FORM 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

12 January 2021

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer? CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Common stock
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

281,902

0.25%

209,116

0.18%

 

(2)

Cash-settled derivatives:

201,525

0.18%

37,056

0.03%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 
 
TOTAL:

522,027

0.45%

314,972

0.27%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

Common stock

Purchase

1

204.0400 USD

Common stock

Purchase

2

200.2000 USD

Common stock

Purchase

2

203.9700 USD

Common stock

Purchase

2

200.1100 USD

Common stock

Purchase

4

199.7700 USD

Common stock

Purchase

5

200.5180 USD

Common stock

Purchase

6

202.3458 USD

Common stock

Purchase

7

200.5842 USD

Common stock

Purchase

10

200.4320 USD

Common stock

Purchase

12

199.9600 USD

Common stock

Purchase

27

200.2877 USD

Common stock

Purchase

30

200.1686 USD

Common stock

Purchase

36

200.0544 USD

Common stock

Purchase

38

200.0689 USD

Common stock

Purchase

63

206.5500 USD

Common stock

Purchase

100

204.9300 USD

Common stock

Purchase

100

202.1864 USD

Common stock

Purchase

271

201.5301 USD

Common stock

Purchase

305

203.8475 USD

Common stock

Purchase

500

201.2580 USD

Common stock

Purchase

650

200.8374 USD

Common stock

Purchase

862

202.7383 USD

Common stock

Purchase

893

203.4008 USD

Common stock

Purchase

977

200.5690 USD

Common stock

Purchase

1,452

199.3776 USD

Common stock

Purchase

1,700

200.1394 USD

Common stock

Purchase

2,404

199.5172 USD

Common stock

Purchase

2,549

199.1589 USD

Common stock

Purchase

2,821

199.8613 USD

Common stock

Purchase

3,528

205.8594 USD

Common stock

Purchase

5,498

200.3004 USD

Common stock

Purchase

9,164

199.1500 USD

Common stock

Purchase

11,487

200.8751 USD

Common stock

Purchase

13,163

200.5270 USD

Common stock

Purchase

14,301

200.6488 USD

Common stock

Purchase

70,626

200.6921 USD

Common stock

Sale

1

199.6800 USD

Common stock

Sale

1

199.6700 USD

Common stock

Sale

15

201.3900 USD

Common stock

Sale

15

200.3300 USD

Common stock

Sale

100

199.8350 USD

Common stock

Sale

100

203.7600 USD

Common stock

Sale

100

199.7700 USD

Common stock

Sale

100

199.7600 USD

Common stock

Sale

100

199.6900 USD

Common stock

Sale

101

199.8198 USD

Common stock

Sale

150

200.2733 USD

Common stock

Sale

152

204.2690 USD

Common stock

Sale

266

199.7509 USD

Common stock

Sale

305

203.8475 USD

Common stock

Sale

397

199.7291 USD

Common stock

Sale

443

202.4741 USD

Common stock

Sale

600

202.0350 USD

Common stock

Sale

637

202.6858 USD

Common stock

Sale

650

200.8374 USD

Common stock

Sale

1,238

199.2945 USD

Common stock

Sale

1,302

199.2744 USD

Common stock

Sale

2,334

201.0870 USD

Common stock

Sale

2,584

199.1849 USD

Common stock

Sale

2,729

200.8804 USD

Common stock

Sale

3,769

205.9252 USD

Common stock

Sale

4,615

201.8406 USD

Common stock

Sale

9,164

199.1500 USD

Common stock

Sale

11,585

200.5926 USD

Common stock

Sale

11,823

200.5679 USD

Common stock

Sale

88,220

200.5784 USD

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

Common stock

SWAP

Long

250

200.4620 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Jan 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

Common stock

Call Options

Purchased

7,700

140.0000

American

15 Jan 2021

Common stock

Call Options

Purchased

8,000

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-21,600

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-13,600

170.0000

American

21 Jan 2022

Common stock

Call Options

Written

-4,900

160.0000

American

15 Jan 2021

Common stock

Call Options

Written

-3,500

110.0000

American

15 Jan 2021

Common stock

Call Options

Written

-2,800

185.0000

American

21 Jan 2022

Common stock

Call Options

Written

-2,500

120.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-11,700

160.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-4,800

115.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-2,400

45.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

400

185.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,200

165.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

170.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

180.0000

American

21 Jan 2022

Common stock

Put Options

Written

17,100

160.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 727271
Time of Receipt (offset from UTC): 20210113T114447+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC