FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

29 June 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

717,495

1.01%

132,094

0.19%

 

(2)

Cash-settled derivatives:

90,955

0.13%

389,835

0.55%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

808,450

1.13%

521,929

0.73%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

5p ordinary

Purchase

14

22.2977 GBP

5p ordinary

Purchase

62

22.1201 GBP

5p ordinary

Purchase

166

22.1200 GBP

5p ordinary

Purchase

250

22.2235 GBP

5p ordinary

Purchase

314

22.2326 GBP

5p ordinary

Purchase

484

22.3183 GBP

5p ordinary

Purchase

1,038

22.2421 GBP

5p ordinary

Purchase

1,319

22.3000 GBP

5p ordinary

Purchase

1,744

22.2476 GBP

5p ordinary

Purchase

8,708

22.2754 GBP

5p ordinary

Sale

11

22.3400 GBP

5p ordinary

Sale

20

22.3200 GBP

5p ordinary

Sale

23

22.1800 GBP

5p ordinary

Sale

100

22.2800 GBP

5p ordinary

Sale

150

22.2600 GBP

5p ordinary

Sale

168

22.2000 GBP

5p ordinary

Sale

430

22.2992 GBP

5p ordinary

Sale

533

22.2626 GBP

5p ordinary

Sale

609

22.2696 GBP

5p ordinary

Sale

804

22.2532 GBP

5p ordinary

Sale

1,000

22.1400 GBP

5p ordinary

Sale

2,067

22.2924 GBP

5p ordinary

Sale

6,971

22.2647 GBP

5p ordinary

Sale

7,182

22.2558 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

5p ordinary

SWAP

Long

71

22.2681 GBP

5p ordinary

SWAP

Long

250

22.2657 GBP

5p ordinary

SWAP

Long

268

22.2800 GBP

5p ordinary

SWAP

Long

399

22.2988 GBP

5p ordinary

SWAP

Long

473

22.2675 GBP

5p ordinary

SWAP

Long

621

22.3125 GBP

5p ordinary

CFD

Long

692

22.1970 GBP

5p ordinary

SWAP

Long

804

22.2532 GBP

5p ordinary

CFD

Long

1,000

22.1380 GBP

5p ordinary

SWAP

Long

1,383

22.2397 GBP

5p ordinary

SWAP

Long

1,594

22.2998 GBP

5p ordinary

SWAP

Long

2,309

22.2729 GBP

5p ordinary

SWAP

Long

10,190

22.2599 GBP

5p ordinary

SWAP

Short

62

22.1202 GBP

5p ordinary

SWAP

Short

310

22.2637 GBP

5p ordinary

SWAP

Short

328

22.3000 GBP

5p ordinary

SWAP

Short

650

22.2699 GBP

5p ordinary

SWAP

Short

1,027

22.2441 GBP

5p ordinary

SWAP

Short

1,038

22.2421 GBP

5p ordinary

SWAP

Short

1,241

22.2638 GBP

5p ordinary

SWAP

Short

1,353

22.2834 GBP

5p ordinary

SWAP

Short

1,524

22.2727 GBP

5p ordinary

SWAP

Short

1,796

22.2067 GBP

5p ordinary

CFD

Short

3,765

22.3017 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Jun 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 740261
Time of Receipt (offset from UTC): 20210630T105503+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC