FORM 8.3 – DIALOG SEMICONDUCTOR PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

DIALOG SEMICONDUCTOR PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

19 February 2021

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary
Interests Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

901,355

1.26%

99,584

0.14%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

98,097

0.14%

752,794

1.06%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

999,452

1.40%

852,378

1.20%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

10p ordinary

Purchase

26

65.0600 EUR

10p ordinary

Purchase

55

65.0700 EUR

10p ordinary

Purchase

60

65.0560 EUR

10p ordinary

Purchase

61

65.1400 EUR

10p ordinary

Purchase

81

65.0200 EUR

10p ordinary

Purchase

169

65.1597 EUR

10p ordinary

Purchase

203

65.1575 EUR

10p ordinary

Purchase

302

65.1343 EUR

10p ordinary

Purchase

633

65.1596 EUR

10p ordinary

Purchase

1,497

65.1600 EUR

10p ordinary

Purchase

2,348

65.0730 EUR

10p ordinary

Purchase

2,407

65.1586 EUR

10p ordinary

Purchase

3,827

65.0793 EUR

10p ordinary

Purchase

3,962

65.1592 EUR

10p ordinary

Purchase

5,495

65.0990 EUR

10p ordinary

Purchase

6,134

65.1955 EUR

10p ordinary

Purchase

7,067

65.2000 EUR

10p ordinary

Purchase

12,948

64.9895 EUR

10p ordinary

Purchase

15,507

65.0682 EUR

10p ordinary

Purchase

33,197

65.0300 EUR

10p ordinary

Sale

2

65.0600 EUR

10p ordinary

Sale

55

65.0700 EUR

10p ordinary

Sale

58

65.0746 EUR

10p ordinary

Sale

61

65.1419 EUR

10p ordinary

Sale

61

65.1400 EUR

10p ordinary

Sale

62

65.1600 EUR

10p ordinary

Sale

100

64.9990 EUR

10p ordinary

Sale

140

65.0031 EUR

10p ordinary

Sale

220

65.1663 EUR

10p ordinary

Sale

287

65.1200 EUR

10p ordinary

Sale

369

65.0644 EUR

10p ordinary

Sale

384

65.0650 EUR

10p ordinary

Sale

1,047

65.0122 EUR

10p ordinary

Sale

1,075

65.2000 EUR

10p ordinary

Sale

1,684

65.0188 EUR

10p ordinary

Sale

1,995

65.0023 EUR

10p ordinary

Sale

2,118

65.0125 EUR

10p ordinary

Sale

2,679

65.0028 EUR

10p ordinary

Sale

3,929

65.1215 EUR

10p ordinary

Sale

15,000

65.2577 EUR

10p ordinary

Sale

33,197

65.0300 EUR

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

CFD

Long

1

65.1600 EUR

10p ordinary

CFD

Long

3

65.1666 EUR

10p ordinary

CFD

Long

5

65.1660 EUR

10p ordinary

CFD

Long

25

65.1664 EUR

10p ordinary

CFD

Long

186

65.1663 EUR

10p ordinary

SWAP

Long

843

65.0547 EUR

10p ordinary

CFD

Long

2,002

64.9886 EUR

10p ordinary

SWAP

Long

3,904

65.0823 EUR

10p ordinary

SWAP

Short

5,992

65.2000 EUR

10p ordinary

CFD

Short

11,745

65.0973 EUR

10p ordinary

CFD

Short

15,507

65.0682 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

10p ordinary

Call Options

Purchased

18,517

53.1888

European

26 Feb 2021

10p ordinary

Call Options

Purchased

19,361

53.6607

European

12 Mar 2021

10p ordinary

Call Options

Purchased

22,020

69.0099

European

30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 730829
Time of Receipt (offset from UTC): 20210222T132841+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC