Form 8.5 (EPT/NON-RI) - GLENCORE INTL PLC - AMENDMENT

LONDON--()--

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 8 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,483,114 0.03% 45,274,884 0.64%
           
(2) Derivatives (other than
options): 43,427,500 0.61% 1,078,088 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
45,910,614 0.64% 46,352,972 0.65%
           
Class of relevant security:   Convertible Bond XS0475310396      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 0.14% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,200,000 0.14% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Sale 500,000 125.8750 USD
ORD Purchase 100 47.0500 HKD
ORD Purchase 497 3.8362 GBP
ORD Purchase 500 3.8600 GBP
ORD Purchase 575 3.8400 GBP
ORD Purchase 694 3.8537 GBP
ORD Purchase 710 3.8586 GBP
ORD Purchase 1,200 46.8000 HKD
ORD Purchase 1,893 3.8535 GBP
ORD Purchase 2,300 47.1000 HKD
ORD Purchase 2,689 3.8601 GBP
ORD Purchase 2,949 3.8406 GBP
ORD Purchase 3,586 3.8495 GBP
ORD Purchase 3,993 3.8442 GBP
ORD Purchase 4,499 3.8551 GBP
ORD Purchase 7,500 47.0000 HKD
ORD Purchase 12,500 3.8486 GBP
ORD Purchase 13,761 3.8464 GBP
ORD Purchase 42,394 3.8457 GBP
ORD Purchase 50,000 3.8608 GBP
ORD Purchase 76,580 3.8475 GBP
ORD Purchase 108,728 3.8481 GBP
ORD Purchase 214,354 3.8533 GBP
ORD Sale 400 3.8575 GBP
ORD Sale 645 3.8490 GBP
ORD Sale 783 3.8501 GBP
ORD Sale 1,119 3.8453 GBP
ORD Sale 1,200 3.8451 GBP
ORD Sale 2,000 3.8535 GBP
ORD Sale 2,603 3.8549 GBP
ORD Sale 2,913 3.8430 GBP
ORD Sale 2,930 3.8592 GBP
ORD Sale 4,210 3.8408 GBP
ORD Sale 6,070 3.8565 GBP
ORD Sale 9,900 47.0237 HKD
ORD Sale 12,500 3.8486 GBP
ORD Sale 14,709 3.8459 GBP
ORD Sale 48,342 3.8482 GBP
ORD Sale 51,913 3.8470 GBP
ORD Sale 117,557 3.8619 GBP
ORD Sale 124,603 3.8477 GBP
ORD Sale 131,552 3.8488 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 800 3.8570 GBP
ORD SWAP Long 1,100 3.8440 GBP
ORD CFD Long 2,225 3.8608 GBP
ORD CFD Long 2,709 3.8562 GBP
ORD SWAP Long 6,470 3.8565 GBP
ORD CFD Long 14,709 3.8459 GBP
ORD CFD Long 115,498 3.8617 GBP
ORD SWAP Short 694 3.8537 GBP
ORD CFD Short 1,164 3.8409 GBP
ORD CFD Short 1,200 46.8599 HKD
ORD SWAP Short 2,100 3.8655 GBP
ORD SWAP Short 4,999 3.8556 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

12 Feb 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 363002
Time of Receipt (offset from UTC): 20130212T120523+0000

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BARCLAYS PLC

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BARCLAYS PLC