Form 8.3 - MGM RESORTS INTERNATIONAL - AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment to Purchase and Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short  
  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

MGM RESORTS INTERNATIONAL

  relevant securities this form relates:
(d) If an exempt fund manager connected with an  
  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

04 January 2021

(f) In addition to the company in 1(c) above, is the discloser making 

YES:

  disclosures in respect of any other party to the offer?

ENTAIN PLC

 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

  Interests Short Positions
  Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

466,013

0.09%

446,227

0.09%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

307,452

0.06%

0

0.00%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

996,000

0.20%

633,000

0.13%

 

 

 

 

 

 

 

 

 

 

TOTAL:

1,769,465

0.36%

1,079,227

0.22%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security  

securities

 

USD 0.01 common Purchase

1

32.1500   USD

USD 0.01 common Purchase

44

29.6100   USD

USD 0.01 common Purchase

52

31.7050   USD

USD 0.01 common Purchase

100

29.7100   USD

USD 0.01 common Purchase

100

29.6200   USD

USD 0.01 common Purchase

100

29.8600   USD

USD 0.01 common Purchase

104

29.6344   USD

USD 0.01 common Purchase

200

29.6750   USD

USD 0.01 common Purchase

297

29.6300   USD

USD 0.01 common Purchase

339

30.1413   USD

USD 0.01 common Purchase

377

30.5531   USD

USD 0.01 common Purchase

400

30.1212   USD

USD 0.01 common Purchase

438

30.0550   USD

USD 0.01 common Purchase

535

30.1884   USD

USD 0.01 common Purchase

600

29.6675   USD

USD 0.01 common Purchase

865

30.1250   USD

USD 0.01 common Purchase

900

29.6900   USD

USD 0.01 common Purchase

1,335

30.1218   USD

USD 0.01 common Purchase

1,756

30.1279   USD

USD 0.01 common Purchase

2,000

30.1295   USD

USD 0.01 common Purchase

2,200

30.0861   USD

USD 0.01 common Purchase

2,223

30.5046   USD

USD 0.01 common Purchase

2,737

30.1046   USD

USD 0.01 common Purchase

3,200

30.0753   USD

USD 0.01 common Purchase

9,339

30.0145   USD

USD 0.01 common Purchase

10,618

30.3538   USD

USD 0.01 common Purchase

16,041

30.3133   USD

USD 0.01 common Purchase

18,424

31.6900   USD

USD 0.01 common Purchase

18,444

29.9622   USD

USD 0.01 common Purchase

24,728

30.1199   USD

USD 0.01 common Purchase

64,846

30.3514   USD

USD 0.01 common Purchase

69,774

29.7000   USD

USD 0.01 common Purchase

80,590

30.2660   USD

USD 0.01 common Purchase

163,423

30.0312   USD

USD 0.01 common Purchase

164,858

30.0386   USD

USD 0.01 common Purchase

213,395

30.4800   USD

USD 0.01 common Sale

8

30.0062   USD

USD 0.01 common Sale

24

29.7750   USD

USD 0.01 common Sale

32

29.6000   USD

USD 0.01 common Sale

44

29.6100   USD

USD 0.01 common Sale

97

29.6300   USD

USD 0.01 common Sale

97

29.7300   USD

USD 0.01 common Sale

100

30.0900   USD

USD 0.01 common Sale

107

29.6750   USD

USD 0.01 common Sale

128

29.7200   USD

USD 0.01 common Sale

163

29.7895   USD

USD 0.01 common Sale

164

29.6740   USD

USD 0.01 common Sale

203

30.2944   USD

USD 0.01 common Sale

300

29.9000   USD

USD 0.01 common Sale

300

30.2166   USD

USD 0.01 common Sale

300

30.2500   USD

USD 0.01 common Sale

400

30.2700   USD

USD 0.01 common Sale

400

30.2712   USD

USD 0.01 common Sale

416

29.6746   USD

USD 0.01 common Sale

438

30.0550   USD

USD 0.01 common Sale

438

30.2900   USD

USD 0.01 common Sale

500

30.2850   USD

USD 0.01 common Sale

600

29.6983   USD

USD 0.01 common Sale

900

29.6900   USD

USD 0.01 common Sale

1,100

29.7181   USD

USD 0.01 common Sale

2,484

30.0807   USD

USD 0.01 common Sale

2,488

30.0953   USD

USD 0.01 common Sale

2,517

30.1104   USD

USD 0.01 common Sale

2,600

30.1228   USD

USD 0.01 common Sale

2,940

30.0511   USD

USD 0.01 common Sale

3,500

30.0420   USD

USD 0.01 common Sale

5,944

30.0963   USD

USD 0.01 common Sale

6,576

30.1701   USD

USD 0.01 common Sale

6,603

30.1285   USD

USD 0.01 common Sale

10,390

29.7295   USD

USD 0.01 common Sale

18,980

31.6312   USD

USD 0.01 common Sale

26,467

30.0042   USD

USD 0.01 common Sale

28,680

30.5897   USD

USD 0.01 common Sale

31,186

30.2112   USD

USD 0.01 common Sale

47,796

30.3068   USD

USD 0.01 common Sale

53,351

30.5108   USD

USD 0.01 common Sale

58,019

30.3644   USD

USD 0.01 common Sale

63,570

29.7000   USD

USD 0.01 common Sale

115,320

30.4952   USD

USD 0.01 common Sale

372,078

30.0734   USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

7 Jan 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price   date
relevant   selling, securities per unit    
security   varying etc to which      
      option      
      relates      
USD 0.01 common

Call Options

  Purchased

10,500

20.0000  

American 15 Jan 2021
USD 0.01 common

Call Options

  Purchased

15,800

20.0000  

American 21 Jan 2022
USD 0.01 common

Call Options

  Purchased

99,800

15.0000  

American 15 Jan 2021
USD 0.01 common

Call Options

  Purchased

185,100

18.0000  

American 15 Jan 2021
USD 0.01 common

Call Options

  Written

-244,000

23.0000  

American 15 Jan 2021
USD 0.01 common

Call Options

  Written

-31,600

40.0000  

American 21 Jan 2022
USD 0.01 common

Put Options

  Purchased

-120,000

27.0000  

American 18 Jun 2021
USD 0.01 common

Put Options

  Purchased

-100,000

26.0000  

American 19 Mar 2021
USD 0.01 common

Put Options

  Purchased

-99,400

20.0000  

American 15 Jan 2021
USD 0.01 common

Put Options

  Purchased

-31,000

27.0000  

American 15 Jan 2021
USD 0.01 common

Put Options

  Purchased

-5,700

5.0000  

American 15 Jan 2021
USD 0.01 common

Put Options

  Purchased

-1,300

18.0000  

American 18 Jun 2021
USD 0.01 common

Put Options

  Written

120,000

20.0000  

American 18 Jun 2021
USD 0.01 common

Put Options

  Written

125,000

10.0000  

American 15 Jan 2021
USD 0.01 common

Put Options

  Written

200,000

35.0000  

American 15 Jan 2021
USD 0.01 common

Put Options

  Written

239,800

30.0000  

American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 726628
Time of Receipt (offset from UTC): 20210107T053728+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC