Form 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

18 December 2020

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer? CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Common stock
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

335,046

0.29%

219,865

0.19%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

211,463

0.18%

82,445

0.07%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 

 

 

 

 

 

 

 

TOTAL:

585,109

0.51%

371,110

0.32%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

Common stock

Purchase

6

201.0300 USD

Common stock

Purchase

10

203.3000 USD

Common stock

Purchase

83

198.8150 USD

Common stock

Purchase

90

203.2900 USD

Common stock

Purchase

100

201.9700 USD

Common stock

Purchase

150

202.0300 USD

Common stock

Purchase

153

202.2041 USD

Common stock

Purchase

230

203.0226 USD

Common stock

Purchase

233

202.8278 USD

Common stock

Purchase

298

202.6281 USD

Common stock

Purchase

433

201.3913 USD

Common stock

Purchase

471

202.2491 USD

Common stock

Purchase

494

202.1274 USD

Common stock

Purchase

529

203.2858 USD

Common stock

Purchase

550

202.1612 USD

Common stock

Purchase

570

198.4272 USD

Common stock

Purchase

605

202.1872 USD

Common stock

Purchase

712

203.0467 USD

Common stock

Purchase

751

202.7888 USD

Common stock

Purchase

793

203.3849 USD

Common stock

Purchase

803

202.4449 USD

Common stock

Purchase

803

202.0101 USD

Common stock

Purchase

874

202.4175 USD

Common stock

Purchase

952

202.2726 USD

Common stock

Purchase

1,030

203.0643 USD

Common stock

Purchase

1,032

202.7496 USD

Common stock

Purchase

1,043

202.4651 USD

Common stock

Purchase

1,054

201.6584 USD

Common stock

Purchase

1,303

202.3500 USD

Common stock

Purchase

1,415

202.3056 USD

Common stock

Purchase

2,940

202.4507 USD

Common stock

Purchase

4,454

202.0157 USD

Common stock

Purchase

5,155

197.9900 USD

Common stock

Purchase

7,353

202.4459 USD

Common stock

Purchase

7,393

203.2357 USD

Common stock

Purchase

10,183

203.3464 USD

Common stock

Purchase

11,121

202.2272 USD

Common stock

Purchase

11,764

202.3148 USD

Common stock

Purchase

14,520

202.3378 USD

Common stock

Purchase

45,590

202.4490 USD

Common stock

Purchase

145,759

203.3155 USD

Common stock

Purchase

158,632

203.3900 USD

Common stock

Sale

3

201.8250 USD

Common stock

Sale

4

201.0925 USD

Common stock

Sale

6

201.0300 USD

Common stock

Sale

26

203.7234 USD

Common stock

Sale

36

202.7233 USD

Common stock

Sale

38

203.6184 USD

Common stock

Sale

45

202.1822 USD

Common stock

Sale

50

202.0300 USD

Common stock

Sale

61

201.7641 USD

Common stock

Sale

76

202.5040 USD

Common stock

Sale

100

203.3600 USD

Common stock

Sale

100

203.7150 USD

Common stock

Sale

100

201.8700 USD

Common stock

Sale

103

202.3497 USD

Common stock

Sale

139

204.0800 USD

Common stock

Sale

150

202.2117 USD

Common stock

Sale

320

203.3956 USD

Common stock

Sale

448

197.9900 USD

Common stock

Sale

517

202.9551 USD

Common stock

Sale

900

202.2130 USD

Common stock

Sale

1,303

202.3500 USD

Common stock

Sale

1,303

202.1000 USD

Common stock

Sale

1,711

203.5815 USD

Common stock

Sale

1,900

201.7676 USD

Common stock

Sale

2,168

201.6188 USD

Common stock

Sale

2,813

201.7397 USD

Common stock

Sale

3,640

203.0493 USD

Common stock

Sale

3,758

202.3520 USD

Common stock

Sale

4,014

202.8187 USD

Common stock

Sale

7,353

202.4459 USD

Common stock

Sale

7,980

202.1347 USD

Common stock

Sale

9,031

202.3833 USD

Common stock

Sale

9,338

202.8409 USD

Common stock

Sale

10,318

203.1060 USD

Common stock

Sale

10,672

203.2268 USD

Common stock

Sale

14,520

202.3378 USD

Common stock

Sale

40,101

202.2058 USD

Common stock

Sale

108,244

203.3900 USD

Common stock

Sale

184,617

203.3430 USD

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing Number of Price per

relevant

description reference unit

security

securities

Common stock

SWAP

Short

57,000

203.4510 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

21 Dec 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date

relevant

selling, securities per unit

security

varying etc to which
option
relates

Common stock

Call Options

Purchased

7,700

140.0000

American

15 Jan 2021

Common stock

Call Options

Purchased

8,000

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-21,600

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-13,600

170.0000

American

21 Jan 2022

Common stock

Call Options

Written

-4,900

160.0000

American

15 Jan 2021

Common stock

Call Options

Written

-3,500

110.0000

American

15 Jan 2021

Common stock

Call Options

Written

-2,800

185.0000

American

21 Jan 2022

Common stock

Call Options

Written

-2,500

120.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-11,700

160.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-4,800

115.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-2,400

45.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

400

185.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,200

165.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

170.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

180.0000

American

21 Jan 2022

Common stock

Put Options

Written

17,100

160.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 725366
Time of Receipt (offset from UTC): 20201221T124115+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC