LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: |
Barclays PLC. |
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient |
||
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
ABBVIE INC |
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken: |
20 Oct 2014 |
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? |
YES: SHIRE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,661,698 | 0.36% | 708,685 | 0.04% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 0 | 0.00% | 0 | 0.00% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,643,718 | 0.42% | 9,746,200 | 0.61% | |||||||
(4) | |||||||||||
TOTAL: | 12,305,416 | 0.77% | 10,454,885 | 0.66% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 4 | 53.6200 USD | ||||
ORD | Purchase | 50 | 54.2700 USD | ||||
ORD | Purchase | 58 | 54.4900 USD | ||||
ORD | Purchase | 100 | 53.6100 USD | ||||
ORD | Purchase | 100 | 53.6600 USD | ||||
ORD | Purchase | 114 | 53.2500 USD | ||||
ORD | Purchase | 115 | 53.6673 USD | ||||
ORD | Purchase | 180 | 54.4300 USD | ||||
ORD | Purchase | 200 | 54.3900 USD | ||||
ORD | Purchase | 200 | 54.4700 USD | ||||
ORD | Purchase | 200 | 54.5000 USD | ||||
ORD | Purchase | 230 | 53.7039 USD | ||||
ORD | Purchase | 272 | 53.4600 USD | ||||
ORD | Purchase | 298 | 53.9984 USD | ||||
ORD | Purchase | 300 | 53.6533 USD | ||||
ORD | Purchase | 300 | 53.9303 USD | ||||
ORD | Purchase | 300 | 53.9703 USD | ||||
ORD | Purchase | 300 | 54.4600 USD | ||||
ORD | Purchase | 310 | 53.9983 USD | ||||
ORD | Purchase | 400 | 54.4562 USD | ||||
ORD | Purchase | 500 | 53.4679 USD | ||||
ORD | Purchase | 500 | 53.6700 USD | ||||
ORD | Purchase | 500 | 54.4620 USD | ||||
ORD | Purchase | 683 | 54.1800 USD | ||||
ORD | Purchase | 800 | 54.4405 USD | ||||
ORD | Purchase | 800 | 54.4425 USD | ||||
ORD | Purchase | 800 | 54.4556 USD | ||||
ORD | Purchase | 888 | 53.8475 USD | ||||
ORD | Purchase | 900 | 54.4755 USD | ||||
ORD | Purchase | 1,041 | 53.8133 USD | ||||
ORD | Purchase | 1,100 | 53.6445 USD | ||||
ORD | Purchase | 1,200 | 53.6300 USD | ||||
ORD | Purchase | 1,200 | 53.6358 USD | ||||
ORD | Purchase | 1,311 | 53.7813 USD | ||||
ORD | Purchase | 1,500 | 53.9570 USD | ||||
ORD | Purchase | 1,545 | 53.8138 USD | ||||
ORD | Purchase | 1,709 | 53.7117 USD | ||||
ORD | Purchase | 1,900 | 53.6400 USD | ||||
ORD | Purchase | 2,000 | 53.6020 USD | ||||
ORD | Purchase | 2,000 | 54.4447 USD | ||||
ORD | Purchase | 2,023 | 54.1715 USD | ||||
ORD | Purchase | 2,100 | 54.4500 USD | ||||
ORD | Purchase | 2,200 | 53.4877 USD | ||||
ORD | Purchase | 2,905 | 53.6551 USD | ||||
ORD | Purchase | 3,279 | 53.7089 USD | ||||
ORD | Purchase | 3,286 | 53.8700 USD | ||||
ORD | Purchase | 3,483 | 53.6414 USD | ||||
ORD | Purchase | 3,510 | 53.9491 USD | ||||
ORD | Purchase | 3,900 | 54.4518 USD | ||||
ORD | Purchase | 4,013 | 53.6391 USD | ||||
ORD | Purchase | 4,078 | 53.8991 USD | ||||
ORD | Purchase | 4,508 | 53.6720 USD | ||||
ORD | Purchase | 5,124 | 53.6375 USD | ||||
ORD | Purchase | 5,168 | 54.2297 USD | ||||
ORD | Purchase | 6,002 | 54.1155 USD | ||||
ORD | Purchase | 7,108 | 53.7828 USD | ||||
ORD | Purchase | 8,500 | 54.4142 USD | ||||
ORD | Purchase | 8,546 | 54.4519 USD | ||||
ORD | Purchase | 8,697 | 54.0497 USD | ||||
ORD | Purchase | 8,877 | 53.8280 USD | ||||
ORD | Purchase | 10,236 | 53.6465 USD | ||||
ORD | Purchase | 11,200 | 54.3998 USD | ||||
ORD | Purchase | 11,560 | 53.6081 USD | ||||
ORD | Purchase | 11,702 | 53.7061 USD | ||||
ORD | Purchase | 11,900 | 53.9055 USD | ||||
ORD | Purchase | 12,174 | 54.4621 USD | ||||
ORD | Purchase | 12,378 | 53.3700 USD | ||||
ORD | Purchase | 12,737 | 53.9772 USD | ||||
ORD | Purchase | 15,580 | 53.8985 USD | ||||
ORD | Purchase | 19,818 | 53.6990 USD | ||||
ORD | Purchase | 22,500 | 54.0950 USD | ||||
ORD | Purchase | 25,050 | 52.5417 USD | ||||
ORD | Purchase | 25,700 | 53.7268 USD | ||||
ORD | Purchase | 39,900 | 53.9200 USD | ||||
ORD | Purchase | 40,889 | 53.9929 USD | ||||
ORD | Purchase | 43,608 | 54.0393 USD | ||||
ORD | Purchase | 44,714 | 53.6996 USD | ||||
ORD | Purchase | 52,370 | 53.9546 USD | ||||
ORD | Purchase | 80,640 | 53.7308 USD | ||||
ORD | Purchase | 96,531 | 54.3371 USD | ||||
ORD | Purchase | 144,665 | 54.0300 USD | ||||
ORD | Purchase | 1,186,716 | 54.4100 USD | ||||
ORD | Sale | 25 | 53.9100 USD | ||||
ORD | Sale | 30 | 54.4150 USD | ||||
ORD | Sale | 50 | 54.2700 USD | ||||
ORD | Sale | 51 | 53.0100 USD | ||||
ORD | Sale | 58 | 54.4900 USD | ||||
ORD | Sale | 71 | 54.3700 USD | ||||
ORD | Sale | 90 | 53.6000 USD | ||||
ORD | Sale | 100 | 53.2700 USD | ||||
ORD | Sale | 100 | 53.4110 USD | ||||
ORD | Sale | 100 | 53.9500 USD | ||||
ORD | Sale | 100 | 53.9600 USD | ||||
ORD | Sale | 100 | 54.0072 USD | ||||
ORD | Sale | 100 | 54.2500 USD | ||||
ORD | Sale | 100 | 54.4000 USD | ||||
ORD | Sale | 100 | 54.4050 USD | ||||
ORD | Sale | 100 | 54.4950 USD | ||||
ORD | Sale | 153 | 53.0300 USD | ||||
ORD | Sale | 176 | 53.3304 USD | ||||
ORD | Sale | 200 | 53.9550 USD | ||||
ORD | Sale | 200 | 53.9575 USD | ||||
ORD | Sale | 200 | 54.4500 USD | ||||
ORD | Sale | 223 | 54.4463 USD | ||||
ORD | Sale | 300 | 53.9533 USD | ||||
ORD | Sale | 300 | 54.1600 USD | ||||
ORD | Sale | 304 | 53.9983 USD | ||||
ORD | Sale | 383 | 54.2008 USD | ||||
ORD | Sale | 500 | 53.6480 USD | ||||
ORD | Sale | 500 | 54.1660 USD | ||||
ORD | Sale | 500 | 54.4120 USD | ||||
ORD | Sale | 504 | 54.0823 USD | ||||
ORD | Sale | 565 | 53.8223 USD | ||||
ORD | Sale | 661 | 54.2509 USD | ||||
ORD | Sale | 683 | 54.1800 USD | ||||
ORD | Sale | 700 | 54.4485 USD | ||||
ORD | Sale | 900 | 54.1105 USD | ||||
ORD | Sale | 1,000 | 53.6301 USD | ||||
ORD | Sale | 1,000 | 54.4330 USD | ||||
ORD | Sale | 1,400 | 54.4342 USD | ||||
ORD | Sale | 1,534 | 54.2247 USD | ||||
ORD | Sale | 1,700 | 54.0759 USD | ||||
ORD | Sale | 2,200 | 53.4877 USD | ||||
ORD | Sale | 2,458 | 54.3825 USD | ||||
ORD | Sale | 2,485 | 53.5100 USD | ||||
ORD | Sale | 2,495 | 54.1351 USD | ||||
ORD | Sale | 2,632 | 54.2098 USD | ||||
ORD | Sale | 2,677 | 54.3823 USD | ||||
ORD | Sale | 3,015 | 54.3643 USD | ||||
ORD | Sale | 3,407 | 54.0369 USD | ||||
ORD | Sale | 3,700 | 54.1470 USD | ||||
ORD | Sale | 3,857 | 54.1867 USD | ||||
ORD | Sale | 4,455 | 54.1765 USD | ||||
ORD | Sale | 7,500 | 54.0187 USD | ||||
ORD | Sale | 7,658 | 54.3938 USD | ||||
ORD | Sale | 9,122 | 54.0260 USD | ||||
ORD | Sale | 9,494 | 54.0897 USD | ||||
ORD | Sale | 12,378 | 53.3700 USD | ||||
ORD | Sale | 13,500 | 53.8705 USD | ||||
ORD | Sale | 15,900 | 54.0739 USD | ||||
ORD | Sale | 16,000 | 53.7780 USD | ||||
ORD | Sale | 19,156 | 54.3768 USD | ||||
ORD | Sale | 20,200 | 54.0940 USD | ||||
ORD | Sale | 21,950 | 53.6305 USD | ||||
ORD | Sale | 25,000 | 52.5400 USD | ||||
ORD | Sale | 29,758 | 54.2288 USD | ||||
ORD | Sale | 31,459 | 54.4177 USD | ||||
ORD | Sale | 64,022 | 54.0392 USD | ||||
ORD | Sale | 80,640 | 53.7308 USD | ||||
ORD | Sale | 80,840 | 53.7321 USD | ||||
ORD | Sale | 142,386 | 54.0154 USD | ||||
ORD | Sale | 173,848 | 53.8890 USD | ||||
ORD | Sale | 1,194,076 | 54.4100 USD |
(b) Derivatives transactions (other than options)
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
ORD | Call Options | Purchasing | 200 | 62.5 USD | American | 17 Jan 2015 | 0.2500 USD | ||||||||
ORD | Call Options | Selling | 300 | 55 USD | American | 22 Nov 2014 | 1.3000 USD | ||||||||
ORD | Call Options | Selling | 8,200 | 55 USD | American | 20 Feb 2015 | 2.9000 USD | ||||||||
ORD | Put Options | Purchasing | 20,000 | 52.5 USD | American | 22 Nov 2014 | 1.6400 USD | ||||||||
ORD | Put Options | Purchasing | 20,000 | 57.5 USD | American | 22 Nov 2014 | 4.3392 USD | ||||||||
ORD | Put Options | Selling | 2,700 | 50 USD | American | 22 Nov 2014 | 0.8240 USD | ||||||||
ORD | Put Options | Selling | 20,000 | 52.5 USD | American | 22 Nov 2014 | 1.4992 USD | ||||||||
ORD | Put Options | Selling | 100 | 52.5 USD | American | 22 Nov 2014 | 1.5000 USD | ||||||||
ORD | Put Options | Selling | 20,000 | 57.5 USD | American | 22 Nov 2014 | 4.4888 USD |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option |
Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: |
21 Oct 2014 |
|
Contact name: |
Rajesh Muthanna |
|
Telephone number: |
020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: |
Barclays PLC. |
|
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
ABBVIE INC |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Written | 1,009 | European | 11 Jan 2016 | ||||||||
ORD | Call Options | Purchased | 1,009 | European | 11 Jan 2016 | ||||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,300 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 47.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -42,900 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -69,100 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -5,000 | 52.0000 | American | 24 Oct 2014 | |||||||
ORD | Put Options | Purchased | -795,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,300 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -200,000 | 53.5000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Purchased | -300 | 54.0000 | American | 14 Nov 2014 | |||||||
ORD | Put Options | Purchased | -8,500 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -2,700 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 55.0000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -17,200 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -500 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,400 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,200 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 100 | 40.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 6,700 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,600 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 36,900 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 25,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 51.0000 | American | 24 Oct 2014 | |||||||
ORD | Put Options | Written | 3,500 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 100 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 100,000 | 56.0000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Written | 168,100 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,500 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,000 | 50.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 19,000 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 12,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 12,900 | 55.5000 | American | 24 Oct 2014 | |||||||
ORD | Call Options | Purchased | 200 | 57.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 396,400 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 9,100 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 59.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 116,000 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 3,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,200 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 15,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 9,200 | 67.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -200 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -7,600 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -1,100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -17,800 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,300 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -1,100 | 53.0000 | American | 24 Oct 2014 | |||||||
ORD | Call Options | Written | -5,000 | 55.0000 | American | 24 Oct 2014 | |||||||
ORD | Call Options | Written | -815,300 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -11,200 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -131,100 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -100 | 56.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -500 | 57.0000 | American | 14 Nov 2014 | |||||||
ORD | Call Options | Written | -200 | 57.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -47,500 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -19,800 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -9,000 | 57.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -1,600 | 58.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 58.5000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 59.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -95,100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -62,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -100 | 60.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -21,000 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -9,900 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.