Form 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC - AMENDMENT

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

TAKE-TWO INTERACTIVE SOFTWARE INC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

15 December 2020

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Common stock

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

287,682

0.25%

240,427

0.21%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

211,463

0.18%

25,445

0.02%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 

 

 

 

 

 

 

 

TOTAL:

537,745

0.47%

334,672

0.29%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

Common stock

Purchase

1

194.5700 USD

Common stock

Purchase

1

195.9100 USD

Common stock

Purchase

2

196.0200 USD

Common stock

Purchase

3

194.6533 USD

Common stock

Purchase

5

196.0960 USD

Common stock

Purchase

6

194.6300 USD

Common stock

Purchase

8

195.9500 USD

Common stock

Purchase

8

195.3862 USD

Common stock

Purchase

16

194.5818 USD

Common stock

Purchase

22

194.7290 USD

Common stock

Purchase

29

194.7448 USD

Common stock

Purchase

48

194.5100 USD

Common stock

Purchase

68

196.3800 USD

Common stock

Purchase

94

194.9650 USD

Common stock

Purchase

100

196.2950 USD

Common stock

Purchase

100

194.9800 USD

Common stock

Purchase

100

194.0400 USD

Common stock

Purchase

100

194.6100 USD

Common stock

Purchase

110

196.3900 USD

Common stock

Purchase

110

196.0218 USD

Common stock

Purchase

118

194.4840 USD

Common stock

Purchase

130

194.6403 USD

Common stock

Purchase

148

194.7686 USD

Common stock

Purchase

200

194.5800 USD

Common stock

Purchase

200

197.1200 USD

Common stock

Purchase

231

195.7278 USD

Common stock

Purchase

302

194.7063 USD

Common stock

Purchase

310

195.7948 USD

Common stock

Purchase

355

195.1642 USD

Common stock

Purchase

379

195.9916 USD

Common stock

Purchase

404

194.5206 USD

Common stock

Purchase

510

195.0805 USD

Common stock

Purchase

578

194.6359 USD

Common stock

Purchase

984

194.4760 USD

Common stock

Purchase

1,871

195.5210 USD

Common stock

Purchase

2,540

195.2444 USD

Common stock

Purchase

2,540

195.2443 USD

Common stock

Purchase

3,236

194.7011 USD

Common stock

Purchase

4,452

194.9179 USD

Common stock

Purchase

6,710

195.7717 USD

Common stock

Purchase

7,081

195.4863 USD

Common stock

Purchase

8,535

194.8083 USD

Common stock

Purchase

11,658

194.7000 USD

Common stock

Purchase

22,008

195.1033 USD

Common stock

Purchase

22,413

195.1055 USD

Common stock

Purchase

24,811

195.1160 USD

Common stock

Sale

1

196.0000 USD

Common stock

Sale

3

196.0166 USD

Common stock

Sale

4

194.6950 USD

Common stock

Sale

4

195.6862 USD

Common stock

Sale

5

196.3660 USD

Common stock

Sale

6

196.1883 USD

Common stock

Sale

8

195.9500 USD

Common stock

Sale

8

195.4606 USD

Common stock

Sale

8

195.3863 USD

Common stock

Sale

10

196.3900 USD

Common stock

Sale

10

195.7160 USD

Common stock

Sale

10

196.0500 USD

Common stock

Sale

10

195.9230 USD

Common stock

Sale

15

195.6520 USD

Common stock

Sale

17

195.4550 USD

Common stock

Sale

23

194.4608 USD

Common stock

Sale

30

194.5300 USD

Common stock

Sale

33

196.2209 USD

Common stock

Sale

40

195.2430 USD

Common stock

Sale

40

195.8057 USD

Common stock

Sale

57

196.9000 USD

Common stock

Sale

94

194.9650 USD

Common stock

Sale

100

194.6100 USD

Common stock

Sale

100

195.9100 USD

Common stock

Sale

100

194.9900 USD

Common stock

Sale

100

194.9800 USD

Common stock

Sale

111

196.3447 USD

Common stock

Sale

128

195.1375 USD

Common stock

Sale

144

195.0644 USD

Common stock

Sale

168

196.3294 USD

Common stock

Sale

196

194.6400 USD

Common stock

Sale

200

195.5996 USD

Common stock

Sale

200

195.3956 USD

Common stock

Sale

210

194.9467 USD

Common stock

Sale

249

194.5911 USD

Common stock

Sale

290

195.4387 USD

Common stock

Sale

309

194.7177 USD

Common stock

Sale

326

196.2801 USD

Common stock

Sale

350

195.5284 USD

Common stock

Sale

352

195.1829 USD

Common stock

Sale

424

195.2958 USD

Common stock

Sale

448

195.8609 USD

Common stock

Sale

463

195.7152 USD

Common stock

Sale

488

196.2399 USD

Common stock

Sale

529

195.1731 USD

Common stock

Sale

546

195.5938 USD

Common stock

Sale

546

195.6589 USD

Common stock

Sale

658

195.3059 USD

Common stock

Sale

741

195.3030 USD

Common stock

Sale

850

195.1167 USD

Common stock

Sale

1,000

195.5000 USD

Common stock

Sale

1,081

195.5439 USD

Common stock

Sale

1,300

194.6805 USD

Common stock

Sale

1,590

195.5879 USD

Common stock

Sale

1,779

195.1320 USD

Common stock

Sale

2,540

195.2443 USD

Common stock

Sale

3,236

194.7011 USD

Common stock

Sale

6,658

195.6883 USD

Common stock

Sale

6,790

195.7848 USD

Common stock

Sale

8,642

194.8133 USD

Common stock

Sale

13,135

194.7000 USD

Common stock

Sale

15,622

194.8261 USD

Common stock

Sale

21,679

195.1040 USD

Common stock

Sale

30,446

195.0743 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

18 Dec 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

Common stock

Call Options

  Purchased

7,700

140.0000  

American

15 Jan 2021

Common stock

Call Options

  Purchased

8,000

160.0000  

American

21 Jan 2022

Common stock

Call Options

  Written

-21,600

160.0000  

American

21 Jan 2022

Common stock

Call Options

  Written

-13,600

170.0000  

American

21 Jan 2022

Common stock

Call Options

  Written

-4,900

160.0000  

American

15 Jan 2021

Common stock

Call Options

  Written

-3,500

110.0000  

American

15 Jan 2021

Common stock

Call Options

  Written

-2,800

185.0000  

American

21 Jan 2022

Common stock

Call Options

  Written

-2,500

120.0000  

American

15 Jan 2021

Common stock

Put Options

  Purchased

-11,700

160.0000  

American

21 Jan 2022

Common stock

Put Options

  Purchased

-4,800

115.0000  

American

21 Jan 2022

Common stock

Put Options

  Purchased

-2,400

45.0000  

American

15 Jan 2021

Common stock

Put Options

  Purchased

-1,000

130.0000  

American

21 Jan 2022

Common stock

Put Options

  Written

400

185.0000  

American

21 Jan 2022

Common stock

Put Options

  Written

1,000

130.0000  

American

21 Jan 2022

Common stock

Put Options

  Written

1,200

165.0000  

American

21 Jan 2022

Common stock

Put Options

  Written

1,600

170.0000  

American

21 Jan 2022

Common stock

Put Options

  Written

1,600

180.0000  

American

21 Jan 2022

Common stock

Put Options

  Written

17,100

160.0000  

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 725004
Time of Receipt (offset from UTC): 20201218T081252+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC