Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

10th May 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Gamesys Group plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

0.01 common (US05875B1061)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

57,514

 

0.135%

 

12,142

 

0.029%

(2) Cash-settled derivatives:

 

 

-

 

-

 

-

 

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

293,600

 

0.692%

 

TOTAL:

 

57,514

 

0.135%

 

305,742

 

0.720%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

US05875B1061

Purchase

219

57.14

US05875B1061

Sale

24

56.82

US05875B1061

Purchase

203

57.06

US05875B1061

Purchase

218

56.63

US05875B1061

Purchase

100

56.50

US05875B1061

Purchase

12

56.85

US05875B1061

Purchase

100

56.47

US05875B1061

Purchase

100

57.59

US05875B1061

Purchase

100

56.79

US05875B1061

Purchase

85

57.23

US05875B1061

Purchase

200

57.58

US05875B1061

Purchase

109

57.44

US05875B1061

Purchase

66

56.76

US05875B1061

Purchase

412

56.60

US05875B1061

Purchase

100

57.36

US05875B1061

Purchase

100

56.44

US05875B1061

Purchase

300

55.00

US05875B1061

Purchase

8

56.06

US05875B1061

Purchase

140

55.20

US05875B1061

Sale

8

57.02

US05875B1061

Purchase

10

56.73

US05875B1061

Purchase

16

55.56

US05875B1061

Purchase

1

55.18

US05875B1061

Purchase

59

56.71

US05875B1061

Purchase

635

56.35

US05875B1061

Purchase

28

57.05

US05875B1061

Purchase

100

57.15

US05875B1061

Purchase

5

57.28

US05875B1061

Purchase

600

54.96

US05875B1061

Purchase

129

55.61

US05875B1061

Purchase

51

56.88

US05875B1061

Sale

142

56.47

US05875B1061

Purchase

51

56.45

US05875B1061

Purchase

31

56.79

US05875B1061

Purchase

44

56.75

US05875B1061

Sale

2

56.49

US05875B1061

Purchase

2,192

55.17

US05875B1061

Purchase

86

57.31

US05875B1061

Purchase

16

57.11

US05875B1061

Sale

176

56.41

US05875B1061

Sale

247

56.32

US05875B1061

Sale

185

56.34

US05875B1061

Sale

97

56.30

US05875B1061

Purchase

4

57.57

US05875B1061

Purchase

35

57.00

US05875B1061

Sale

184

57.14

US05875B1061

Purchase

35

56.80

US05875B1061

Purchase

19

56.82

US05875B1061

Sale

200

56.48

US05875B1061

Sale

109

56.01

US05875B1061

Sale

200

56.62

US05875B1061

Sale

700

56.75

US05875B1061

Sale

20

57.07

US05875B1061

Purchase

1

56.49

US05875B1061

Sale

100

56.49

US05875B1061

Sale

2

56.02

US05875B1061

Sale

200

56.03

US05875B1061

Sale

19

57.02

US05875B1061

Purchase

100

57.16

US05875B1061

Purchase

50

55.36

US05875B1061

Sale

856

56.36

US05875B1061

Purchase

120

55.55

US05875B1061

Purchase

71

56.67

US05875B1061

Sale

100

56.46

US05875B1061

Sale

380

57.03

US05875B1061

Sale

967

56.74

US05875B1061

Sale

663

57.24

US05875B1061

Purchase

145

55.25

US05875B1061

Purchase

73

57.18

US05875B1061

Purchase

50

55.34

US05875B1061

Sale

100

55.29

US05875B1061

Purchase

203

56.26

US05875B1061

Sale

100

56.11

US05875B1061

Sale

162

56.58

US05875B1061

Purchase

20

56.68

US05875B1061

Sale

400

56.59

US05875B1061

Purchase

1

56.80

US05875B1061

Purchase

4

56.70

US05875B1061

Sale

555

56.82

US05875B1061

Sale

300

56.48

US05875B1061

Sale

310

57.06

US05875B1061

Sale

229

56.87

US05875B1061

Purchase

1

56.01

US05875B1061

Sale

2

56.01

US05875B1061

Purchase

1

56.85

US05875B1061

Sale

80

56.47

US05875B1061

Sale

100

57.59

US05875B1061

Sale

100

57.22

US05875B1061

Sale

1

57.09

US05875B1061

Sale

300

57.25

US05875B1061

Sale

27

56.75

US05875B1061

Sale

600

56.81

US05875B1061

Purchase

1

56.23

US05875B1061

Sale

200

56.92

US05875B1061

Sale

5

56.00

US05875B1061

Sale

14

57.52

US05875B1061

Sale

447

55.17

US05875B1061

Sale

2

57.45

US05875B1061

Sale

3

56.03

US05875B1061

Sale

100

56.44

US05875B1061

Sale

16

57.11

US05875B1061

Sale

26

57.30

US05875B1061

Sale

34

56.41

US05875B1061

Sale

3

57.08

US05875B1061

Sale

1

56.05

US05875B1061

Sale

85

57.51

US05875B1061

Sale

16

56.39

US05875B1061

Sale

1

56.16

US05875B1061

Sale

4

55.98

US05875B1061

Sale

29

56.24

US05875B1061

Sale

117

56.71

US05875B1061

Sale

6

55.85

US05875B1061

Sale

9

57.13

US05875B1061

Sale

47

56.66

US05875B1061

Sale

18

56.93

US05875B1061

Sale

100

56.11

US05875B1061

Sale

28

56.58

US05875B1061

Sale

100

56.40

US05875B1061

Sale

16

56.43

US05875B1061

Purchase

323

56.88

US05875B1061

Purchase

200

56.82

US05875B1061

Purchase

200

56.48

US05875B1061

Sale

2

56.48

US05875B1061

Sale

9

56.63

US05875B1061

Purchase

153

56.87

US05875B1061

Purchase

876

57.04

US05875B1061

Purchase

50

56.57

US05875B1061

Purchase

345

56.45

US05875B1061

Purchase

400

57.09

US05875B1061

Purchase

100

56.95

US05875B1061

Sale

2

56.62

US05875B1061

Purchase

302

56.79

US05875B1061

Purchase

24

56.75

US05875B1061

Purchase

2,591

56.92

US05875B1061

Sale

1

56.92

US05875B1061

Sale

78

56.00

US05875B1061

Sale

2

56.53

US05875B1061

Purchase

100

56.76

US05875B1061

Sale

2

56.15

US05875B1061

Sale

5

56.37

US05875B1061

Purchase

2,972

55.17

US05875B1061

Sale

2

55.84

US05875B1061

Sale

40

55.44

US05875B1061

Purchase

1

57.73

US05875B1061

Sale

6

56.69

US05875B1061

Sale

3

56.20

US05875B1061

Purchase

3,165

55.78

US05875B1061

Purchase

3

54.98

US05875B1061

Purchase

77

57.78

US05875B1061

Purchase

30

55.05

US05875B1061

Purchase

3

55.25

US05875B1061

Purchase

2

55.35

US05875B1061

Purchase

283

56.31

US05875B1061

Sale

4

56.93

US05875B1061

Purchase

100

57.68

US05875B1061

Purchase

100

57.69

US05875B1061

Purchase

29

56.84

US05875B1061

Purchase

272

55.10

US05875B1061

Sale

10

57.14

US05875B1061

Sale

11

56.99

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit
(USD)

 

 

 

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

 

Product description

e.g. call option

 

Exercising/ exercised against

 

Number of securities

 

Exercise price per unit

 

 

 

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

NO

Date of disclosure:

 

11th May 2021

Contact name:

 

Milos Naumovic

 

Telephone number:

 

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

 

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

US05875B1061

Call Option

Sold

215,600

75

American

19/11/2021

US05875B1061

Call Option

Sold

78,000

75

American

20/08/2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 737098
Time of Receipt (offset from UTC): 20210511T120815+0100

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.