Form 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

TAKE-TWO INTERACTIVE SOFTWARE INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

22 DEC 2020

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES :

CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Common stock
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

347,091

0.30%

214,769

0.19%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

211,463

0.18%

82,445

0.07%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 

 

 

 

 

 

 

 

TOTAL:

597,154

0.52%

366,014

0.32%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
Common stock Purchase

1

202.6700 USD
Common stock Purchase

3

202.0850 USD
Common stock Purchase

3

202.0350 USD
Common stock Purchase

6

202.0150 USD
Common stock Purchase

8

201.9750 USD
Common stock Purchase

9

202.1200 USD
Common stock Purchase

15

202.0950 USD
Common stock Purchase

34

202.7400 USD
Common stock Purchase

41

202.0200 USD
Common stock Purchase

57

202.5250 USD
Common stock Purchase

59

201.9800 USD
Common stock Purchase

59

202.2000 USD
Common stock Purchase

86

201.9300 USD
Common stock Purchase

100

202.2100 USD
Common stock Purchase

108

203.6812 USD
Common stock Purchase

109

202.6688 USD
Common stock Purchase

177

202.0866 USD
Common stock Purchase

177

202.1766 USD
Common stock Purchase

184

202.3393 USD
Common stock Purchase

200

202.5600 USD
Common stock Purchase

246

202.0279 USD
Common stock Purchase

300

202.7991 USD
Common stock Purchase

346

202.1980 USD
Common stock Purchase

354

202.1416 USD
Common stock Purchase

395

202.2320 USD
Common stock Purchase

395

201.8661 USD
Common stock Purchase

413

202.0685 USD
Common stock Purchase

473

202.0383 USD
Common stock Purchase

474

202.1475 USD
Common stock Purchase

515

202.2463 USD
Common stock Purchase

621

201.8606 USD
Common stock Purchase

1,495

201.8916 USD
Common stock Purchase

2,246

202.2491 USD
Common stock Purchase

2,386

202.2872 USD
Common stock Purchase

2,679

201.9792 USD
Common stock Purchase

2,976

202.2209 USD
Common stock Purchase

3,819

201.9955 USD
Common stock Purchase

9,301

201.9198 USD
Common stock Purchase

15,983

201.8600 USD
Common stock Purchase

23,187

202.1205 USD
Common stock Sale

1

202.0100 USD
Common stock Sale

2

202.0500 USD
Common stock Sale

4

201.9900 USD
Common stock Sale

10

202.3900 USD
Common stock Sale

28

203.1955 USD
Common stock Sale

65

203.1500 USD
Common stock Sale

99

202.3800 USD
Common stock Sale

100

201.7100 USD
Common stock Sale

100

202.8000 USD
Common stock Sale

100

202.2100 USD
Common stock Sale

100

202.0600 USD
Common stock Sale

162

202.7400 USD
Common stock Sale

185

202.0327 USD
Common stock Sale

283

202.2545 USD
Common stock Sale

594

201.9806 USD
Common stock Sale

1,275

201.8625 USD
Common stock Sale

1,319

202.5491 USD
Common stock Sale

1,355

202.3012 USD
Common stock Sale

2,003

201.9340 USD
Common stock Sale

2,375

202.4269 USD
Common stock Sale

2,777

202.1943 USD
Common stock Sale

3,339

202.1353 USD
Common stock Sale

9,131

201.9072 USD
Common stock Sale

19,092

201.8600 USD
Common stock Sale

30,547

202.0769 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

 23 DEC 2020

Contact name:

 Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

TAKE-TWO INTERACTIVE SOFTWARE INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
Common stock Call Options Purchased

7,700

140.0000

American 15 Jan 2021
Common stock Call Options Purchased

8,000

160.0000

American 21 Jan 2022
Common stock Call Options Written

-21,600

160.0000

American 21 Jan 2022
Common stock Call Options Written

-13,600

170.0000

American 21 Jan 2022
Common stock Call Options Written

-4,900

160.0000

American 15 Jan 2021
Common stock Call Options Written

-3,500

110.0000

American 15 Jan 2021
Common stock Call Options Written

-2,800

185.0000

American 21 Jan 2022
Common stock Call Options Written

-2,500

120.0000

American 15 Jan 2021
Common stock Put Options Purchased

-11,700

160.0000

American 21 Jan 2022
Common stock Put Options Purchased

-4,800

115.0000

American 21 Jan 2022
Common stock Put Options Purchased

-2,400

45.0000

American 15 Jan 2021
Common stock Put Options Purchased

-1,000

130.0000

American 21 Jan 2022
Common stock Put Options Written

400

185.0000

American 21 Jan 2022
Common stock Put Options Written

1,000

130.0000

American 21 Jan 2022
Common stock Put Options Written

1,200

165.0000

American 21 Jan 2022
Common stock Put Options Written

1,600

170.0000

American 21 Jan 2022
Common stock Put Options Written

1,600

180.0000

American 21 Jan 2022
Common stock Put Options Written

17,100

160.0000

American 21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 725491
Time of Receipt (offset from UTC): 20201223T144325+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC