LONDON--(BUSINESS WIRE)--
00009846.1
For filings with the FCA include the annex | |||||||||
For filings with issuer exclude the annex | |||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Armadale Capital Plc | ||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||
An acquisition or disposal of voting rights | x | ||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||
An event changing the breakdown of voting rights | |||||||||
Other (please specify): | |||||||||
3. Full name of person(s) subject to the notification obligation: iii |
Bergen Asset Management, LLC | ||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
BNP Paribas Securities Services as custodian for Bergen Global Opportunity Fund, LP. | ||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
28 April 2015 | ||||||||
6. Date on which issuer notified: | 4 May 2015 | ||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
6%, 5%, 4% |
8. Notified details: | |||||||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||||||
Class/type of shares
|
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||||||||||||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||||||
362,312,000 | 6.20% | 232,312,000 | 3.98% | ||||||||||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||||||
|
Nominal | Delta | |||||||||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||||||
232,312,000 | 3.98% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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Bergen Asset Management, LLC is ultimately controlled by Mr. Eugene Tablis |
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Proxy Voting: | ||||
10. Name of the proxy holder: | ||||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Cory Burns, CFO/COO | |||
15. Contact telephone number: | +1 212 488 2559 |
Category Code: HOL
Sequence Number: 464166
Time of Receipt (offset from UTC): 20150505T092850+0100