LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose |
SHIRE PLC |
|||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,275,713 | 1.74% | 4,695,360 | 0.80% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,117,384 | 0.36% | 3,682,062 | 0.62% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,314,900 | 0.22% | 1,854,000 | 0.31% | |||||||
| TOTAL: | 13,707,997 | 2.32% | 10,231,422 | 1.73% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 24 | 256.2300 USD | ||||
| ORD | Purchase | 69 | 52.3750 GBP | ||||
| ORD | Purchase | 69 | 52.5250 GBP | ||||
| ORD | Purchase | 69 | 52.6500 GBP | ||||
| ORD | Purchase | 69 | 52.8000 GBP | ||||
| ORD | Purchase | 69 | 52.8750 GBP | ||||
| ORD | Purchase | 69 | 52.9500 GBP | ||||
| ORD | Purchase | 149 | 52.8500 GBP | ||||
| ORD | Purchase | 212 | 52.7035 GBP | ||||
| ORD (traded as ADR) | Purchase | 222 | 256.3500 USD | ||||
| ORD | Purchase | 273 | 53.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.9400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.1400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 256.3600 USD | ||||
| ORD | Purchase | 389 | 52.7000 GBP | ||||
| ORD (traded as ADR) | Purchase | 447 | 256.2949 USD | ||||
| ORD | Purchase | 453 | 52.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 256.6000 USD | ||||
| ORD | Purchase | 604 | 52.6276 GBP | ||||
| ORD | Purchase | 677 | 52.5281 GBP | ||||
| ORD | Purchase | 694 | 52.4000 GBP | ||||
| ORD | Purchase | 799 | 52.4691 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 256.0500 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 256.2216 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 256.4190 USD | ||||
| ORD (traded as ADR) | Purchase | 1,299 | 257.1062 USD | ||||
| ORD | Purchase | 1,331 | 52.5500 GBP | ||||
| ORD | Purchase | 1,390 | 52.5272 GBP | ||||
| ORD | Purchase | 1,511 | 52.5691 GBP | ||||
| ORD | Purchase | 1,562 | 52.6519 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 256.5500 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 257.7366 USD | ||||
| ORD | Purchase | 2,095 | 52.3500 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 256.0413 USD | ||||
| ORD | Purchase | 2,569 | 52.6000 GBP | ||||
| ORD | Purchase | 2,629 | 52.6286 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,688 | 255.9889 USD | ||||
| ORD (traded as ADR) | Purchase | 2,766 | 256.3527 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 256.0870 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 256.3132 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 258.2741 USD | ||||
| ORD | Purchase | 3,239 | 52.5351 GBP | ||||
| ORD | Purchase | 3,549 | 52.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 258.1962 USD | ||||
| ORD (traded as ADR) | Purchase | 5,121 | 257.6184 USD | ||||
| ORD (traded as ADR) | Purchase | 5,487 | 256.4087 USD | ||||
| ORD | Purchase | 6,973 | 52.5824 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,200 | 256.0579 USD | ||||
| ORD | Purchase | 8,816 | 52.5597 GBP | ||||
| ORD | Purchase | 9,996 | 52.5083 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,206 | 255.9854 USD | ||||
| ORD | Purchase | 15,000 | 52.4276 GBP | ||||
| ORD (traded as ADR) | Purchase | 16,500 | 255.8422 USD | ||||
| ORD (traded as ADR) | Purchase | 18,600 | 256.2437 USD | ||||
| ORD | Purchase | 19,373 | 52.4462 GBP | ||||
| ORD (traded as ADR) | Purchase | 30,639 | 256.0407 USD | ||||
| ORD | Purchase | 40,743 | 52.4203 GBP | ||||
| ORD (traded as ADR) | Purchase | 43,767 | 256.0620 USD | ||||
| ORD | Purchase | 49,816 | 52.5316 GBP | ||||
| ORD (traded as ADR) | Purchase | 64,926 | 256.8899 USD | ||||
| ORD | Purchase | 67,997 | 52.4342 GBP | ||||
| ORD | Purchase | 100,058 | 52.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 117,300 | 256.0170 USD | ||||
| ORD (traded as ADR) | Purchase | 117,300 | 256.2730 USD | ||||
| ORD | Sale | 5 | 52.3560 GBP | ||||
| ORD | Sale | 11 | 52.3554 GBP | ||||
| ORD (traded as ADR) | Sale | 24 | 256.2300 USD | ||||
| ORD | Sale | 69 | 52.3750 GBP | ||||
| ORD | Sale | 69 | 52.5250 GBP | ||||
| ORD | Sale | 69 | 52.6000 GBP | ||||
| ORD | Sale | 69 | 52.6500 GBP | ||||
| ORD | Sale | 69 | 52.8000 GBP | ||||
| ORD | Sale | 69 | 52.8750 GBP | ||||
| ORD | Sale | 69 | 52.9500 GBP | ||||
| ORD (traded as ADR) | Sale | 75 | 259.4440 USD | ||||
| ORD (traded as ADR) | Sale | 90 | 258.9400 USD | ||||
| ORD (traded as ADR) | Sale | 105 | 258.9671 USD | ||||
| ORD | Sale | 130 | 52.5000 GBP | ||||
| ORD | Sale | 149 | 52.8500 GBP | ||||
| ORD | Sale | 279 | 52.3552 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 256.2400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 258.4120 USD | ||||
| ORD (traded as ADR) | Sale | 330 | 257.6901 USD | ||||
| ORD | Sale | 389 | 52.7000 GBP | ||||
| ORD | Sale | 583 | 52.9000 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 255.8400 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 255.9438 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 256.3700 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 257.7160 USD | ||||
| ORD | Sale | 694 | 52.4000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 256.3466 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 258.2433 USD | ||||
| ORD | Sale | 1,152 | 52.3801 GBP | ||||
| ORD | Sale | 1,331 | 52.5500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,401 | 256.3887 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 258.2741 USD | ||||
| ORD | Sale | 1,726 | 52.6490 GBP | ||||
| ORD | Sale | 1,762 | 52.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 256.5500 USD | ||||
| ORD | Sale | 2,525 | 52.4192 GBP | ||||
| ORD | Sale | 2,756 | 52.3232 GBP | ||||
| ORD | Sale | 3,220 | 52.5305 GBP | ||||
| ORD (traded as ADR) | Sale | 3,300 | 256.0127 USD | ||||
| ORD (traded as ADR) | Sale | 3,300 | 256.4627 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 257.8530 USD | ||||
| ORD (traded as ADR) | Sale | 3,741 | 258.2399 USD | ||||
| ORD (traded as ADR) | Sale | 3,759 | 256.3750 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 258.1796 USD | ||||
| ORD | Sale | 4,334 | 52.5589 GBP | ||||
| ORD | Sale | 5,125 | 52.5141 GBP | ||||
| ORD | Sale | 5,408 | 52.4907 GBP | ||||
| ORD (traded as ADR) | Sale | 7,800 | 256.2023 USD | ||||
| ORD (traded as ADR) | Sale | 8,520 | 257.5062 USD | ||||
| ORD (traded as ADR) | Sale | 8,922 | 256.3842 USD | ||||
| ORD | Sale | 9,172 | 52.4353 GBP | ||||
| ORD | Sale | 10,020 | 52.3634 GBP | ||||
| ORD (traded as ADR) | Sale | 11,436 | 257.0908 USD | ||||
| ORD | Sale | 11,961 | 52.3553 GBP | ||||
| ORD | Sale | 12,612 | 52.2979 GBP | ||||
| ORD | Sale | 17,270 | 52.3769 GBP | ||||
| ORD (traded as ADR) | Sale | 17,400 | 255.8720 USD | ||||
| ORD | Sale | 17,542 | 52.3007 GBP | ||||
| ORD | Sale | 18,107 | 52.4043 GBP | ||||
| ORD | Sale | 19,710 | 52.4082 GBP | ||||
| ORD | Sale | 21,630 | 52.3172 GBP | ||||
| ORD | Sale | 25,285 | 52.3500 GBP | ||||
| ORD | Sale | 27,724 | 52.3051 GBP | ||||
| ORD | Sale | 32,863 | 52.4101 GBP | ||||
| ORD (traded as ADR) | Sale | 33,549 | 257.0052 USD | ||||
| ORD | Sale | 35,955 | 52.4516 GBP | ||||
| ORD (traded as ADR) | Sale | 117,300 | 256.0170 USD | ||||
| ORD (traded as ADR) | Sale | 234,600 | 256.2730 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 2,266 | 52.4633 GBP | |||||
| ORD | CFD | Long | 3,717 | 52.2500 GBP | |||||
| ORD | CFD | Long | 2,525 | 52.4192 GBP | |||||
| ORD | CFD | Long | 16,993 | 52.4185 GBP | |||||
| ORD | CFD | Short | 129 | 52.4052 GBP | |||||
| ORD | CFD | Short | 604 | 52.6276 GBP | |||||
| ORD | CFD | Short | 799 | 52.4691 GBP | |||||
| ORD | SWAP | Short | 2,524 | 52.5315 GBP | |||||
| ORD | CFD | Short | 3,717 | 52.4742 GBP | |||||
| ORD | SWAP | Short | 63,716 | 52.4541 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 100 | 260 USD | American | 17 Jan 2015 | 16.9000 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 270 USD | American | 17 Jan 2015 | 10.0000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 280 USD | American | 17 Apr 2015 | 31.0000 USD |
(ii) Exercising
| Class of relevant security |
Product description
e.g. call option |
Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none” |
|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
||
| Date of disclosure: | 23 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -60,000 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 325,200 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.