LONDON--(BUSINESS WIRE)--
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in |
CHIQUITA BRANDS INTERNATIONAL INC |
||
| Class of relevant security to which the | $0.01 common shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 21 October 2014 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 605,763 | 1.29% | 19,881 | 0.04% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 12,457,308 | 26.52% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 82,500 | 0.18% | 106,000 | 0.23% | |||||||
| TOTAL: | |||||||||||
| 688,263 | 1.47% | 12,583,189 | 26.79% | ||||||||
| Class of relevant security: | Convertible Bond US170032AT34 | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 7,000 | 0.01% | 0 | 0.00% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 7,000 | 0.01% | 0 | 0.00% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Sale | 1,000 | 99.5630 USD | |||
| Purchase | 100 | 12.9900 USD | |||
| Purchase | 100 | 13.1300 USD | |||
| Purchase | 100 | 13.2400 USD | |||
| Purchase | 120 | 13.2300 USD | |||
| Purchase | 200 | 12.9400 USD | |||
| Purchase | 200 | 13.1225 USD | |||
| Purchase | 299 | 12.9567 USD | |||
| Purchase | 300 | 13.0200 USD | |||
| Purchase | 300 | 13.0400 USD | |||
| Purchase | 349 | 13.2027 USD | |||
| Purchase | 371 | 12.9953 USD | |||
| Purchase | 400 | 13.0350 USD | |||
| Purchase | 400 | 13.1022 USD | |||
| Purchase | 401 | 13.0421 USD | |||
| Purchase | 450 | 13.0588 USD | |||
| Purchase | 500 | 13.1480 USD | |||
| Purchase | 600 | 12.9927 USD | |||
| Purchase | 700 | 13.0100 USD | |||
| Purchase | 757 | 13.0000 USD | |||
| Purchase | 800 | 13.1006 USD | |||
| Purchase | 900 | 13.0144 USD | |||
| Purchase | 1,033 | 12.9897 USD | |||
| Purchase | 1,211 | 12.9726 USD | |||
| Purchase | 1,400 | 12.9742 USD | |||
| Purchase | 1,500 | 13.0819 USD | |||
| Purchase | 1,600 | 12.9672 USD | |||
| Purchase | 1,700 | 13.0717 USD | |||
| Purchase | 1,750 | 13.0270 USD | |||
| Purchase | 1,800 | 13.1719 USD | |||
| Purchase | 1,900 | 13.0443 USD | |||
| Purchase | 2,100 | 13.0332 USD | |||
| Purchase | 2,841 | 12.9898 USD | |||
| Purchase | 3,700 | 13.0093 USD | |||
| Purchase | 4,000 | 13.0250 USD | |||
| Purchase | 6,600 | 13.1412 USD | |||
| Purchase | 7,000 | 13.0672 USD | |||
| Purchase | 14,800 | 12.9827 USD | |||
| Sale | 100 | 13.2290 USD | |||
| Sale | 200 | 12.9450 USD | |||
| Sale | 200 | 12.9700 USD | |||
| Sale | 200 | 12.9750 USD | |||
| Sale | 200 | 13.1600 USD | |||
| Sale | 300 | 13.0600 USD | |||
| Sale | 400 | 12.9725 USD | |||
| Sale | 500 | 13.1492 USD | |||
| Sale | 600 | 13.0835 USD | |||
| Sale | 900 | 12.9855 USD | |||
| Sale | 911 | 12.9856 USD | |||
| Sale | 1,200 | 12.9825 USD | |||
| Sale | 1,600 | 12.9714 USD | |||
| Sale | 1,800 | 13.0444 USD | |||
| Sale | 2,500 | 13.0367 USD | |||
| Sale | 2,900 | 12.9867 USD | |||
| Sale | 3,000 | 12.9800 USD | |||
| Sale | 3,100 | 12.9950 USD | |||
| Sale | 4,500 | 12.9847 USD | |||
| Sale | 5,345 | 12.9910 USD | |||
| Sale | 14,000 | 13.0672 USD | |||
| Sale | 15,800 | 13.0863 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction
(Note 6) |
Number of relevant securities
(Note 7) |
Price per unit
(Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction
(Note 8) |
Details |
Price per unit
(if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 22 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 500 | 13.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 6,800 | 13.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 27,300 | 14.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Purchased | 9,900 | 14.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 15.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 20 Feb 2015 | ||||||
| Call Options | Written | -2,500 | 11.0000 | American | 22 Nov 2014 | ||||||
| Call Options | Written | -100,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -400 | 12.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -200 | 13.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -2,000 | 13.0000 | American | 20 Feb 2015 | ||||||
| Put Options | Purchased | -500 | 14.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Purchased | -400 | 16.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 35,400 | 12.0000 | American | 22 Nov 2014 | ||||||
| Put Options | Written | 2,400 | 13.0000 | American | 15 May 2015 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.