FORM 8.3 – AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 October 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

358,993

0.15%

2,788,187

1.20%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

601,119

0.26%

28,200

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

106,599

0.05%

106,599

0.05%

 

 

 

 

TOTAL:

 

 

 

 

1,066,711

0.46%

2,922,986

1.26%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

8

212.7525 USD

Purchase

14

208.5300 USD

Purchase

97

209.1200 USD

Purchase

100

212.8100 USD

Purchase

100

209.4600 USD

Purchase

100

209.6400 USD

Purchase

108

209.0637 USD

Purchase

159

212.7620 USD

Purchase

187

212.3979 USD

Purchase

331

212.7340 USD

Purchase

396

210.4053 USD

Purchase

404

212.7962 USD

Purchase

409

212.5007 USD

Purchase

600

209.9803 USD

Purchase

971

212.5279 USD

Purchase

977

212.3434 USD

Purchase

991

212.1980 USD

Purchase

1,155

212.4994 USD

Purchase

1,414

212.0278 USD

Purchase

1,649

212.3852 USD

Purchase

2,079

211.9958 USD

Purchase

2,952

211.2193 USD

Purchase

3,764

212.7800 USD

Purchase

5,539

212.4139 USD

Purchase

6,463

212.1881 USD

Purchase

7,380

211.6664 USD

Purchase

8,910

212.2100 USD

Purchase

19,826

212.3869 USD

Purchase

26,334

212.4593 USD

Purchase

59,552

212.7896 USD

Sale

3

210.2900 USD

Sale

8

208.9850 USD

Sale

14

208.5300 USD

Sale

27

209.9400 USD

Sale

28

208.1000 USD

Sale

39

209.9500 USD

Sale

39

210.1500 USD

Sale

39

209.8700 USD

Sale

50

210.4700 USD

Sale

52

210.4200 USD

Sale

59

212.7400 USD

Sale

67

209.8900 USD

Sale

75

213.0066 USD

Sale

78

210.1250 USD

Sale

78

209.8350 USD

Sale

96

210.4000 USD

Sale

97

209.1200 USD

Sale

100

212.9200 USD

Sale

100

209.0700 USD

Sale

104

213.0406 USD

Sale

198

210.3875 USD

Sale

300

209.9803 USD

Sale

300

212.6000 USD

Sale

400

212.1175 USD

Sale

421

211.9407 USD

Sale

800

212.8628 USD

Sale

808

211.9187 USD

Sale

831

212.8145 USD

Sale

1,000

211.0200 USD

Sale

1,300

212.9653 USD

Sale

1,585

211.0954 USD

Sale

1,780

212.8980 USD

Sale

1,859

212.8758 USD

Sale

2,281

212.8626 USD

Sale

2,335

211.3291 USD

Sale

2,506

212.7927 USD

Sale

2,714

212.8047 USD

Sale

3,861

212.8440 USD

Sale

3,952

212.3149 USD

Sale

4,052

212.7800 USD

Sale

4,170

212.7087 USD

Sale

6,819

211.1178 USD

Sale

8,045

212.7210 USD

Sale

8,554

212.6424 USD

Sale

9,270

212.7040 USD

Sale

9,548

212.7944 USD

Sale

10,322

212.1548 USD

Sale

12,039

212.8385 USD

Sale

12,426

212.6804 USD

Sale

14,808

212.3564 USD

Sale

24,405

212.3420 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

54,000

212.7617 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

16 Oct 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Purchased

-106,599

214.5780

European

Oct 20, 2020

Put Options

Written

106,599

214.5780

European

Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 717546
Time of Receipt (offset from UTC): 20201016T104208+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC