Form 8.3 - Coopers Industries Plc

LONDON--()--

  FORM 8.3

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

  Name of person dealing (Note 1)   J.P. Morgan Securities LLC
  Company dealt in Cooper Industries Plc
  Class of relevant security to which the dealings being disclosed relate (Note 2) Ordinary Shares
  Date of dealing 09 November 2012
 

 

2. INTERESTS AND SHORT POSITIONS

 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

    Long   Short
    Number (%) Number (%)
  (1) Relevant securities 3,690,229 (2.28%) 21,052 (0.01%)
  (2) Derivatives (other than options) 0 (0.00%) 3,577,542 (2.21%)
  (3) Options and agreements to purchase/sell    
  Total 3,690,229 (2.28%) 3,598,594 (2.22%)
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

  Class of relevant security: Long Short
    Number (%) Number (%)
 

(1) Relevant securities

   
 

(2) Derivatives (other than options)

   
 

(3) Options and agreements to purchase/sell

   
 

Total

   
 

 

 

 

1 February 2009

  3. DEALINGS (Note 4)

 

(a) Purchases and sales

 

Purchase/sale

 

Number of relevant securities

 

Price per unit (Note 5) USD

 

Purchase 488

100

1,170

16

3,307

84

100

7,865

100

56

144

5,407

85

3,703

171

4,946

420

197

600

1,060

200

7,254

5,049

1,520

100

299

3,210

100

25,000

3,388

100

8,856

100

102

100

3,895

1,799

100

499

100

100

3

300

1,099

836

100

200

200

262

200

1,073

227

1,000

100

100

100

1,800

100

2,696

100

100

200

3,261

374

100

200

77

58

100

1,970

500

76.2000

76.2097

76.2100

76.2200

76.2300

76.2900

76.2998

76.3000

76.3061

76.3081

76.3084

76.3100

76.3192

76.3200

76.3299

76.3300

76.3400

76.3500

76.3700

76.3800

76.3900

76.4000

76.4100

76.4200

76.4254

76.4296

76.4300

76.4354

76.4366

76.4400

76.4481

76.4500

76.4578

76.4594

76.4599

76.4600

76.4700

76.4787

76.4800

76.4854

76.4860

76.4883

76.4885

76.4900

76.5000

76.5154

76.5177

76.5200

76.5400

76.5900

76.6000

76.6100

76.6500

76.6562

76.6570

76.6591

76.6600

76.6696

76.6700

76.6750

76.6781

76.6795

76.6800

76.6900

76.6961

76.6963

76.6984

76.6986

76.6995

76.7000

76.7099

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sale

6,743

100

101

100

2,781

100

100

100

99

201

1,813

300

976

100

458

241

200

189

100

97

62

200

384

129

 

 

131

76.7100

76.7179

76.7187

76.7194

76.7200

76.7246

76.7254

76.7264

76.7269

76.7287

76.7300

76.7395

76.7400

76.7485

76.7500

76.7599

76.7692

76.7700

76.7888

76.7900

76.8000

76.8085

76.8100

76.8200

 

 

76.3700

 

 

(b) Derivatives transactions (other than options transactions)

   
  Product name, e.g. CFD  

Nature of transaction

 

(Note 6)

 

Number of relevant securities

 

(Note 7)

 

Price per unit

 

(Note 5) USD

  Equity Swap Increasing a short position 25,000

100,000

76.4566

76.4957

 

 

(c) Options transactions in respect of existing relevant securities

 

(i) Writing, selling, purchasing or varying

  Product name, e.g. call option   Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc. Expiry date   Option money paid/received per unit (Note 5)
               
 

 

 

(ii) Exercising

  Product name, e.g. call option Number of securities Exercise price per unit (Note 5)
       
 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

  Nature of transaction

(Note 8)

Details Price per unit

(if applicable) (Note 5)

       

 

 

1 February 2009

  4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

  Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
   
 

 

 

Is a Supplemental Form 8 attached? (Note 9) YES/NO

  Date of disclosure   12 November 2012
  Contact name Jay Supaya
  Telephone number 020 7134 6114
  If a connected EFM, name of offeree/offeror with which connected N/A
  If a connected EFM, state nature of connection (Note 10) N/A
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1 February 2009

Short Name: JP Morgan Securities LLC
Category Code: RET
Sequence Number: 351577
Time of Receipt (offset from UTC): 20121112T151744+0000

Contacts

JP Morgan Securities LLC

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Contacts

JP Morgan Securities LLC