Form 8.5 (EPT/NON-RI) AMENDMENT - TUI TRAVEL PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

TUI TRAVEL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 20 August 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI AG
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,338,213 1.01% 3,375,266 0.30%
           
(2) Derivatives (other than
options): 899,038 0.08% 7,851,715 0.70%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 12,237,251 1.09% 11,226,981 1.00%
     
Class of relevant security:   Convertible Bond XS0503743949
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,500,000 1.13% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 4,500,000 1.13% 0 0.00%
     
Class of relevant security:   Convertible Bond XS0455660216
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,800,000 1.09% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,800,000 1.09% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Purchase 1,500,000 104.1500 GBP
ORD Purchase 318 3.7185 GBP
ORD Purchase 318 3.7195 GBP
ORD Purchase 318 3.7235 GBP
ORD Purchase 318 3.7275 GBP
ORD Purchase 318 3.7290 GBP
ORD Purchase 398 3.7020 GBP
ORD Purchase 398 3.7040 GBP
ORD Purchase 398 3.7055 GBP
ORD Purchase 398 3.7080 GBP
ORD Purchase 530 3.7160 GBP
ORD Purchase 530 3.7165 GBP
ORD Purchase 530 3.7294 GBP
ORD Purchase 636 3.7295 GBP
ORD Purchase 804 3.7070 GBP
ORD Purchase 848 3.7170 GBP
ORD Purchase 917 3.6990 GBP
ORD Purchase 1,005 3.7050 GBP
ORD Purchase 1,006 3.7155 GBP
ORD Purchase 1,006 3.7200 GBP
ORD Purchase 1,006 3.7215 GBP
ORD Purchase 1,013 3.7251 GBP
ORD Purchase 1,014 3.7219 GBP
ORD Purchase 1,042 3.6970 GBP
ORD Purchase 1,064 3.7270 GBP
ORD Purchase 1,077 3.7150 GBP
ORD Purchase 1,081 3.7190 GBP
ORD Purchase 1,191 3.7250 GBP
ORD Purchase 1,423 3.7049 GBP
ORD Purchase 1,576 3.7205 GBP
ORD Purchase 1,613 3.7240 GBP
ORD Purchase 1,635 3.7230 GBP
ORD Purchase 1,844 3.7280 GBP
ORD Purchase 2,138 3.7060 GBP
ORD Purchase 2,556 3.6980 GBP
ORD Purchase 2,721 3.7260 GBP
ORD Purchase 2,730 3.7117 GBP
ORD Purchase 3,354 3.7030 GBP
ORD Purchase 3,516 3.7090 GBP
ORD Purchase 4,334 3.7012 GBP
ORD Purchase 4,896 3.7177 GBP
ORD Purchase 6,028 3.7085 GBP
ORD Purchase 6,762 3.7220 GBP
ORD Purchase 8,675 3.7075 GBP
ORD Purchase 9,383 3.7210 GBP
ORD Purchase 11,491 3.6960 GBP
ORD Purchase 16,015 3.7168 GBP
ORD Purchase 40,233 3.7138 GBP
ORD Purchase 42,871 3.7087 GBP
ORD Purchase 74,999 3.7014 GBP
ORD Purchase 79,200 3.7078 GBP
ORD Purchase 117,300 3.7086 GBP
ORD Purchase 193,087 3.7140 GBP
ORD Sale 68 3.7198 GBP
ORD Sale 175 3.7048 GBP
ORD Sale 318 3.7185 GBP
ORD Sale 318 3.7195 GBP
ORD Sale 318 3.7275 GBP
ORD Sale 318 3.7290 GBP
ORD Sale 530 3.7165 GBP
ORD Sale 530 3.7294 GBP
ORD Sale 543 3.7148 GBP
ORD Sale 636 3.7295 GBP
ORD Sale 796 3.7055 GBP
ORD Sale 828 3.7235 GBP
ORD Sale 1,006 3.7215 GBP
ORD Sale 1,014 3.7219 GBP
ORD Sale 1,237 3.7188 GBP
ORD Sale 1,319 3.7155 GBP
ORD Sale 1,423 3.7049 GBP
ORD Sale 1,453 3.7161 GBP
ORD Sale 1,468 3.7075 GBP
ORD Sale 1,844 3.7280 GBP
ORD Sale 2,086 3.7205 GBP
ORD Sale 2,310 3.7150 GBP
ORD Sale 2,429 3.7130 GBP
ORD Sale 2,445 3.7251 GBP
ORD Sale 3,063 3.7250 GBP
ORD Sale 3,362 3.6960 GBP
ORD Sale 3,413 3.7270 GBP
ORD Sale 3,495 3.6970 GBP
ORD Sale 3,682 3.7000 GBP
ORD Sale 3,727 3.7080 GBP
ORD Sale 3,865 3.7010 GBP
ORD Sale 4,383 3.7140 GBP
ORD Sale 4,906 3.7260 GBP
ORD Sale 5,626 3.6990 GBP
ORD Sale 6,028 3.7085 GBP
ORD Sale 6,482 3.7170 GBP
ORD Sale 7,221 3.7070 GBP
ORD Sale 7,507 3.7090 GBP
ORD Sale 8,693 3.7160 GBP
ORD Sale 8,796 3.7189 GBP
ORD Sale 9,066 3.7020 GBP
ORD Sale 9,184 3.7040 GBP
ORD Sale 10,002 3.7230 GBP
ORD Sale 10,491 3.7180 GBP
ORD Sale 11,041 3.7240 GBP
ORD Sale 11,376 3.7030 GBP
ORD Sale 12,482 3.7125 GBP
ORD Sale 14,205 3.7200 GBP
ORD Sale 16,593 3.7190 GBP
ORD Sale 17,353 3.7142 GBP
ORD Sale 18,423 3.7119 GBP
ORD Sale 18,552 3.7051 GBP
ORD Sale 19,394 3.7220 GBP
ORD Sale 19,402 3.7097 GBP
ORD Sale 26,736 3.7210 GBP
ORD Sale 29,234 3.7060 GBP
ORD Sale 49,593 3.7050 GBP
ORD Sale 500,000 3.7110 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 4,272 3.7205 GBP
ORD SWAP Long 7,359 3.7075 GBP
ORD SWAP Long 9,809 3.7102 GBP
ORD SWAP Long 18,552 3.7050 GBP
ORD SWAP Short 3,900 3.7114 GBP
ORD CFD Short 117,300 3.7086 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 22 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 430124
Time of Receipt (offset from UTC): 20140822T123057+0100

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BARCLAYS PLC