FORM 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

TAKE-TWO INTERACTIVE SOFTWARE INC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

04 January 2021

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Common stock
Interests Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

323,564

0.28%

202,126

0.18%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

194,275

0.17%

75,190

0.07%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 

 

 

 

 

 

 

 

TOTAL:

556,439

0.48%

346,116

0.30%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

Common stock

Purchase

1

201.5800 USD

Common stock

Purchase

1

201.8700 USD

Common stock

Purchase

4

207.2550 USD

Common stock

Purchase

5

201.4500 USD

Common stock

Purchase

5

207.1560 USD

Common stock

Purchase

5

201.7500 USD

Common stock

Purchase

6

205.8066 USD

Common stock

Purchase

9

207.8077 USD

Common stock

Purchase

9

206.5366 USD

Common stock

Purchase

12

207.7200 USD

Common stock

Purchase

13

201.8176 USD

Common stock

Purchase

13

201.7138 USD

Common stock

Purchase

34

201.5847 USD

Common stock

Purchase

67

208.6700 USD

Common stock

Purchase

70

208.0700 USD

Common stock

Purchase

72

207.4100 USD

Common stock

Purchase

100

205.5600 USD

Common stock

Purchase

102

202.7065 USD

Common stock

Purchase

149

201.9932 USD

Common stock

Purchase

196

201.7300 USD

Common stock

Purchase

305

201.8442 USD

Common stock

Purchase

600

201.6183 USD

Common stock

Purchase

761

203.5431 USD

Common stock

Purchase

1,568

201.9145 USD

Common stock

Purchase

4,506

201.8525 USD

Common stock

Purchase

5,875

203.6661 USD

Common stock

Purchase

6,246

203.5193 USD

Common stock

Purchase

8,106

201.4535 USD

Common stock

Purchase

9,813

201.8882 USD

Common stock

Purchase

13,278

201.8500 USD

Common stock

Purchase

22,348

204.0491 USD

Common stock

Purchase

54,493

202.1420 USD

Common stock

Sale

1

208.0350 USD

Common stock

Sale

90

206.5177 USD

Common stock

Sale

101

202.6925 USD

Common stock

Sale

168

205.2316 USD

Common stock

Sale

238

203.7699 USD

Common stock

Sale

300

205.7916 USD

Common stock

Sale

377

201.8083 USD

Common stock

Sale

558

201.0679 USD

Common stock

Sale

1,557

201.8337 USD

Common stock

Sale

2,257

205.1700 USD

Common stock

Sale

2,394

204.1463 USD

Common stock

Sale

2,600

204.3019 USD

Common stock

Sale

2,609

205.6017 USD

Common stock

Sale

3,863

203.1979 USD

Common stock

Sale

4,338

202.7918 USD

Common stock

Sale

4,505

201.8511 USD

Common stock

Sale

13,107

201.8500 USD

Common stock

Sale

18,780

203.9014 USD

Common stock

Sale

70,929

201.9533 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Jan 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Common stock Call Options Purchased

7,700

140.0000

American 15 Jan 2021
Common stock Call Options Purchased

8,000

160.0000

American 21 Jan 2022
Common stock Call Options Written

-21,600

160.0000

American 21 Jan 2022
Common stock Call Options Written

-13,600

170.0000

American 21 Jan 2022
Common stock Call Options Written

-4,900

160.0000

American 15 Jan 2021
Common stock Call Options Written

-3,500

110.0000

American 15 Jan 2021
Common stock Call Options Written

-2,800

185.0000

American 21 Jan 2022
Common stock Call Options Written

-2,500

120.0000

American 15 Jan 2021
Common stock Put Options Purchased

-11,700

160.0000

American 21 Jan 2022
Common stock Put Options Purchased

-4,800

115.0000

American 21 Jan 2022
Common stock Put Options Purchased

-2,400

45.0000

American 15 Jan 2021
Common stock Put Options Purchased

-1,000

130.0000

American 21 Jan 2022
Common stock Put Options Written

400

185.0000

American 21 Jan 2022
Common stock Put Options Written

1,000

130.0000

American 21 Jan 2022
Common stock Put Options Written

1,200

165.0000

American 21 Jan 2022
Common stock Put Options Written

1,600

180.0000

American 21 Jan 2022
Common stock Put Options Written

1,600

170.0000

American 21 Jan 2022
Common stock Put Options Written

17,100

160.0000

American 21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 726566
Time of Receipt (offset from UTC): 20210105T121918+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC