Form 8.3 - NortonLifeLock Inc.

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

19th July 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

USD 0.01 common (US6687711084)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

2,783,236

 

0.479%

 

450,305

 

0.077%

(2) Cash-settled derivatives:

 

 

12,878

 

0.002%

 

643

 

0.000%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

-

 

-

 

TOTAL:

 

2,796,114

 

0.481%

 

450,948

 

0.078%

Class of relevant security:

 

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

10,500,000

 

1.680%

 

-

 

-

(2) Cash-settled derivatives:

 

 

-

 

-

 

-

 

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

-

 

-

 

TOTAL:

 

10,500,000

 

1.680%

 

-

 

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

US6687711084

Sale

111

26.13

US6687711084

Sale

524

26.07

US6687711084

Sale

519

25.97

US6687711084

Sale

124

26.01

US6687711084

Sale

448

26.04

US6687711084

Sale

238

25.88

US6687711084

Purchase

1,201

25.91

US6687711084

Sale

13

25.91

US6687711084

Sale

3

26.11

US6687711084

Sale

25

26.08

US6687711084

Sale

14

26.20

US6687711084

Sale

65

26.10

US6687711084

Sale

737

25.90

US6687711084

Sale

261

26.09

US6687711084

Sale

332

26.02

US6687711084

Sale

233

26.15

US6687711084

Sale

476

26.00

US6687711084

Sale

223

26.19

US6687711084

Sale

116

25.89

US6687711084

Sale

144

25.87

US6687711084

Purchase

800

26.07

US6687711084

Purchase

300

25.95

US6687711084

Purchase

320

25.99

US6687711084

Purchase

100

26.01

US6687711084

Purchase

200

25.98

US6687711084

Purchase

100

25.93

US6687711084

Purchase

7,479

26.04

US6687711084

Purchase

100

25.88

US6687711084

Purchase

1,333

25.91

US6687711084

Purchase

100

26.11

US6687711084

Purchase

3,800

26.08

US6687711084

Purchase

100

26.20

US6687711084

Purchase

300

26.03

US6687711084

Purchase

100

25.90

US6687711084

Purchase

300

26.05

US6687711084

Purchase

400

26.02

US6687711084

Purchase

500

26.14

US6687711084

Purchase

350

26.00

US6687711084

Purchase

1,000

25.92

US6687711084

Purchase

200

25.87

US6687711084

Purchase

100

25.97

US6687711084

Purchase

1,186

25.99

US6687711084

Purchase

1,641

26.01

US6687711084

Sale

105

26.01

US6687711084

Sale

514

25.93

US6687711084

Sale

4,397

26.04

US6687711084

Purchase

109

25.88

US6687711084

Sale

100

25.88

US6687711084

Sale

3,471

25.91

US6687711084

Purchase

478

26.11

US6687711084

Purchase

521

26.08

US6687711084

Purchase

1

26.20

US6687711084

Purchase

9

25.90

US6687711084

Sale

400

25.90

US6687711084

Purchase

201

26.06

US6687711084

Purchase

8,052

26.09

US6687711084

Purchase

102

25.94

US6687711084

Sale

8,236

25.94

US6687711084

Purchase

12

26.02

US6687711084

Purchase

105

25.96

US6687711084

Purchase

5

26.00

US6687711084

Purchase

197

25.89

US6687711084

Sale

1

25.89

US6687711084

Purchase

100

25.92

US6687711084

Sale

1,300

25.92

US6687711084

Sale

153

25.87

US6687711084

Purchase

820

26.13

US6687711084

Sale

71

26.13

US6687711084

Purchase

175

26.07

US6687711084

Sale

71

26.07

US6687711084

Purchase

100

25.95

US6687711084

Sale

68

25.95

US6687711084

Sale

60

25.99

US6687711084

Purchase

50

26.01

US6687711084

Sale

266

26.01

US6687711084

Purchase

500

25.93

US6687711084

Sale

1,095

25.93

US6687711084

Purchase

5,256

26.04

US6687711084

Sale

900

26.04

US6687711084

Purchase

565

25.88

US6687711084

Sale

51

25.88

US6687711084

Sale

300

26.16

US6687711084

Purchase

4,297

25.91

US6687711084

Sale

63

25.91

US6687711084

Purchase

4,204

26.11

US6687711084

Sale

100

26.11

US6687711084

Purchase

1,324

26.08

US6687711084

Sale

175

26.08

US6687711084

Purchase

100

26.20

US6687711084

Purchase

200

26.03

US6687711084

Sale

126

26.03

US6687711084

Purchase

1,329

26.12

US6687711084

Sale

2,185

26.12

US6687711084

Purchase

599

26.10

US6687711084

Sale

97

26.10

US6687711084

Purchase

1,892

25.90

US6687711084

Sale

824

25.90

US6687711084

Sale

1,715

26.06

US6687711084

Purchase

300

26.09

US6687711084

Sale

169

26.09

US6687711084

Purchase

29

26.05

US6687711084

Purchase

280

26.14

US6687711084

Sale

5

26.14

US6687711084

Purchase

2,101

26.15

US6687711084

Sale

181

26.15

US6687711084

Sale

26

26.18

US6687711084

Purchase

100

25.96

US6687711084

Sale

100

25.96

US6687711084

Purchase

800

26.00

US6687711084

Purchase

949

25.89

US6687711084

Sale

400

25.89

US6687711084

Purchase

49

25.92

US6687711084

Sale

203

25.92

US6687711084

Purchase

201

26.13

US6687711084

Purchase

308

26.07

US6687711084

Sale

231

26.07

US6687711084

Purchase

115

25.95

US6687711084

Sale

407

25.95

US6687711084

Purchase

282

25.97

US6687711084

Sale

100

25.97

US6687711084

Purchase

17

25.99

US6687711084

Sale

541

25.99

US6687711084

Purchase

31

26.01

US6687711084

Purchase

49

25.98

US6687711084

Sale

5,870

25.98

US6687711084

Purchase

201

25.93

US6687711084

Sale

691

25.93

US6687711084

Purchase

82

26.04

US6687711084

Sale

2,834

26.04

US6687711084

Sale

411

25.88

US6687711084

Purchase

8

25.91

US6687711084

Sale

96

25.91

US6687711084

Purchase

854

26.11

US6687711084

Sale

8

26.11

US6687711084

Sale

57

26.08

US6687711084

Purchase

9

26.03

US6687711084

Sale

313

26.03

US6687711084

Purchase

534

26.12

US6687711084

Sale

116

26.12

US6687711084

Purchase

2,234

26.10

US6687711084

Sale

101

26.10

US6687711084

Purchase

33

25.90

US6687711084

Sale

2,260

25.90

US6687711084

Purchase

38

26.06

US6687711084

Sale

155

26.06

US6687711084

Purchase

3,989

26.09

US6687711084

Purchase

17

25.94

US6687711084

Sale

1,494

25.94

US6687711084

Purchase

17

26.05

US6687711084

Sale

20

26.05

US6687711084

Purchase

70

26.02

US6687711084

Sale

300

26.02

US6687711084

Purchase

209

26.14

US6687711084

Purchase

117

26.15

US6687711084

Sale

117

26.18

US6687711084

Purchase

2

25.96

US6687711084

Sale

602

25.96

US6687711084

Purchase

93

26.00

US6687711084

Sale

1,524

26.00

US6687711084

Sale

23

26.17

US6687711084

Sale

18

25.89

US6687711084

Purchase

58

26.22

US6687711084

Purchase

28

26.21

US6687711084

Purchase

1,617

25.92

US6687711084

Sale

600

25.92

US6687711084

Purchase

9

25.87

US6687711084

Sale

21

25.86

US6687711084

Sale

1

25.95

US6687711084

Sale

1,769

26.04

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit
(GBP)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

 

Product description e.g. call option

 

Writing, purchasing, selling, varying etc.

 

Number of securities to which option relates

 

Exercise price per unit

 

Type

e.g. American, European etc.

 

Expiry date

 

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

 

Product description

e.g. call option

 

Exercising/ exercised against

 

Number of securities

 

Exercise price per unit

 

 

 

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

NO

Date of disclosure:

 

20th July 2021

Contact name:

 

Milos Naumovic

Telephone number:

 

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 741895
Time of Receipt (offset from UTC): 20210720T141604+0100

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.