary | Sale | 18,603 | 31.8785 USD | ||||
| USD 0.01 Class C ordinary | Sale | 18,800 | 31.0232 USD | ||||
| USD 0.01 Class A ordinary | Sale | 18,931 | 30.9500 USD | ||||
| USD 0.01 Class C ordinary | Sale | 19,200 | 30.8628 USD | ||||
| USD 0.01 Class A ordinary | Sale | 19,522 | 32.0160 USD | ||||
| USD 0.01 Class A ordinary | Sale | 21,733 | 32.0362 USD | ||||
| USD 0.01 Class C ordinary | Sale | 22,968 | 30.8900 USD | ||||
| USD 0.01 Class C ordinary | Sale | 23,010 | 30.0576 USD | ||||
| USD 0.01 Class A ordinary | Sale | 23,773 | 32.3613 USD | ||||
| USD 0.01 Class C ordinary | Sale | 31,962 | 31.3575 USD | ||||
| USD 0.01 Class C ordinary | Sale | 32,280 | 31.1146 USD | ||||
| USD 0.01 Class A ordinary | Sale | 37,138 | 31.6956 USD | ||||
| USD 0.01 Class C ordinary | Sale | 47,649 | 31.0653 USD | ||||
| USD 0.01 Class A ordinary | Sale | 48,197 | 32.7800 USD | ||||
| USD 0.01 Class A ordinary | Sale | 50,497 | 32.7821 USD | ||||
| USD 0.01 Class C ordinary | Sale | 56,238 | 31.0739 USD | ||||
| USD 0.01 Class C ordinary | Sale | 60,569 | 30.0579 USD | ||||
| USD 0.01 Class C ordinary | Sale | 88,200 | 31.1285 USD | ||||
| USD 0.01 Class C ordinary | Sale | 91,669 | 31.0809 USD | ||||
| USD 0.01 Class C ordinary | Sale | 98,170 | 31.9102 USD | ||||
| USD 0.01 Class A ordinary | Sale | 100,539 | 31.9987 USD | ||||
| USD 0.01 Class A ordinary | Sale | 117,370 | 30.9003 USD | ||||
| USD 0.01 Class C ordinary | Sale | 172,460 | 31.2400 USD | ||||
| USD 0.01 Class C ordinary | Sale | 285,000 | 30.8288 USD |
(b) Cash-settled derivative transactions
| Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | Feb 9, 2016 | ||
| Contact name: | Andrew Hurley | ||
| Telephone number: | 020 3555 3445 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | LIBERTY GLOBAL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -200 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -43,700 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 600 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -2,800 | 35.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 79,500 | 52.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Purchased | 3,200 | 42.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -20,300 | 32.5000 | American | Feb 19, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -4,400 | 45.0000 | American | Feb 19, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -26,100 | 42.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -156,800 | 47.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 100 | 30.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Written | 200 | 40.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -10,700 | 37.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -400 | 32.5000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -17,700 | 45.0000 | American | Apr 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Call Options | Written | -9,800 | 40.0000 | American | Jul 15, 2016 | |||||||
| USD 0.01 Class A ordinary | Put Options | Purchased | -1,000 | 17.5000 | American | Jul 15, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Category Code: RET
Sequence Number: 509456
Time of Receipt (offset from UTC): 20160209T124304+0000