Form 8.3 - NortonLifeLock Inc.

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

20th July 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

USD 0.01 common (US6687711084)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

2,729,663

 

0.437%

 

446,443

 

0.071%

(2) Cash-settled derivatives:

 

 

12,878

 

0.002%

 

643

 

0.000%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

-

 

-

 

TOTAL:

 

2,742,541

 

0.472%

 

447,086

 

0.072%

Class of relevant security:

 

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

10,500,000

 

1.680%

 

-

 

-

(2) Cash-settled derivatives:

 

 

-

 

-

 

-

 

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

-

 

-

 

TOTAL:

 

10,500,000

 

1.680%

 

-

 

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

US6687711084

Purchase

857

26.10

US6687711084

Sale

343

26.10

US6687711084

Sale

200

25.88

US6687711084

Purchase

257

25.81

US6687711084

Sale

20

25.81

US6687711084

Sale

100

25.98

US6687711084

Sale

100

26.11

US6687711084

Sale

10

26.08

US6687711084

Purchase

134

26.01

US6687711084

Sale

1,700

25.93

US6687711084

Sale

500

25.80

US6687711084

Purchase

74

25.82

US6687711084

Sale

100

25.89

US6687711084

Purchase

1,900

26.04

US6687711084

Purchase

200

26.10

US6687711084

Purchase

200

26.03

US6687711084

Purchase

610

25.92

US6687711084

Purchase

130

25.88

US6687711084

Purchase

2,794

25.86

US6687711084

Purchase

207

25.81

US6687711084

Sale

30,721

25.81

US6687711084

Purchase

525

26.06

US6687711084

Purchase

100

26.02

US6687711084

Purchase

200

26.17

US6687711084

Purchase

715

26.07

US6687711084

Purchase

500

26.11

US6687711084

Purchase

900

26.09

US6687711084

Purchase

100

26.13

US6687711084

Purchase

2,030

25.99

US6687711084

Purchase

300

26.08

US6687711084

Purchase

100

26.05

US6687711084

Purchase

1,987

25.93

US6687711084

Purchase

2,815

25.85

US6687711084

Purchase

500

25.84

US6687711084

Purchase

431

25.83

US6687711084

Purchase

916

25.79

US6687711084

Purchase

200

25.87

US6687711084

Purchase

600

25.90

US6687711084

Purchase

2,303

25.82

US6687711084

Purchase

100

26.00

US6687711084

Purchase

1,883

25.96

US6687711084

Purchase

100

25.95

US6687711084

Purchase

1,975

25.89

US6687711084

Purchase

100

25.77

US6687711084

Sale

570

26.04

US6687711084

Sale

1,775

26.03

US6687711084

Sale

11,695

25.92

US6687711084

Sale

1,806

25.86

US6687711084

Sale

3,914

25.81

US6687711084

Sale

995

26.06

US6687711084

Sale

108

26.02

US6687711084

Sale

138

25.98

US6687711084

Sale

79

26.17

US6687711084

Sale

112

26.07

US6687711084

Sale

75

26.09

US6687711084

Sale

200

26.01

US6687711084

Sale

12,168

25.85

US6687711084

Sale

2,336

25.84

US6687711084

Sale

3,445

25.83

US6687711084

Sale

10

25.79

US6687711084

Sale

522

25.87

US6687711084

Sale

428

25.91

US6687711084

Sale

326

25.90

US6687711084

Sale

265

25.82

US6687711084

Sale

41

26.00

US6687711084

Sale

100

25.96

US6687711084

Sale

60

26.04

US6687711084

Purchase

108

26.10

US6687711084

Sale

5,513

26.10

US6687711084

Sale

2,792

26.03

US6687711084

Purchase

100

25.92

US6687711084

Sale

400

25.92

US6687711084

Purchase

2,036

25.88

US6687711084

Purchase

3,159

25.86

US6687711084

Sale

122

25.86

US6687711084

Purchase

3,677

25.81

US6687711084

Sale

9,608

25.81

US6687711084

Sale

1,895

26.06

US6687711084

Sale

375

26.02

US6687711084

Sale

542

25.98

US6687711084

Sale

783

26.07

US6687711084

Sale

100

26.09

US6687711084

Sale

21

25.99

US6687711084

Sale

271

26.08

US6687711084

Sale

535

26.05

US6687711084

Sale

1,646

26.01

US6687711084

Purchase

335

25.93

US6687711084

Sale

758

25.93

US6687711084

Purchase

354

25.80

US6687711084

Sale

27

25.80

US6687711084

Purchase

4,444

25.85

US6687711084

Sale

200

25.85

US6687711084

Purchase

2,444

25.84

US6687711084

Sale

327

25.84

US6687711084

Purchase

1,528

25.83

US6687711084

Sale

27

25.83

US6687711084

Purchase

1,130

25.87

US6687711084

Sale

100

25.87

US6687711084

Sale

227

25.91

US6687711084

Sale

215

25.90

US6687711084

Purchase

2,122

25.82

US6687711084

Sale

28

25.82

US6687711084

Sale

2,852

26.00

US6687711084

Sale

91

25.96

US6687711084

Purchase

100

25.75

US6687711084

Sale

1,283

25.95

US6687711084

Purchase

2,826

25.89

US6687711084

Sale

248

25.89

US6687711084

Purchase

264

25.77

US6687711084

Purchase

200

25.94

US6687711084

Sale

1,204

25.94

US6687711084

Sale

81

25.97

US6687711084

Purchase

200

26.04

US6687711084

Purchase

218

26.10

US6687711084

Purchase

83

26.03

US6687711084

Purchase

37

25.88

US6687711084

Purchase

4,152

25.86

US6687711084

Sale

100

25.86

US6687711084

Sale

3,389

25.81

US6687711084

Purchase

1,250

26.06

US6687711084

Purchase

39

25.98

US6687711084

Purchase

313

26.09

US6687711084

Sale

100

26.09

US6687711084

Purchase

10

25.99

US6687711084

Sale

238

25.99

US6687711084

Purchase

26

26.08

US6687711084

Purchase

625

26.01

US6687711084

Sale

100

25.93

US6687711084

Purchase

38

25.80

US6687711084

Sale

354

25.80

US6687711084

Purchase

1,546

25.85

US6687711084

Sale

300

25.85

US6687711084

Purchase

536

25.84

US6687711084

Sale

1,200

25.84

US6687711084

Purchase

1,258

25.83

US6687711084

Sale

210

25.83

US6687711084

Sale

540

25.79

US6687711084

Sale

201

25.78

US6687711084

Purchase

100

25.76

US6687711084

Purchase

800

25.87

US6687711084

Purchase

200

25.90

US6687711084

Purchase

79

25.82

US6687711084

Purchase

22

26.00

US6687711084

Purchase

21

26.12

US6687711084

Purchase

42

25.75

US6687711084

Purchase

200

25.89

US6687711084

Sale

177

25.89

US6687711084

Sale

325

25.77

US6687711084

Purchase

1,100

25.81

US6687711084

Purchase

291

25.82

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit
(GBP)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

 

Product description e.g. call option

 

Writing, purchasing, selling, varying etc.

 

Number of securities to which option relates

 

Exercise price per unit

 

Type

e.g. American, European etc.

 

Expiry date

 

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

 

Product description

e.g. call option

 

Exercising/ exercised against

 

Number of securities

 

Exercise price per unit

 

 

 

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

NO

Date of disclosure:

 

21th July 2021

Contact name:

 

Milos Naumovic

 

Telephone number:

 

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 741666
Time of Receipt (offset from UTC): 20210721T130607+0100

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.