FORM 8.5 (EPT/NON-RI) - Aggreko Plc

LONDON--()-- 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose AGGREKO PLC
  relevant securities this form relates:
(c) Name of the party to the offer with which exempt A consortium comprising TDR Capital LLP and I Squared Capital (US) LLC
  principal trader is connected
(d) Date position held/dealing undertaken: 19 February 2021
(e) In addition to the company in 1(b) above, is the exempt principal  NO
  trader making disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

4 329/395 p ordinary

 

 

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

2,701,167

1.05%

594,149

0.23%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

574,859

0.22%

2,627,839

1.03%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

3,276,026

1.28%

3,221,988

1.26%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

 

securities

paid/received

paid/received

4 329/395 p ordinary

Purchase

153,265

8.4439   GBP

8.341   GBP

4 329/395 p ordinary

Sale

45,363

8.4500   GBP

8.3503   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

4 329/395 p ordinary

  CFD  

Long

62

8.4246   GBP

4 329/395 p ordinary

  SWAP  

Long

224

8.3500   GBP

4 329/395 p ordinary

  SWAP  

Long

412

8.4138   GBP

4 329/395 p ordinary

  SWAP  

Long

768

8.3825   GBP

4 329/395 p ordinary

  CFD  

Long

1,924

8.3894   GBP

4 329/395 p ordinary

  CFD  

Long

2,674

8.4250   GBP

4 329/395 p ordinary

  SWAP  

Long

5,883

8.3893   GBP

4 329/395 p ordinary

  SWAP  

Short

32

8.3562   GBP

4 329/395 p ordinary

  SWAP  

Short

34

8.3880   GBP

4 329/395 p ordinary

  SWAP  

Short

37

8.3809   GBP

4 329/395 p ordinary

  SWAP  

Short

39

8.3546   GBP

4 329/395 p ordinary

  SWAP  

Short

46

8.3558   GBP

4 329/395 p ordinary

  SWAP  

Short

72

8.3887   GBP

4 329/395 p ordinary

  SWAP  

Short

78

8.3886   GBP

4 329/395 p ordinary

  SWAP  

Short

82

8.3985   GBP

4 329/395 p ordinary

  CFD  

Short

88

8.3950   GBP

4 329/395 p ordinary

  SWAP  

Short

100

8.3624   GBP

4 329/395 p ordinary

  SWAP  

Short

158

8.3888   GBP

4 329/395 p ordinary

  SWAP  

Short

189

8.3250   GBP

4 329/395 p ordinary

  SWAP  

Short

200

8.3619   GBP

4 329/395 p ordinary

  SWAP  

Short

314

8.3404   GBP

4 329/395 p ordinary

  SWAP  

Short

315

8.3885   GBP

4 329/395 p ordinary

  SWAP  

Short

324

8.3740   GBP

4 329/395 p ordinary

  SWAP  

Short

444

8.3818   GBP

4 329/395 p ordinary

  SWAP  

Short

458

8.3874   GBP

4 329/395 p ordinary

  SWAP  

Short

600

8.4013   GBP

4 329/395 p ordinary

  SWAP  

Short

774

8.3817   GBP

4 329/395 p ordinary

  SWAP  

Short

880

8.3742   GBP

4 329/395 p ordinary

  SWAP  

Short

1,002

8.3564   GBP

4 329/395 p ordinary

  SWAP  

Short

1,076

8.3884   GBP

4 329/395 p ordinary

  SWAP  

Short

1,078

8.3621   GBP

4 329/395 p ordinary

  SWAP  

Short

1,335

8.3545   GBP

4 329/395 p ordinary

  SWAP  

Short

1,462

8.3741   GBP

4 329/395 p ordinary

  CFD  

Short

1,617

8.3953   GBP

4 329/395 p ordinary

  SWAP  

Short

1,695

8.3587   GBP

4 329/395 p ordinary

  SWAP  

Short

1,804

8.3902   GBP

4 329/395 p ordinary

  CFD  

Short

2,674

8.4250   GBP

4 329/395 p ordinary

  SWAP  

Short

3,564

8.3549   GBP

4 329/395 p ordinary

  SWAP  

Short

19,316

8.3900   GBP

4 329/395 p ordinary

  SWAP  

Short

25,339

8.3883   GBP

4 329/395 p ordinary

  CFD  

Short

52,344

8.3900   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

22 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: FEO
Sequence Number: 730885
Time of Receipt (offset from UTC): 20210222T115352+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC