Form 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

TAKE-TWO INTERACTIVE SOFTWARE INC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

28 December 2020

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Common stock

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

335,056

0.29%

205,525

0.18%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

211,463

0.18%

72,845

0.06%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 

 

 

 

 

 

 

 

TOTAL:

585,119

0.51%

347,170

0.30%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

Common stock

Purchase

38

200.9573 USD

Common stock

Purchase

40

201.0320 USD

Common stock

Purchase

52

200.9419 USD

Common stock

Purchase

53

201.1367 USD

Common stock

Purchase

56

201.1625 USD

Common stock

Purchase

63

201.0160 USD

Common stock

Purchase

65

201.0552 USD

Common stock

Purchase

88

203.2470 USD

Common stock

Purchase

100

201.1500 USD

Common stock

Purchase

102

203.3127 USD

Common stock

Purchase

112

201.6141 USD

Common stock

Purchase

117

201.2426 USD

Common stock

Purchase

121

200.9258 USD

Common stock

Purchase

200

201.5900 USD

Common stock

Purchase

269

201.0084 USD

Common stock

Purchase

271

201.2288 USD

Common stock

Purchase

300

202.5600 USD

Common stock

Purchase

424

201.8416 USD

Common stock

Purchase

441

201.8200 USD

Common stock

Purchase

610

200.8897 USD

Common stock

Purchase

1,400

200.9453 USD

Common stock

Purchase

1,870

202.4959 USD

Common stock

Purchase

2,334

201.7067 USD

Common stock

Purchase

2,610

201.0234 USD

Common stock

Purchase

2,727

201.1199 USD

Common stock

Purchase

4,338

201.3542 USD

Common stock

Purchase

4,992

201.5712 USD

Common stock

Purchase

5,369

201.5442 USD

Common stock

Purchase

7,035

201.1200 USD

Common stock

Purchase

8,062

201.0982 USD

Common stock

Purchase

9,600

201.1599 USD

Common stock

Purchase

17,898

201.3201 USD

Common stock

Sale

2

201.0700 USD

Common stock

Sale

2

200.9750 USD

Common stock

Sale

4

201.0800 USD

Common stock

Sale

4

201.1050 USD

Common stock

Sale

4

200.8700 USD

Common stock

Sale

5

201.0660 USD

Common stock

Sale

5

201.1160 USD

Common stock

Sale

8

201.0350 USD

Common stock

Sale

9

201.0844 USD

Common stock

Sale

11

201.0200 USD

Common stock

Sale

100

200.9000 USD

Common stock

Sale

100

200.8000 USD

Common stock

Sale

100

201.8025 USD

Common stock

Sale

100

201.1800 USD

Common stock

Sale

100

201.7200 USD

Common stock

Sale

100

201.0100 USD

Common stock

Sale

103

200.8600 USD

Common stock

Sale

150

200.8533 USD

Common stock

Sale

200

200.8800 USD

Common stock

Sale

203

200.9097 USD

Common stock

Sale

216

201.8007 USD

Common stock

Sale

252

200.9999 USD

Common stock

Sale

300

201.4850 USD

Common stock

Sale

398

201.0193 USD

Common stock

Sale

400

200.8962 USD

Common stock

Sale

400

202.0912 USD

Common stock

Sale

500

201.0520 USD

Common stock

Sale

502

201.3043 USD

Common stock

Sale

700

201.0542 USD

Common stock

Sale

809

204.3363 USD

Common stock

Sale

1,102

201.0650 USD

Common stock

Sale

1,181

201.3647 USD

Common stock

Sale

2,289

201.6643 USD

Common stock

Sale

2,750

201.1192 USD

Common stock

Sale

4,720

201.5270 USD

Common stock

Sale

5,171

201.5969 USD

Common stock

Sale

5,498

201.1932 USD

Common stock

Sale

5,564

201.4042 USD

Common stock

Sale

7,724

201.1200 USD

Common stock

Sale

29,258

201.2244 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Dec 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:
Name of offeror/offeree in relation to whose

TAKE-TWO INTERACTIVE SOFTWARE INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

Common stock

Call Options

Purchased

7,700

140.0000

American

15 Jan 2021

Common stock

Call Options

Purchased

8,000

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-21,600

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-13,600

170.0000

American

21 Jan 2022

Common stock

Call Options

Written

-4,900

160.0000

American

15 Jan 2021

Common stock

Call Options

Written

-3,500

110.0000

American

15 Jan 2021

Common stock

Call Options

Written

-2,800

185.0000

American

21 Jan 2022

Common stock

Call Options

Written

-2,500

120.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-11,700

160.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-4,800

115.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-2,400

45.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

400

185.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,200

165.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

170.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

180.0000

American

21 Jan 2022

Common stock

Put Options

Written

17,100

160.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 726028
Time of Receipt (offset from UTC): 20201229T131934+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC