Form 8.3 - KAZ MINERALS PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose KAZ MINERALS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

08 December 2020

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

4,722,149

1.00%

3,832,157

0.81%

 

(2)

Cash-settled derivatives:

63,473

0.01%

4,608,053

0.98%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

4,785,622

1.01%

8,440,210

1.79%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

20p ordinary

Purchase

48

6.5038 GBP

20p ordinary

Purchase

304

6.4566 GBP

20p ordinary

Purchase

487

6.4980 GBP

20p ordinary

Purchase

589

6.5174 GBP

20p ordinary

Purchase

600

6.5121 GBP

20p ordinary

Purchase

610

6.5160 GBP

20p ordinary

Purchase

642

6.5120 GBP

20p ordinary

Purchase

755

6.5080 GBP

20p ordinary

Purchase

775

6.5140 GBP

20p ordinary

Purchase

827

6.5340 GBP

20p ordinary

Purchase

844

6.5220 GBP

20p ordinary

Purchase

1,141

6.5200 GBP

20p ordinary

Purchase

1,430

6.5320 GBP

20p ordinary

Purchase

1,553

6.5496 GBP

20p ordinary

Purchase

2,131

6.4890 GBP

20p ordinary

Purchase

2,589

6.5154 GBP

20p ordinary

Purchase

2,914

6.5180 GBP

20p ordinary

Purchase

5,239

6.4679 GBP

20p ordinary

Purchase

8,750

6.5322 GBP

20p ordinary

Purchase

9,447

6.5223 GBP

20p ordinary

Purchase

11,052

6.4625 GBP

20p ordinary

Purchase

68,978

6.4509 GBP

20p ordinary

Purchase

127,964

6.5000 GBP

20p ordinary

Sale

10

6.5080 GBP

20p ordinary

Sale

89

6.4744 GBP

20p ordinary

Sale

149

6.4482 GBP

20p ordinary

Sale

414

6.5340 GBP

20p ordinary

Sale

427

6.5200 GBP

20p ordinary

Sale

562

6.5009 GBP

20p ordinary

Sale

575

6.5140 GBP

20p ordinary

Sale

610

6.5160 GBP

20p ordinary

Sale

828

6.5220 GBP

20p ordinary

Sale

850

6.5104 GBP

20p ordinary

Sale

956

6.5089 GBP

20p ordinary

Sale

977

6.4897 GBP

20p ordinary

Sale

1,279

6.5120 GBP

20p ordinary

Sale

1,430

6.5320 GBP

20p ordinary

Sale

1,621

6.5471 GBP

20p ordinary

Sale

1,661

6.5130 GBP

20p ordinary

Sale

2,092

6.4930 GBP

20p ordinary

Sale

2,098

6.5211 GBP

20p ordinary

Sale

2,296

6.5219 GBP

20p ordinary

Sale

2,914

6.5180 GBP

20p ordinary

Sale

3,153

6.5147 GBP

20p ordinary

Sale

3,602

6.4943 GBP

20p ordinary

Sale

4,345

6.4540 GBP

20p ordinary

Sale

4,741

6.5167 GBP

20p ordinary

Sale

5,239

6.4679 GBP

20p ordinary

Sale

6,351

6.5158 GBP

20p ordinary

Sale

6,355

6.5129 GBP

20p ordinary

Sale

6,838

6.5149 GBP

20p ordinary

Sale

8,910

6.5500 GBP

20p ordinary

Sale

10,548

6.4932 GBP

20p ordinary

Sale

11,324

6.5172 GBP

20p ordinary

Sale

11,396

6.5291 GBP

20p ordinary

Sale

19,525

6.5343 GBP

20p ordinary

Sale

46,831

6.5100 GBP

20p ordinary

Sale

3,759,321

6.4380 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

20p ordinary

SWAP

Long

3,602

6.4943 GBP

20p ordinary

SWAP

Long

14,179

6.4932 GBP

20p ordinary

SWAP

Short

1

6.4400 GBP

20p ordinary

SWAP

Short

1,938

6.4805 GBP

20p ordinary

CFD

Short

2,093

6.5148 GBP

20p ordinary

SWAP

Short

7,726

6.5115 GBP

20p ordinary

CFD

Short

68,978

6.4509 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

9 Dec 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 724159
Time of Receipt (offset from UTC): 20201209T125752+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC