LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
are being disclosed: | |||||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 1 October 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,031,981 | 0.32% | 4,301,288 | 0.27% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 3,342,723 | 0.21% | 0 | 0.00% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,541,200 | 0.41% | 8,606,200 | 0.54% | |||||||
TOTAL: | 14,915,904 | 0.94% | 12,907,488 | 0.81% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 12 | 57.4700 USD | ||||
ORD | Purchase | 60 | 57.2600 USD | ||||
ORD | Purchase | 99 | 57.5900 USD | ||||
ORD | Purchase | 100 | 57.2690 USD | ||||
ORD | Purchase | 100 | 57.3900 USD | ||||
ORD | Purchase | 100 | 57.4050 USD | ||||
ORD | Purchase | 100 | 57.5800 USD | ||||
ORD | Purchase | 100 | 57.6700 USD | ||||
ORD | Purchase | 103 | 57.3300 USD | ||||
ORD | Purchase | 147 | 57.2545 USD | ||||
ORD | Purchase | 200 | 57.2200 USD | ||||
ORD | Purchase | 200 | 57.3250 USD | ||||
ORD | Purchase | 200 | 57.5250 USD | ||||
ORD | Purchase | 246 | 57.6500 USD | ||||
ORD | Purchase | 300 | 57.2866 USD | ||||
ORD | Purchase | 300 | 57.4933 USD | ||||
ORD | Purchase | 400 | 57.3525 USD | ||||
ORD | Purchase | 400 | 57.3625 USD | ||||
ORD | Purchase | 400 | 57.4025 USD | ||||
ORD | Purchase | 407 | 57.2957 USD | ||||
ORD | Purchase | 409 | 57.3178 USD | ||||
ORD | Purchase | 479 | 57.4034 USD | ||||
ORD | Purchase | 500 | 57.5140 USD | ||||
ORD | Purchase | 547 | 57.2500 USD | ||||
ORD | Purchase | 700 | 57.4500 USD | ||||
ORD | Purchase | 753 | 57.2450 USD | ||||
ORD | Purchase | 807 | 57.2561 USD | ||||
ORD | Purchase | 900 | 57.2166 USD | ||||
ORD | Purchase | 900 | 57.2167 USD | ||||
ORD | Purchase | 900 | 57.4455 USD | ||||
ORD | Purchase | 1,000 | 57.3175 USD | ||||
ORD | Purchase | 1,100 | 57.6545 USD | ||||
ORD | Purchase | 1,100 | 57.6563 USD | ||||
ORD | Purchase | 1,100 | 57.6800 USD | ||||
ORD | Purchase | 1,152 | 57.4097 USD | ||||
ORD | Purchase | 1,200 | 57.2499 USD | ||||
ORD | Purchase | 1,200 | 57.4503 USD | ||||
ORD | Purchase | 1,259 | 57.6768 USD | ||||
ORD | Purchase | 1,500 | 57.8603 USD | ||||
ORD | Purchase | 1,635 | 57.2228 USD | ||||
ORD | Purchase | 1,721 | 57.4580 USD | ||||
ORD | Purchase | 1,992 | 57.6802 USD | ||||
ORD | Purchase | 2,000 | 57.3287 USD | ||||
ORD | Purchase | 3,224 | 57.4137 USD | ||||
ORD | Purchase | 3,915 | 57.2984 USD | ||||
ORD | Purchase | 3,940 | 57.8361 USD | ||||
ORD | Purchase | 4,000 | 57.5942 USD | ||||
ORD | Purchase | 4,077 | 57.3246 USD | ||||
ORD | Purchase | 4,124 | 57.2925 USD | ||||
ORD | Purchase | 4,200 | 57.4429 USD | ||||
ORD | Purchase | 4,255 | 57.4041 USD | ||||
ORD | Purchase | 4,894 | 57.3451 USD | ||||
ORD | Purchase | 6,100 | 57.3685 USD | ||||
ORD | Purchase | 7,397 | 57.3294 USD | ||||
ORD | Purchase | 7,552 | 57.3666 USD | ||||
ORD | Purchase | 8,149 | 57.3359 USD | ||||
ORD | Purchase | 9,100 | 57.6510 USD | ||||
ORD | Purchase | 9,762 | 57.2049 USD | ||||
ORD | Purchase | 10,208 | 57.2376 USD | ||||
ORD | Purchase | 13,500 | 57.3707 USD | ||||
ORD | Purchase | 14,425 | 57.4427 USD | ||||
ORD | Purchase | 15,322 | 57.3522 USD | ||||
ORD | Purchase | 18,900 | 57.3712 USD | ||||
ORD | Purchase | 19,370 | 57.3776 USD | ||||
ORD | Purchase | 23,484 | 57.3794 USD | ||||
ORD | Purchase | 23,529 | 57.3033 USD | ||||
ORD | Purchase | 27,673 | 57.4085 USD | ||||
ORD | Purchase | 36,085 | 57.9300 USD | ||||
ORD | Purchase | 45,403 | 57.3098 USD | ||||
ORD | Purchase | 50,005 | 57.3888 USD | ||||
ORD | Purchase | 51,191 | 57.4127 USD | ||||
ORD | Purchase | 56,191 | 57.8458 USD | ||||
ORD | Purchase | 56,291 | 57.8449 USD | ||||
ORD | Purchase | 59,775 | 57.3382 USD | ||||
ORD | Purchase | 61,935 | 57.3438 USD | ||||
ORD | Purchase | 80,366 | 57.4860 USD | ||||
ORD | Purchase | 93,242 | 57.3281 USD | ||||
ORD | Purchase | 101,669 | 57.3708 USD | ||||
ORD | Purchase | 211,330 | 57.2778 USD | ||||
ORD | Purchase | 2,342,253 | 57.2300 USD | ||||
ORD | Sale | 32 | 57.4700 USD | ||||
ORD | Sale | 100 | 57.2200 USD | ||||
ORD | Sale | 100 | 57.2600 USD | ||||
ORD | Sale | 100 | 57.2800 USD | ||||
ORD | Sale | 100 | 57.2900 USD | ||||
ORD | Sale | 100 | 57.3500 USD | ||||
ORD | Sale | 100 | 57.4500 USD | ||||
ORD | Sale | 150 | 57.4286 USD | ||||
ORD | Sale | 157 | 57.2694 USD | ||||
ORD | Sale | 200 | 57.3100 USD | ||||
ORD | Sale | 200 | 57.4300 USD | ||||
ORD | Sale | 203 | 57.0000 USD | ||||
ORD | Sale | 220 | 57.5000 USD | ||||
ORD | Sale | 235 | 57.3700 USD | ||||
ORD | Sale | 278 | 57.2749 USD | ||||
ORD | Sale | 296 | 57.3947 USD | ||||
ORD | Sale | 300 | 57.2700 USD | ||||
ORD | Sale | 300 | 57.3316 USD | ||||
ORD | Sale | 300 | 57.3966 USD | ||||
ORD | Sale | 300 | 57.5533 USD | ||||
ORD | Sale | 303 | 57.3300 USD | ||||
ORD | Sale | 369 | 57.0954 USD | ||||
ORD | Sale | 400 | 57.3027 USD | ||||
ORD | Sale | 422 | 57.5279 USD | ||||
ORD | Sale | 438 | 57.2239 USD | ||||
ORD | Sale | 495 | 57.3021 USD | ||||
ORD | Sale | 500 | 57.3540 USD | ||||
ORD | Sale | 500 | 57.3602 USD | ||||
ORD | Sale | 500 | 57.3800 USD | ||||
ORD | Sale | 500 | 57.5420 USD | ||||
ORD | Sale | 576 | 57.0331 USD | ||||
ORD | Sale | 600 | 57.5600 USD | ||||
ORD | Sale | 700 | 57.2128 USD | ||||
ORD | Sale | 774 | 57.1408 USD | ||||
ORD | Sale | 900 | 57.2166 USD | ||||
ORD | Sale | 999 | 57.4551 USD | ||||
ORD | Sale | 1,069 | 57.2001 USD | ||||
ORD | Sale | 1,083 | 57.5817 USD | ||||
ORD | Sale | 1,098 | 57.2305 USD | ||||
ORD | Sale | 1,100 | 57.2422 USD | ||||
ORD | Sale | 1,200 | 57.1083 USD | ||||
ORD | Sale | 1,200 | 57.2908 USD | ||||
ORD | Sale | 1,200 | 57.4158 USD | ||||
ORD | Sale | 1,218 | 57.3785 USD | ||||
ORD | Sale | 1,260 | 57.1680 USD | ||||
ORD | Sale | 1,600 | 57.2918 USD | ||||
ORD | Sale | 1,600 | 57.4590 USD | ||||
ORD | Sale | 1,800 | 57.3955 USD | ||||
ORD | Sale | 1,900 | 57.3571 USD | ||||
ORD | Sale | 2,194 | 57.3769 USD | ||||
ORD | Sale | 2,260 | 57.3791 USD | ||||
ORD | Sale | 2,300 | 57.5152 USD | ||||
ORD | Sale | 2,308 | 57.3706 USD | ||||
ORD | Sale | 2,790 | 57.1497 USD | ||||
ORD | Sale | 2,791 | 57.4437 USD | ||||
ORD | Sale | 2,800 | 57.3639 USD | ||||
ORD | Sale | 3,045 | 57.5405 USD | ||||
ORD | Sale | 3,400 | 57.3084 USD | ||||
ORD | Sale | 3,500 | 57.2544 USD | ||||
ORD | Sale | 3,500 | 57.2811 USD | ||||
ORD | Sale | 3,600 | 57.3761 USD | ||||
ORD | Sale | 3,700 | 57.3005 USD | ||||
ORD | Sale | 4,166 | 57.2681 USD | ||||
ORD | Sale | 4,355 | 57.3469 USD | ||||
ORD | Sale | 4,477 | 57.3819 USD | ||||
ORD | Sale | 4,500 | 57.2479 USD | ||||
ORD | Sale | 4,500 | 57.3016 USD | ||||
ORD | Sale | 4,550 | 57.4503 USD | ||||
ORD | Sale | 4,580 | 57.2500 USD | ||||
ORD | Sale | 4,953 | 57.5212 USD | ||||
ORD | Sale | 5,000 | 57.7500 USD | ||||
ORD | Sale | 5,750 | 57.3000 USD | ||||
ORD | Sale | 5,764 | 57.3229 USD | ||||
ORD | Sale | 5,776 | 57.2535 USD | ||||
ORD | Sale | 7,194 | 57.4132 USD | ||||
ORD | Sale | 7,474 | 57.3512 USD | ||||
ORD | Sale | 7,838 | 57.6708 USD | ||||
ORD | Sale | 8,513 | 57.5153 USD | ||||
ORD | Sale | 8,536 | 57.4336 USD | ||||
ORD | Sale | 9,400 | 57.4448 USD | ||||
ORD | Sale | 9,685 | 57.3776 USD | ||||
ORD | Sale | 9,800 | 57.3269 USD | ||||
ORD | Sale | 10,287 | 57.4585 USD | ||||
ORD | Sale | 13,200 | 57.2923 USD | ||||
ORD | Sale | 13,385 | 57.3365 USD | ||||
ORD | Sale | 13,620 | 57.2801 USD | ||||
ORD | Sale | 16,800 | 57.3711 USD | ||||
ORD | Sale | 17,000 | 57.3685 USD | ||||
ORD | Sale | 21,662 | 57.2605 USD | ||||
ORD | Sale | 22,892 | 57.3728 USD | ||||
ORD | Sale | 23,885 | 57.5119 USD | ||||
ORD | Sale | 41,977 | 57.3735 USD | ||||
ORD | Sale | 52,700 | 57.3725 USD | ||||
ORD | Sale | 77,909 | 57.2870 USD | ||||
ORD | Sale | 85,203 | 57.2706 USD | ||||
ORD | Sale | 93,087 | 57.3749 USD | ||||
ORD | Sale | 168,573 | 57.8458 USD | ||||
ORD | Sale | 195,685 | 57.4092 USD | ||||
ORD | Sale | 196,556 | 57.3333 USD | ||||
ORD | Sale | 2,358,794 | 57.2300 USD |
(b) Derivatives transactions (other than options)
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | SWAP | Long | 41,977 | 57.3162 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
ORD | Call Options | Purchasing | 2,200 | 62.5 USD | American | 22 Nov 2014 | 0.4886 USD | ||||||||
ORD | Call Options | Purchasing | 1,800 | 62.5 USD | American | 22 Nov 2014 | 0.5000 USD | ||||||||
ORD | Call Options | Selling | 300 | 62.5 USD | American | 22 Nov 2014 | 0.5000 USD | ||||||||
ORD | Put Options | Purchasing | 1,700 | 52.5 USD | American | 22 Nov 2014 | 0.7382 USD | ||||||||
ORD | Put Options | Purchasing | 900 | 52.5 USD | American | 22 Nov 2014 | 0.7500 USD | ||||||||
ORD | Put Options | Purchasing | 500 | 55 USD | American | 22 Nov 2014 | 1.3000 USD |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option |
Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
Date of disclosure: | 2 Oct 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | ||
are being disclosed: | |||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -45,400 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -794,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -8,600 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,100 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 26,100 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 2,700 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 169,900 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,700 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 6,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 104,400 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 433,800 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 8,000 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 21,100 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,400 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 14,100 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 67.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -26,800 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -120,300 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -6,200 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -116,400 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -54,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -19,300 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.