Form 8.5 (EPT/NON-RI) GLENCORE INTL PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

GLENCORE INTL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 11 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,537,705 0.04% 45,173,639 0.64%
           
(2) Derivatives (other than
options): 43,328,750 0.61% 1,085,849 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
45,866,455 0.65% 46,259,488 0.65%
           
Class of relevant security:   Convertible Bond XS0475310396      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 0.14% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,200,000 0.14% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 169 3.8624 GBP
ORD Purchase 218 3.8603 GBP
ORD Purchase 495 3.8800 GBP
ORD Purchase 600 3.8590 GBP
ORD Purchase 860 3.8555 GBP
ORD Purchase 1,149 3.8712 GBP
ORD Purchase 1,852 3.8646 GBP
ORD Purchase 2,000 3.8905 GBP
ORD Purchase 2,143 3.8580 GBP
ORD Purchase 2,697 3.8578 GBP
ORD Purchase 12,352 3.8614 GBP
ORD Purchase 12,500 3.8680 GBP
ORD Purchase 29,076 3.8644 GBP
ORD Purchase 36,414 3.8600 GBP
ORD Purchase 82,407 3.8641 GBP
ORD Purchase 144,167 3.8667 GBP
ORD Purchase 280,649 3.8686 GBP
ORD Sale 329 3.8740 GBP
ORD Sale 345 3.8895 GBP
ORD Sale 387 3.8612 GBP
ORD Sale 495 3.8800 GBP
ORD Sale 542 3.8710 GBP
ORD Sale 700 3.8515 GBP
ORD Sale 940 3.8626 GBP
ORD Sale 5,952 3.8819 GBP
ORD Sale 9,574 3.8553 GBP
ORD Sale 10,393 3.8609 GBP
ORD Sale 12,500 3.8680 GBP
ORD Sale 19,020 3.8640 GBP
ORD Sale 35,891 3.8617 GBP
ORD Sale 64,038 3.8642 GBP
ORD Sale 128,106 3.8661 GBP
ORD Sale 164,700 3.8774 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 329 3.8737 GBP
ORD SWAP Long 700 3.8515 GBP
ORD CFD Long 164,700 3.8774 GBP
ORD SWAP Short 600 3.8585 GBP
ORD SWAP Short 600 3.8590 GBP
ORD CFD Short 1,529 3.8558 GBP
ORD CFD Short 7,761 3.8597 GBP
ORD CFD Short 276,459 3.8689 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

12 Feb 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 362995
Time of Receipt (offset from UTC): 20130212T104056+0000

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BARCLAYS PLC

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BARCLAYS PLC