FORM 38.5(b) - Osmotica Pharmaceuticals plc

LONDON--()-- 

Ap27

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

Name of exempt principal trader: BARCLAYS CAPITAL INC
Company dealt in OSMOTICA PHARMACEUTICALS PLC
Class of relevant security to which the  US$0.01 ordinary shares
dealings being disclosed relate 
Date of dealing

18 November 2020

2. INTERESTS AND SHORT POSITIONS

a. Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Class of relevant security: ORD    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

320

0.00%

0

0.00%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

0

0.00%

0

0.00%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

320

0.00%

0

0.00%

 

 

 

 

b. Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

(2) Derivatives (other than options)

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

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3. DEALINGS (Note 3)

a. Purchases and sales

Purchase/sale

Number of

Price per unit

 

securities

 

Purchase

100

6.2100   USD

Purchase

100

6.0600   USD

Purchase

100

6.1000   USD

Purchase

200

6.1750   USD

Purchase

1,200

6.1216   USD

Purchase

1,645

6.0308   USD

Sale

45

6.1000   USD

Sale

59

6.0000   USD

Sale

1,541

6.0300   USD

Sale

1,700

6.1282   USD

b. Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 5)

Number of relevant securities

(Note 6)

Price per unit

(Note 4)

 

 

 

 

c. Options transactions in respect of existing relevant securities

i. Writing, selling, purchasingor varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

ii. Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

d. Other dealings (including transactions in respect of new securities) (Note 3)

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

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4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached?  NO
Date of disclosure:

19 Nov 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Name of offeree/offeror with which connected
Nature of connection  

 

Category Code: MSCH
Sequence Number: 721487
Time of Receipt (offset from UTC): 20201119T100039+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC