FORM 8.3 – DAILY MAIL & GENERAL TRUST PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 October 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p A Non-Voting

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

2,547,549

1.22%

155,920

0.07%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

142,479

0.07%

707,108

0.34%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

2,690,028

1.29%

863,028

0.41%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

 

Number of

 

Price per unit

 

security

 

 

securities

 

 

 

12.5p A Non-Voting

Purchase

75

10.4083 GBP

12.5p A Non-Voting

Purchase

261

10.5000 GBP

12.5p A Non-Voting

Purchase

399

10.3600 GBP

12.5p A Non-Voting

Purchase

722

10.3322 GBP

12.5p A Non-Voting

Purchase

925

10.4034 GBP

12.5p A Non-Voting

Purchase

2,182

10.3000 GBP

12.5p A Non-Voting

Purchase

6,549

10.4272 GBP

12.5p A Non-Voting

Purchase

16,958

10.3304 GBP

12.5p A Non-Voting

Sale

1

10.3010 GBP

12.5p A Non-Voting

Sale

46

10.3600 GBP

12.5p A Non-Voting

Sale

461

10.5101 GBP

12.5p A Non-Voting

Sale

472

10.3886 GBP

12.5p A Non-Voting

Sale

1,150

10.4000 GBP

12.5p A Non-Voting

Sale

1,644

10.3547 GBP

12.5p A Non-Voting

Sale

1,654

10.4495 GBP

12.5p A Non-Voting

Sale

5,569

10.3800 GBP

(b) Cash-settled derivative transactions

Class of

Product

 

Nature of dealing

 

Number of

Price per

relevant

description

 

 

 

reference

unit

security

 

 

 

 

securities

 

12.5p A Non-Voting

SWAP

Long

649

10.3512 GBP

12.5p A Non-Voting

SWAP

Long

884

10.3587 GBP

12.5p A Non-Voting

SWAP

Long

1,150

10.4000 GBP

12.5p A Non-Voting

SWAP

Long

1,654

10.4495 GBP

12.5p A Non-Voting

CFD

Long

6,152

10.3790 GBP

12.5p A Non-Voting

SWAP

Short

75

10.4082 GBP

12.5p A Non-Voting

SWAP

Short

140

10.4856 GBP

12.5p A Non-Voting

CFD

Short

353

10.3613 GBP

12.5p A Non-Voting

SWAP

Short

925

10.4034 GBP

12.5p A Non-Voting

SWAP

Short

1,957

10.4999 GBP

12.5p A Non-Voting

SWAP

Short

6,549

10.4272 GBP

12.5p A Non-Voting

CFD

Short

14,400

10.3009 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 748887
Time of Receipt (offset from UTC): 20211019T170602+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC