LONDON--(BUSINESS WIRE)--
For filings with the FCA include the annex | |||||||||||
For filings with issuer exclude the annex | |||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ECR Minerals Plc | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | X | ||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
An event changing the breakdown of voting rights | |||||||||||
Other (please specify): | |||||||||||
3. Full name of person(s) subject to the notification obligation: iii |
1Yorkville Advisors Global, LLC
2 Yorkville Advisors Global, LP 3 YA Global Master SPV, Ltd. |
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4. Full name of shareholder(s) (if different from 3.):iv |
Jarvis Investment Management Ltd
(Registered Holder) |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
November 11-30, 2015 | ||||||||||
6. Date on which issuer notified: | December 1, 2015 | ||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
4.00,3.00 % |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
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Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||||||||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||
Ordinary Shares |
264,623,917 | 264,623,917 | Below 3% | ||||||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||
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Nominal | Delta | |||||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||
Below 3% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of Yorkville Global Master SPV, Ltd. | |||||
Proxy Voting: | |||||
10. Name of the proxy holder: | |||||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Troy Rillo | ||||
15. Contact telephone number: | 001.908.906.5127 |
Category Code: HOL
Sequence Number: 498330
Time of Receipt (offset from UTC): 20151202T074553+0000