Form 8.3 - G4S Plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

NATIXIS (Natixis SA and its affiliate Harris Associates LP)

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

G4S Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

24th December 2020

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

25p ordinary

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

91 385 730

5,89

 

 

(2) Cash-settled derivatives:

 

6 790 000

0,44

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

TOTAL:

98 175 730

6,33

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of
securities

Price per unit

25p ordinary

Sale

435 282

GBP 2,5500

25p ordinary

Sale

143 925

GBP 2,5500

25p ordinary

Sale

1 411

GBP 2,5500

25p ordinary

Sale

520 610

GBP 2,5505

25p ordinary

Sale

587

GBP 2,5500

25p ordinary

Sale

175

GBP 2,5500

25p ordinary

Sale

527

GBP 2,5505

25p ordinary

Sale

265

GBP 2,5500

25p ordinary

Sale

500

GBP 2,5500

25p ordinary

Sale

200

GBP 2,5500

25p ordinary

Sale

1 694

GBP 2,5500

25p ordinary

Sale

559

GBP 2,5500

25p ordinary

Sale

26

GBP 2,5500

25p ordinary

Sale

2 020

GBP 2,5505

25p ordinary

Sale

400

GBP 2,5500

25p ordinary

Sale

825

GBP 2,5505

25p ordinary

Sale

920

GBP 2,5500

25p ordinary

Sale

275

GBP 2,5500

25p ordinary

Sale

5 388

GBP 2,5505

25p ordinary

Sale

4 517

GBP 2,5500

25p ordinary

Sale

1 491

GBP 2,5500

25p ordinary

Sale

69

GBP 2,5500

25p ordinary

Sale

52 096

GBP 2,5505

25p ordinary

Sale

43 089

GBP 2,5500

25p ordinary

Sale

14 332

GBP 2,5500

25p ordinary

Sale

680

GBP 2,5500

25p ordinary

Sale

500

GBP 2,5500

25p ordinary

Sale

364

GBP 2,5500

25p ordinary

Sale

500

GBP 2,5500

25p ordinary

Sale

407

GBP 2,5500

25p ordinary

Sale

429

GBP 2,5500

25p ordinary

Sale

10 524

GBP 2,5505

25p ordinary

Sale

8 823

GBP 2,5500

25p ordinary

Sale

2 913

GBP 2,5500

25p ordinary

Sale

135

GBP 2,5500

25p ordinary

Sale

325

GBP 2,5500

25p ordinary

Sale

380

GBP 2,5500

25p ordinary

Sale

300

GBP 2,5500

25p ordinary

Sale

395

GBP 2,5500

25p ordinary

Sale

500

GBP 2,5500

25p ordinary

Sale

398

GBP 2,5500

25p ordinary

Sale

200

GBP 2,5500

25p ordinary

Sale

276

GBP 2,5500

25p ordinary

Sale

400

GBP 2,5500

25p ordinary

Sale

6

GBP 2,5600

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position,
increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

28th December 2020

Contact name:

Carole Signé

Telephone number*:

+33 1 58 32 17 94

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 725771
Time of Receipt (offset from UTC): 20201228T142837+0000

Contacts

NATIXIS

Contacts

NATIXIS