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Form 8.3

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Verition Fund Management LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

QUALCOMM INCORPORATED

 

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

10 November 2025

 

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes – ALPHAWAVE IP GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,310

0.000

65,051

0.006

(2) Cash-settled derivatives:

900

0.000

146,211

0.014

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

40,400

0.004

93,300

0.009

TOTAL:

43,610

0.004

304,562

0.029

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions)

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of Relevant Security

Purchase/ Sale

Number of securities

Price per unit

US7475251036

 

 

(USD)

USD 0.0001 common

Purchase

22

170.22

USD 0.0001 common

Sale

2,856

171.57

USD 0.0001 common

Purchase

149

170.69

USD 0.0001 common

Sale

42

170.75

USD 0.0001 common

Sale

43

171.30

USD 0.0001 common

Purchase

80

170.15

USD 0.0001 common

Sale

1,223

171.57

USD 0.0001 common

Purchase

278

170.14

USD 0.0001 common

Sale

565

171.57

USD 0.0001 common

Sale

282

171.58

USD 0.0001 common

Sale

283

171.59

USD 0.0001 common

Sale

2,934

170.42

USD 0.0001 common

Purchase

1,800

171.58

USD 0.0001 common

Purchase

928

170.21

USD 0.0001 common

Purchase

370

170.19

(b) cash-settled derivative transactions

Class of relevant security: US0240611030

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (USD)

USD 0.001 Common

CFD

Increasing a short position

1,998

170.57

USD 0.001 Common

CFD

Increasing a short position

742

171.54

USD 0.001 Common

CFD

Increasing a short position

929

171.40

USD 0.001 Common

CFD

Increasing a short position

2,177

170.80

USD 0.001 Common

CFD

Increasing a short position

4,435

171.58

USD 0.001 Common

CFD

Reducing a long position

600

171.57

USD 0.001 Common

CFD

Increasing a short position

3,090

170.54

USD 0.001 Common

CFD

Reducing a short position

87

171.18

USD 0.001 Common

CFD

Reducing a short position

1,550

171.56

USD 0.001 Common

CFD

Increasing a short position

2,900

171.54

USD 0.001 Common

CFD

Reducing a short position

235

171.41

USD 0.001 Common

CFD

Increasing a short position

754

171.49

USD 0.001 Common

CFD

Reducing a short position

135

170.53

USD 0.001 Common

CFD

Reducing a short position

27

170.60

USD 0.001 Common

CFD

Increasing a short position

136

171.57

USD 0.001 Common

CFD

Increasing a short position

8,839

171.54

USD 0.001 Common

CFD

Increasing a short position

107

171.62

USD 0.001 Common

CFD

Increasing a short position

27

171.49

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (USD)

Type

Expiry date

Option money paid/ received per unit (USD)

e.g. American, European etc.

USD 0.0001 common

Call Option

Selling

100

160

American

16/01/2026

15.90

USD 0.0001 common

Call Option

Selling

100

180

American

16/01/2026

6.25

USD 0.0001 common

Call Option

Selling

100

175

American

16/01/2026

8.10

USD 0.0001 common

Call Option

Selling

100

190

American

16/01/2026

3.70

USD 0.0001 common

Call Option

Selling

100

155

American

20/03/2026

24.00

USD 0.0001 common

Call Option

Selling

100

195

American

16/01/2026

2.77

USD 0.0001 common

Call Option

Selling

100

155

American

16/01/2026

19.40

USD 0.0001 common

Call Option

Selling

100

150

American

20/03/2026

27.35

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 November 2025

Contact name:

Aurelie Lauduique

Telephone number*:

+44 20 4536 5452

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

VERITION FUND MANAGEMENT LLC

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

QUALCOMM INCORPORATED

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Position date

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit (USD)

Type, e.g. American, European etc.

Expiry date

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

7,900

140

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

400

140

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

12800

145

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4,000

145

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

300

145

American

15-Jan-27

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,400

145

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

145

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,600

150

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,400

150

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1300

150

American

20-Mar-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

2,000

150

American

15-Jan-27

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

11,900

150

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

150

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

1,700

150

American

20-Mar-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

600

155

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

300

155

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

200

155

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3800

155

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

3,400

155

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

4,000

155

American

20-Mar-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,500

160

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

4900

160

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

5800

160

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

160

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

100

165

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1100

175

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

2,900

175

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

1,600

180

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Written

-45,700

180

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

500

180

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Put Option

Purchased

7,100

185

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

900

190

American

16-Jan-26

10-Nov-25

USD 0.0001 common / ISIN: US7475251036

Call Option

Purchased

300

195

American

16-Jan-26

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 1444813
Time of Receipt (offset from UTC): 20251111T191910+0000

Contacts

Verition Fund Management LLC

Verition Fund Management LLC


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Contacts

Verition Fund Management LLC

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