LONDON--(BUSINESS WIRE)--
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| (b) | Name of offeror/offeree in relation to whose |
SABMILLER PLC |
||
| relevant securities this form relates: | ||||
| (c) | Name of the party to the offer with which exempt | ANHEUSER-BUSCH INBEV SA/NV | ||
| principal trader is connected | ||||
| (d) | Date position held/dealing undertaken: | 24 June 2016 | ||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | ||
| trader making disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV SA/NV |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | |||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | |||||||||
| and/or controlled: | 15,787,327 | 0.97% | 2,910,627 | 0.18% | ||||||
| (2) | Cash-settled derivatives: | |||||||||
| 525,270 | 0.03% | 14,926,211 | 0.92% | |||||||
| (3) | Stock-settled derivatives (including options) | |||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
| (4) | ||||||||||
| TOTAL: | 16,312,597 | 1.01% | 17,836,838 | 1.10% | ||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | ||||
| security | securities | paid/received | paid/received | |||||
| ORD | Purchase | 1,147,026 | 42.9450 GBP | 42.2029 GBP | ||||
| ORD | Sale | 2,261,699 | 42.9450 GBP | 42.295 GBP | ||||
| ORD | Sale | 2,261,699 | 871.8800 ZAR | 871.88 ZAR | ||||
| ADR | Purchase | 38,407 | 59.1953 USD | 58.9118 USD | ||||
| ADR | Sale | 38,407 | 59.1953 USD | 58.9118 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | ||||
| relevant | description | reference | unit | |||||
| security | securities | |||||||
| ORD | SWAP | Long | 287 | 42.6938 GBP | ||||
| ORD | SWAP | Long | 746 | 42.7039 GBP | ||||
| ORD | CFD | Long | 1,042 | 42.7288 GBP | ||||
| ORD | CFD | Long | 1,783 | 885.1007 ZAR | ||||
| ORD | CFD | Long | 2,761 | 42.5695 GBP | ||||
| ORD | SWAP | Long | 7,653 | 42.6311 GBP | ||||
| ORD | CFD | Long | 9,447 | 879.3068 ZAR | ||||
| ORD | SWAP | Long | 12,520 | 42.7815 GBP | ||||
| ORD | CFD | Long | 17,389 | 42.4731 GBP | ||||
| ORD | CFD | Long | 33,741 | 881.3613 ZAR | ||||
| ORD | CFD | Long | 47,600 | 42.5802 GBP | ||||
| ORD | CFD | Long | 128,780 | 42.6106 GBP | ||||
| ORD | CFD | Long | 451,161 | 879.0733 ZAR | ||||
| ORD | CFD | Long | 525,265 | 42.4723 GBP | ||||
| ORD | CFD | Long | 1,100,000 | 871.7928 ZAR | ||||
| ORD | CFD | Short | 4 | 42.6400 GBP | ||||
| ORD | SWAP | Short | 32 | 42.5092 GBP | ||||
| ORD | CFD | Short | 172 | 42.2029 GBP | ||||
| ORD | SWAP | Short | 783 | 42.5623 GBP | ||||
| ORD | CFD | Short | 800 | 873.7533 ZAR | ||||
| ORD | SWAP | Short | 831 | 42.4800 GBP | ||||
| ORD | SWAP | Short | 1,042 | 42.5193 GBP | ||||
| ORD | CFD | Short | 1,911 | 42.5653 GBP | ||||
| ORD | SWAP | Short | 2,846 | 42.4969 GBP | ||||
| ORD | SWAP | Short | 3,034 | 42.8080 GBP | ||||
| ORD | SWAP | Short | 7,070 | 42.5752 GBP | ||||
| ORD | CFD | Short | 7,286 | 42.8128 GBP | ||||
| ORD | SWAP | Short | 7,651 | 42.5523 GBP | ||||
| ORD | CFD | Short | 9,572 | 42.4970 GBP | ||||
| ORD | CFD | Short | 9,585 | 883.4794 ZAR | ||||
| ORD | CFD | Short | 19,279 | 879.2550 ZAR | ||||
| ORD | SWAP | Short | 19,613 | 42.7448 GBP | ||||
| ORD | SWAP | Short | 26,600 | 42.5101 GBP | ||||
| ORD | CFD | Short | 36,359 | 872.2287 ZAR | ||||
| ORD | CFD | Short | 42,880 | 42.7354 GBP | ||||
| ORD | SWAP | Short | 50,000 | 42.6665 GBP | ||||
| ORD | SWAP Expires 28/07/2017 | Short | 86,809 | 42.7898 GBP | ||||
| ORD | CFD | Short | 94,426 | 42.7795 GBP | ||||
| ORD | CFD | Short | 98,263 | 881.6463 ZAR | ||||
| ORD | SWAP Expires 28/07/2017 | Short | 303,832 | 42.8232 GBP | ||||
| ORD | CFD | Short | 474,063 | 876.8113 ZAR | ||||
| ORD | CFD | Short | 501,693 | 42.6772 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
NO |
| Date of disclosure: | 27 Jun 2016 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.