Form 8.3 - Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

 

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

20th April 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

Yes, Gamesys Group plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

0.01 common (US05875B1061)

 

 

 

Interests

 

Short positions

 

Number

 

%

 

Number

 

%

(1) Relevant securities owned and/or controlled:

 

277,434

 

0.653%

 

35,829

 

0.084%

(2) Cash-settled derivatives:

 

-

 

-

 

-

 

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

-

 

-

 

293,600

 

0.692%

TOTAL:

 

277,434

 

0.653%

 

329,429

 

0.776%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit (USD)

US05875B1061

Sale

18

57.42

US05875B1061

Purchase

100

56.80

US05875B1061

Purchase

200

57.04

US05875B1061

Purchase

200

57.03

US05875B1061

Purchase

200

56.95

US05875B1061

Purchase

200

56.21

US05875B1061

Purchase

100

56.33

US05875B1061

Purchase

500

56.03

US05875B1061

Purchase

100

55.82

US05875B1061

Purchase

100

56.02

US05875B1061

Purchase

100

56.01

US05875B1061

Purchase

100

56.05

US05875B1061

Purchase

200

56.08

US05875B1061

Purchase

100

56.22

US05875B1061

Purchase

100

56.49

US05875B1061

Purchase

100

56.99

US05875B1061

Purchase

90

56.96

US05875B1061

Purchase

100

57.29

US05875B1061

Purchase

100

57.01

US05875B1061

Purchase

200

57.07

US05875B1061

Purchase

100

56.85

US05875B1061

Purchase

100

56.74

US05875B1061

Purchase

100

56.57

US05875B1061

Purchase

100

56.58

US05875B1061

Purchase

200

56.63

US05875B1061

Purchase

100

56.61

US05875B1061

Purchase

100

56.45

US05875B1061

Purchase

100

56.25

US05875B1061

Purchase

100

56.24

US05875B1061

Purchase

100

56.59

US05875B1061

Purchase

200

57.12

US05875B1061

Purchase

100

56.31

US05875B1061

Purchase

100

56.34

US05875B1061

Purchase

100

56.13

US05875B1061

Purchase

100

56.11

US05875B1061

Purchase

61

55.92

US05875B1061

Purchase

100

56.18

US05875B1061

Purchase

100

55.52

US05875B1061

Purchase

100

55.66

US05875B1061

Purchase

49

55.68

US05875B1061

Sale

68,000

54.98

US05875B1061

Purchase

770

57.26

US05875B1061

Purchase

430

57.15

US05875B1061

Purchase

100

56.80

US05875B1061

Purchase

1,059

57.05

US05875B1061

Purchase

500

57.20

US05875B1061

Purchase

300

57.00

US05875B1061

Purchase

580

57.04

US05875B1061

Purchase

1,115

57.14

US05875B1061

Purchase

964

57.16

US05875B1061

Purchase

200

57.17

US05875B1061

Purchase

325

57.09

US05875B1061

Purchase

842

57.03

US05875B1061

Purchase

17

57.31

US05875B1061

Purchase

1,812

57.21

US05875B1061

Purchase

300

57.24

US05875B1061

Purchase

1,584

57.11

US05875B1061

Purchase

200

57.27

US05875B1061

Purchase

100

57.35

US05875B1061

Purchase

538

57.13

US05875B1061

Purchase

255

57.18

US05875B1061

Purchase

100

56.93

US05875B1061

Purchase

100

56.98

US05875B1061

Purchase

100

57.10

US05875B1061

Purchase

100

57.32

US05875B1061

Purchase

400

56.75

US05875B1061

Purchase

109

56.21

US05875B1061

Purchase

435

56.10

US05875B1061

Purchase

900

55.97

US05875B1061

Purchase

10,250

56.01

US05875B1061

Purchase

7,134

56.04

US05875B1061

Purchase

906

56.05

US05875B1061

Purchase

300

56.06

US05875B1061

Purchase

446

56.12

US05875B1061

Purchase

268

56.64

US05875B1061

Purchase

100

56.48

US05875B1061

Purchase

300

56.19

US05875B1061

Purchase

1,395

55.99

US05875B1061

Purchase

11,329

56.11

US05875B1061

Purchase

236

55.92

US05875B1061

Purchase

8,450

55.95

US05875B1061

Purchase

10,103

55.78

US05875B1061

Purchase

1,237

55.57

US05875B1061

Purchase

600

54.62

US05875B1061

Purchase

7,799

54.50

US05875B1061

Purchase

6,543

55.60

US05875B1061

Purchase

126

56.97

US05875B1061

Purchase

1,132

56.73

US05875B1061

Purchase

2,511

56.20

US05875B1061

Purchase

1,208

55.64

US05875B1061

Purchase

1,730

55.77

US05875B1061

Purchase

2,961

55.81

US05875B1061

Purchase

3,697

55.35

US05875B1061

Purchase

419

55.91

US05875B1061

Purchase

168

56.79

US05875B1061

Purchase

2,661

55.15

US05875B1061

Purchase

1,128

56.43

US05875B1061

Purchase

100

55.80

US05875B1061

Purchase

1,624

55.45

US05875B1061

Purchase

4,455

55.67

US05875B1061

Purchase

940

55.73

US05875B1061

Purchase

1,568

55.51

US05875B1061

Purchase

394

55.87

US05875B1061

Purchase

578

56.38

US05875B1061

Purchase

217

56.54

US05875B1061

Purchase

2,300

55.20

US05875B1061

Purchase

100

55.14

US05875B1061

Purchase

62

55.22

US05875B1061

Purchase

59

55.05

US05875B1061

Purchase

1,610

54.56

US05875B1061

Purchase

833

54.33

US05875B1061

Purchase

2,457

54.51

US05875B1061

Purchase

233

54.53

US05875B1061

Purchase

6,543

54.42

US05875B1061

Purchase

494

54.61

US05875B1061

Purchase

10,278

54.54

US05875B1061

Purchase

1,082

54.46

US05875B1061

Purchase

100

56.47

US05875B1061

Purchase

100

55.36

US05875B1061

Purchase

1,200

54.49

US05875B1061

Purchase

1,155

54.37

US05875B1061

Purchase

3,887

54.41

US05875B1061

Purchase

960

54.47

US05875B1061

Purchase

31

54.27

US05875B1061

Purchase

3,439

54.48

US05875B1061

Purchase

2,858

54.39

US05875B1061

Sale

383,386

54.98

US05875B1061

Purchase

11,901

54.45

US05875B1061

Purchase

663

54.25

US05875B1061

Purchase

461

54.19

US05875B1061

Purchase

868

54.67

US05875B1061

Purchase

911

54.38

US05875B1061

Purchase

2,684

54.63

US05875B1061

Purchase

485

54.60

US05875B1061

Purchase

18

54.26

US05875B1061

Purchase

100

54.66

US05875B1061

Purchase

10

54.71

US05875B1061

Sale

50

57.13

US05875B1061

Purchase

600

57.18

US05875B1061

Sale

272

56.17

US05875B1061

Sale

330

56.49

US05875B1061

Sale

90

56.63

US05875B1061

Sale

188

56.61

US05875B1061

Sale

151

56.48

US05875B1061

Sale

529

55.99

US05875B1061

Sale

9

55.92

US05875B1061

Purchase

249

55.68

US05875B1061

Purchase

200

54.62

US05875B1061

Sale

17

56.73

US05875B1061

Sale

300

55.81

US05875B1061

Sale

154

56.38

US05875B1061

Sale

127

56.54

US05875B1061

Purchase

133

55.22

US05875B1061

Purchase

1,269

54.56

US05875B1061

Purchase

2,295

54.53

US05875B1061

Purchase

2,279

54.57

US05875B1061

Purchase

2,751

54.61

US05875B1061

Purchase

4

54.54

US05875B1061

Purchase

100

54.46

US05875B1061

Sale

100

56.72

US05875B1061

Sale

200

55.62

US05875B1061

Sale

100

55.48

US05875B1061

Sale

34

54.49

US05875B1061

Sale

22

53.79

US05875B1061

Sale

118

56.70

US05875B1061

Sale

650

56.71

US05875B1061

Purchase

5

53.89

US05875B1061

Purchase

218

54.37

US05875B1061

Purchase

99

54.78

US05875B1061

Purchase

762

54.47

US05875B1061

Purchase

100

54.27

US05875B1061

Purchase

682

54.58

US05875B1061

Purchase

1,436

54.60

US05875B1061

Purchase

102

54.65

US05875B1061

Purchase

200

54.85

US05875B1061

Purchase

100

57.31

US05875B1061

Purchase

100

57.27

US05875B1061

Purchase

150

57.39

US05875B1061

Purchase

102

57.37

US05875B1061

Purchase

100

57.35

US05875B1061

Purchase

63

57.36

US05875B1061

Purchase

98

56.75

US05875B1061

Purchase

100

56.08

US05875B1061

Purchase

2

57.34

US05875B1061

Sale

100

54.35

US05875B1061

Sale

100

54.15

US05875B1061

Sale

22,021

54.98

US05875B1061

Purchase

100

56.93

US05875B1061

Sale

14

56.33

US05875B1061

Purchase

400

56.15

US05875B1061

Sale

9

56.15

US05875B1061

Purchase

100

56.10

US05875B1061

Purchase

100

55.97

US05875B1061

Sale

400

56.03

US05875B1061

Purchase

100

56.09

US05875B1061

Purchase

17

55.82

US05875B1061

Sale

900

56.02

US05875B1061

Purchase

400

56.00

US05875B1061

Sale

2,100

56.00

US05875B1061

Purchase

200

56.01

US05875B1061

Sale

200

56.01

US05875B1061

Purchase

100

56.04

US05875B1061

Sale

100

56.04

US05875B1061

Sale

100

56.05

US05875B1061

Purchase

200

56.07

US05875B1061

Sale

100

56.07

US05875B1061

Purchase

200

56.06

US05875B1061

Sale

100

56.06

US05875B1061

Sale

200

56.12

US05875B1061

Sale

700

56.16

US05875B1061

Sale

100

56.17

US05875B1061

Purchase

100

55.85

US05875B1061

Purchase

100

55.86

US05875B1061

Purchase

200

56.22

US05875B1061

Sale

300

56.57

US05875B1061

Sale

400

56.66

US05875B1061

Sale

1,400

56.63

US05875B1061

Sale

100

56.65

US05875B1061

Sale

2,367

56.62

US05875B1061

Sale

300

56.69

US05875B1061

Sale

300

56.64

US05875B1061

Sale

100

56.67

US05875B1061

Sale

100

56.68

US05875B1061

Purchase

93

56.61

US05875B1061

Sale

300

56.61

US05875B1061

Sale

300

56.77

US05875B1061

Purchase

100

56.48

US05875B1061

Purchase

200

56.41

US05875B1061

Purchase

500

56.25

US05875B1061

Sale

99

56.25

US05875B1061

Purchase

100

56.19

US05875B1061

Purchase

100

56.14

US05875B1061

Purchase

500

55.99

US05875B1061

Purchase

100

56.23

US05875B1061

Purchase

100

56.29

US05875B1061

Purchase

200

56.13

US05875B1061

Purchase

100

56.11

US05875B1061

Purchase

200

55.92

US05875B1061

Purchase

100

55.95

US05875B1061

Purchase

200

55.98

US05875B1061

Purchase

100

55.78

US05875B1061

Purchase

200

55.50

US05875B1061

Purchase

100

55.84

US05875B1061

Sale

318

55.66

US05875B1061

Purchase

100

55.53

US05875B1061

Purchase

100

55.47

US05875B1061

Purchase

100

55.10

US05875B1061

Purchase

100

54.87

US05875B1061

Purchase

100

54.62

US05875B1061

Sale

100

54.62

US05875B1061

Purchase

300

54.79

US05875B1061

Purchase

124

54.30

US05875B1061

Purchase

220

54.31

US05875B1061

Purchase

10

53.87

US05875B1061

Purchase

100

54.50

US05875B1061

Purchase

100

54.80

US05875B1061

Purchase

6

55.81

US05875B1061

Sale

709

55.73

US05875B1061

Purchase

100

54.56

US05875B1061

Purchase

107

54.33

US05875B1061

Purchase

14

56.78

US05875B1061

Sale

305

55.65

US05875B1061

Sale

806

55.74

US05875B1061

Sale

6

56.37

US05875B1061

Sale

30

54.90

US05875B1061

Sale

17

55.27

US05875B1061

Sale

20

55.17

US05875B1061

Purchase

100

54.51

US05875B1061

Sale

3

54.51

US05875B1061

Purchase

100

54.53

US05875B1061

Sale

39

54.53

US05875B1061

Purchase

159

54.57

US05875B1061

Sale

14

54.57

US05875B1061

Sale

34

54.42

US05875B1061

Purchase

100

54.61

US05875B1061

Sale

2

54.61

US05875B1061

Purchase

100

54.54

US05875B1061

Sale

6

54.54

US05875B1061

Purchase

80

54.46

US05875B1061

Sale

14

54.46

US05875B1061

Sale

101

55.12

US05875B1061

Sale

57

53.85

US05875B1061

Sale

43

53.86

US05875B1061

Purchase

200

54.37

US05875B1061

Purchase

100

54.35

US05875B1061

Purchase

100

54.41

US05875B1061

Purchase

100

54.04

US05875B1061

Purchase

10

54.28

US05875B1061

Purchase

100

54.27

US05875B1061

Purchase

100

54.58

US05875B1061

Purchase

100

54.48

US05875B1061

Purchase

222

54.52

US05875B1061

Sale

87

54.39

US05875B1061

Purchase

48

54.72

US05875B1061

Purchase

42,695

54.98

US05875B1061

Sale

4,861

54.98

US05875B1061

Purchase

170

54.64

US05875B1061

Purchase

14

54.45

US05875B1061

Purchase

36

54.34

US05875B1061

Purchase

82

54.29

US05875B1061

Sale

274

54.74

US05875B1061

Sale

42,695

54.98

(b) Cash-settled derivative transactions

Class of relevant security

 

Product description

e.g. CFD

 

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 

Number of reference securities

 

Price per unit
(USD)

 

 

 

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

 

Product description

e.g. call option

 

Exercising/ exercised against

 

Number of securities

 

Exercise price per unit

 

 

 

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

 

Nature of dealing

e.g. subscription, conversion

 

Details

 

Price per unit (if applicable)

 

 

 

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

 

NO

Date of disclosure:

 

21st April 2021

Contact name:

 

Milos Naumovic

 

Telephone number:

 

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Millennium International Management LP

 

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Bally’s Corporation (and Premier Entertainment Sub, LLC an indirect wholly-owned subsidiary)

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

US05875B1061

Call Option

Sold

215,600

75

American

19/11/2021

US05875B1061

Call Option

Sold

78,000

75

American

20/08/2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 735660
Time of Receipt (offset from UTC): 20210421T120314+0100

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.