Form 8.5 (EPT/NON-RI) Glencore International Plc - Amendment

LONDON--()--

Amendment

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose GLENCORE INTL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 1 February 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect
  of any other party to this offer? XSTRATA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,596,268 0.05% 45,542,671 0.64%
           
(2) Derivatives (other than
options): 43,347,644 0.61% 1,215,980 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
46,943,912 0.66% 46,758,651 0.66%
Class of relevant security:     Convertible Bond XS0475310396            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,200,000 0.32% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
6,200,000 0.32% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 3.9535 GBP
ORD Purchase 352 3.9640 GBP
ORD Purchase 600 48.5500 HKD
ORD Purchase 1,000 47.9500 HKD
ORD Purchase 1,658 3.9769 GBP
ORD Purchase 1,700 48.4000 HKD
ORD Purchase 2,200 47.9000 HKD
ORD Purchase 2,300 48.0500 HKD
ORD Purchase 2,444 3.9638 GBP
ORD Purchase 3,700 48.2500 HKD
ORD Purchase 4,245 3.9721 GBP
ORD Purchase 6,560 3.9484 GBP
ORD Purchase 7,759 3.9652 GBP
ORD Purchase 8,102 3.9714 GBP
ORD Purchase 8,600 48.2000 HKD
ORD Purchase 9,112 3.9400 GBP
ORD Purchase 11,700 48.1500 HKD
ORD Purchase 17,759 3.9469 GBP
ORD Purchase 21,309 3.9593 GBP
ORD Purchase 21,500 48.1000 HKD
ORD Purchase 56,501 3.9576 GBP
ORD Purchase 112,692 3.9785 GBP
ORD Purchase 154,601 3.9520 GBP
ORD Purchase 708,356 3.9782 GBP
ORD Purchase 799,468 3.9560 GBP
ORD Sale 100 3.9536 GBP
ORD Sale 300 48.2500 HKD
ORD Sale 352 3.9640 GBP
ORD Sale 400 48.1000 HKD
ORD Sale 1,128 3.9785 GBP
ORD Sale 1,200 48.2000 HKD
ORD Sale 1,300 48.1500 HKD
ORD Sale 4,150 3.9608 GBP
ORD Sale 4,699 3.9637 GBP
ORD Sale 7,862 3.9495 GBP
ORD Sale 11,613 3.9613 GBP
ORD Sale 11,717 3.9660 GBP
ORD Sale 21,342 3.9665 GBP
ORD Sale 26,896 3.9654 GBP
ORD Sale 34,836 3.9627 GBP
ORD Sale 35,238 3.9538 GBP
ORD Sale 42,098 3.9551 GBP
ORD Sale 42,314 3.9616 GBP
ORD Sale 45,100 3.9504 GBP
ORD Sale 53,300 48.1389 HKD
ORD Sale 65,370 3.9574 GBP
ORD Sale 122,238 3.9401 GBP
ORD Sale 127,754 3.9743 GBP
ORD Sale 188,495 3.9557 GBP
ORD Sale 271,792 3.9708 GBP
ORD Sale 393,910 3.9577 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 300 48.1070 HKD
ORD CFD Long 2,313 3.9450 GBP
ORD CFD Long 2,900 48.1145 HKD
ORD CFD Long 29,848 3.9662 GBP
ORD CFD Long 30,888 3.9345 GBP
ORD CFD Long 42,098 3.9550 GBP
ORD CFD Long 44,590 3.9498 GBP
ORD CFD Long 105,854 3.9603 GBP
ORD CFD Short 7,128 3.9344 GBP
ORD CFD Short 21,764 3.9702 GBP
ORD CFD Short 23,760 3.9345 GBP
ORD SWAP Short 708,356 3.9782 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

5 Feb 2013

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 362234
Time of Receipt (offset from UTC): 20130205T104406+0000

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BARCLAYS PLC

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BARCLAYS PLC