Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

27th April 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Gamesys Group plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

0.01 common (US05875B1061)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

239,360

 

0.564%

 

42,408

 

0.100%

(2) Cash-settled derivatives:

 

 

-

 

-

 

-

 

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

293,600

 

0.692%

 

TOTAL:

 

239,360

 

0.564%

 

336,008

 

0.791%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

US05875B1061

Sale

1

60.15

US05875B1061

Purchase

743

61.87

US05875B1061

Purchase

100

61.85

US05875B1061

Sale

1

61.85

US05875B1061

Sale

2

61.54

US05875B1061

Sale

1

62.08

US05875B1061

Sale

100

61.88

US05875B1061

Sale

1

60.91

US05875B1061

Sale

400

61.40

US05875B1061

Sale

425

61.77

US05875B1061

Sale

200

61.60

US05875B1061

Sale

200

61.70

US05875B1061

Sale

200

62.28

US05875B1061

Sale

100

62.15

US05875B1061

Sale

100

61.76

US05875B1061

Sale

75

61.84

US05875B1061

Sale

100

61.44

US05875B1061

Sale

1

60.87

US05875B1061

Sale

2

60.70

US05875B1061

Sale

1

59.78

US05875B1061

Sale

1

59.74

US05875B1061

Sale

1

59.70

US05875B1061

Sale

3

59.64

US05875B1061

Sale

1

59.89

US05875B1061

Purchase

312

59.60

US05875B1061

Purchase

200

59.99

US05875B1061

Sale

100

59.81

US05875B1061

Sale

278

60.15

US05875B1061

Sale

8

60.31

US05875B1061

Sale

100

60.14

US05875B1061

Sale

39

61.72

US05875B1061

Sale

100

60.45

US05875B1061

Purchase

66

61.87

US05875B1061

Purchase

16

60.79

US05875B1061

Sale

450

61.21

US05875B1061

Sale

250

61.93

US05875B1061

Purchase

113

61.00

US05875B1061

Sale

123

61.59

US05875B1061

Purchase

200

60.98

US05875B1061

Purchase

157

60.99

US05875B1061

Purchase

100

60.87

US05875B1061

Sale

306

61.34

US05875B1061

Purchase

82

61.35

US05875B1061

Purchase

134

60.97

US05875B1061

Sale

309

60.85

US05875B1061

Sale

100

60.41

US05875B1061

Purchase

196

60.82

US05875B1061

Purchase

100

60.69

US05875B1061

Purchase

161

60.72

US05875B1061

Purchase

300

60.77

US05875B1061

Purchase

289

59.91

US05875B1061

Purchase

383

59.79

US05875B1061

Purchase

468

59.76

US05875B1061

Purchase

323

59.86

US05875B1061

Purchase

200

59.75

US05875B1061

Purchase

12

59.69

US05875B1061

Purchase

28

59.89

US05875B1061

Purchase

173

59.68

US05875B1061

Sale

59

60.32

US05875B1061

Purchase

400

59.96

US05875B1061

Sale

67

60.56

US05875B1061

Sale

3

60.49

US05875B1061

Sale

245

59.99

US05875B1061

Sale

61

59.85

US05875B1061

Sale

2

62.07

US05875B1061

Purchase

16

61.72

US05875B1061

Sale

100

60.45

US05875B1061

Purchase

288

61.90

US05875B1061

Purchase

70

62.37

US05875B1061

Purchase

7

62.53

US05875B1061

Purchase

21

62.00

US05875B1061

Purchase

497

62.09

US05875B1061

Purchase

1

61.98

US05875B1061

Sale

100

61.57

US05875B1061

Sale

1

60.75

US05875B1061

Sale

99

60.81

US05875B1061

Sale

100

60.71

US05875B1061

Purchase

15

60.70

US05875B1061

Purchase

83

59.94

US05875B1061

Sale

28

59.82

US05875B1061

Sale

11

59.75

US05875B1061

Purchase

289

59.60

US05875B1061

Sale

300

60.30

US05875B1061

Sale

300

60.10

US05875B1061

Sale

567

59.81

US05875B1061

Sale

150

60.15

US05875B1061

Purchase

14

61.66

US05875B1061

Sale

200

60.31

US05875B1061

Sale

300

60.14

US05875B1061

Sale

100

59.85

US05875B1061

Sale

100

61.72

US05875B1061

Purchase

1

61.26

US05875B1061

Purchase

13

61.89

US05875B1061

Purchase

14

61.62

US05875B1061

Purchase

13

61.88

US05875B1061

Purchase

1

61.50

US05875B1061

Purchase

13

60.79

US05875B1061

Purchase

100

60.76

US05875B1061

Purchase

7

60.71

US05875B1061

Sale

7

60.71

US05875B1061

Purchase

11

60.73

US05875B1061

Purchase

7

60.64

US05875B1061

Sale

66

60.64

US05875B1061

Sale

2

60.80

US05875B1061

Sale

205

59.94

US05875B1061

Sale

269

59.95

US05875B1061

Sale

384

59.93

US05875B1061

Sale

212

59.87

US05875B1061

Sale

30

59.91

US05875B1061

Sale

1,790

59.78

US05875B1061

Purchase

12

59.80

US05875B1061

Sale

300

59.80

US05875B1061

Sale

1,399

59.82

US05875B1061

Sale

904

59.79

US05875B1061

Sale

489

59.76

US05875B1061

Sale

325

59.77

US05875B1061

Sale

400

59.86

US05875B1061

Sale

300

59.83

US05875B1061

Sale

461

59.88

US05875B1061

Sale

909

59.75

US05875B1061

Purchase

12,444

59.60

US05875B1061

Sale

1,359

59.60

US05875B1061

Purchase

100

60.23

US05875B1061

Sale

100

59.98

US05875B1061

Sale

380

59.73

US05875B1061

Sale

546

59.72

US05875B1061

Sale

579

59.69

US05875B1061

Purchase

28

59.71

US05875B1061

Sale

100

59.71

US05875B1061

Purchase

11

59.74

US05875B1061

Sale

99

59.74

US05875B1061

Sale

327

59.70

US05875B1061

Sale

274

59.64

US05875B1061

Sale

135

60.24

US05875B1061

Sale

246

59.63

US05875B1061

Sale

93

59.67

US05875B1061

Purchase

13

59.68

US05875B1061

Sale

3

59.68

US05875B1061

Purchase

310

59.59

US05875B1061

Sale

55

59.61

US05875B1061

Sale

12,444

59.60

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit
(USD)

 

 

 

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

 

Product description

e.g. call option

 

Exercising/ exercised against

 

Number of securities

 

Exercise price per unit

 

 

 

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

NO

Date of disclosure:

 

28th April 2021

Contact name:

 

Milos Naumovic

 

Telephone number:

 

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

 

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

US05875B1061

Call Option

Sold

215,600

75

American

19/11/2021

US05875B1061

Call Option

Sold

78,000

75

American

20/08/2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 736342
Time of Receipt (offset from UTC): 20210428T101409+0100

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.