| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose |
GREENE KING PLC |
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| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 28 May 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | SPIRIT PUB CO PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,680,183 | 0.77% | 1,483,227 | 0.68% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 898,989 | 0.41% | 509,100 | 0.23% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 2,579,172 | 1.17% | 1,992,327 | 0.91% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 125 | 8.3175 GBP | ||||||||||||
| ORD | Purchase | 198 | 8.3125 GBP | ||||||||||||
| ORD | Purchase | 443 | 8.3500 GBP | ||||||||||||
| ORD | Purchase | 832 | 8.3398 GBP | ||||||||||||
| ORD | Purchase | 999 | 8.3250 GBP | ||||||||||||
| ORD | Purchase | 1,156 | 8.3488 GBP | ||||||||||||
| ORD | Purchase | 1,535 | 8.3443 GBP | ||||||||||||
| ORD | Purchase | 1,537 | 8.3300 GBP | ||||||||||||
| ORD | Purchase | 1,772 | 8.3200 GBP | ||||||||||||
| ORD | Purchase | 1,865 | 8.3450 GBP | ||||||||||||
| ORD | Purchase | 2,068 | 8.3400 GBP | ||||||||||||
| ORD | Purchase | 4,784 | 8.3350 GBP | ||||||||||||
| ORD | Purchase | 6,085 | 8.3438 GBP | ||||||||||||
| ORD | Purchase | 7,552 | 8.3498 GBP | ||||||||||||
| ORD | Purchase | 7,668 | 8.3600 GBP | ||||||||||||
| ORD | Purchase | 8,541 | 8.3490 GBP | ||||||||||||
| ORD | Purchase | 28,149 | 8.3369 GBP | ||||||||||||
| ORD | Sale | 125 | 8.3175 GBP | ||||||||||||
| ORD | Sale | 198 | 8.3125 GBP | ||||||||||||
| ORD | Sale | 262 | 8.3583 GBP | ||||||||||||
| ORD | Sale | 410 | 8.3600 GBP | ||||||||||||
| ORD | Sale | 443 | 8.3500 GBP | ||||||||||||
| ORD | Sale | 999 | 8.3250 GBP | ||||||||||||
| ORD | Sale | 1,017 | 8.3392 GBP | ||||||||||||
| ORD | Sale | 1,081 | 8.3356 GBP | ||||||||||||
| ORD | Sale | 1,426 | 8.3444 GBP | ||||||||||||
| ORD | Sale | 1,537 | 8.3300 GBP | ||||||||||||
| ORD | Sale | 1,772 | 8.3200 GBP | ||||||||||||
| ORD | Sale | 1,865 | 8.3450 GBP | ||||||||||||
| ORD | Sale | 2,068 | 8.3400 GBP | ||||||||||||
| ORD | Sale | 3,015 | 8.3556 GBP | ||||||||||||
| ORD | Sale | 3,909 | 8.3515 GBP | ||||||||||||
| ORD | Sale | 4,784 | 8.3350 GBP | ||||||||||||
| ORD | Sale | 5,972 | 8.3334 GBP | ||||||||||||
| ORD | Sale | 8,229 | 8.3355 GBP | ||||||||||||
| ORD | Sale | 10,332 | 8.3484 GBP | ||||||||||||
| ORD | Sale | 27,552 | 8.3428 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 262 | 8.3583 GBP | |||||||||||
| ORD | SWAP | Long | 3,100 | 8.3307 GBP | |||||||||||
| ORD | SWAP | Long | 4,567 | 8.3618 GBP | |||||||||||
| ORD | CFD | Long | 6,428 | 8.3446 GBP | |||||||||||
| ORD | SWAP | Long | 7,609 | 8.3412 GBP | |||||||||||
| ORD | CFD | Long | 4,352 | 8.3515 GBP | |||||||||||
| ORD | CFD | Short | 1,156 | 8.3488 GBP | |||||||||||
| ORD | SWAP | Short | 1,315 | 8.3379 GBP | |||||||||||
| ORD | SWAP | Short | 1,327 | 8.3359 GBP | |||||||||||
| ORD | CFD | Short | 6,085 | 8.3438 GBP | |||||||||||
| ORD | SWAP | Short | 7,277 | 8.3523 GBP | |||||||||||
| ORD | SWAP | Short | 8,541 | 8.3490 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: |
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| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 29 May 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
Category Code: RET
Sequence Number: 468056
Time of Receipt (offset from UTC): 20150529T131333+0100