FORM 8.3 – AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 October 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

374,137

0.16%

2,739,854

1.18%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

560,326

0.24%

28,200

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

106,599

0.05%

106,599

0.05%

 

 

 

 

TOTAL:

 

 

 

 

1,041,062

0.45%

2,874,653

1.24%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

210.2700 USD

Purchase

2

212.2300 USD

Purchase

3

213.3100 USD

Purchase

49

212.6234 USD

Purchase

115

212.5290 USD

Purchase

214

212.0369 USD

Purchase

229

211.3767 USD

Purchase

254

211.8392 USD

Purchase

300

212.0969 USD

Purchase

325

212.3209 USD

Purchase

355

212.1095 USD

Purchase

627

212.1417 USD

Purchase

754

212.0973 USD

Purchase

755

212.2463 USD

Purchase

786

211.8449 USD

Purchase

796

211.0059 USD

Purchase

800

210.9987 USD

Purchase

856

211.0385 USD

Purchase

953

211.7525 USD

Purchase

1,392

211.8711 USD

Purchase

1,400

212.0735 USD

Purchase

1,500

211.0755 USD

Purchase

1,750

212.0139 USD

Purchase

2,179

211.7795 USD

Purchase

3,065

212.3279 USD

Purchase

5,407

211.0420 USD

Purchase

7,765

210.8900 USD

Purchase

8,394

211.4638 USD

Purchase

10,190

212.1694 USD

Purchase

11,775

211.9043 USD

Purchase

13,145

211.9699 USD

Purchase

19,553

211.8518 USD

Purchase

25,463

212.4681 USD

Sale

4

211.9850 USD

Sale

4

211.0800 USD

Sale

7

210.7800 USD

Sale

12

211.7866 USD

Sale

20

211.2320 USD

Sale

24

211.6983 USD

Sale

32

211.5050 USD

Sale

36

211.8677 USD

Sale

37

211.9500 USD

Sale

39

212.2100 USD

Sale

44

211.0200 USD

Sale

49

212.6234 USD

Sale

50

211.0140 USD

Sale

52

211.4346 USD

Sale

70

210.7660 USD

Sale

76

211.5773 USD

Sale

87

211.3800 USD

Sale

100

211.1000 USD

Sale

100

210.8600 USD

Sale

100

211.1100 USD

Sale

100

211.1700 USD

Sale

100

211.0400 USD

Sale

101

211.0010 USD

Sale

105

211.6583 USD

Sale

112

211.0725 USD

Sale

135

211.0793 USD

Sale

142

211.4803 USD

Sale

146

212.3081 USD

Sale

158

211.1669 USD

Sale

165

211.4433 USD

Sale

172

211.2525 USD

Sale

184

212.6599 USD

Sale

188

212.0469 USD

Sale

199

211.1424 USD

Sale

200

213.0600 USD

Sale

200

212.0300 USD

Sale

200

211.1750 USD

Sale

200

211.1250 USD

Sale

200

211.1975 USD

Sale

200

211.8550 USD

Sale

200

211.0550 USD

Sale

200

211.9950 USD

Sale

202

212.2498 USD

Sale

209

212.4553 USD

Sale

236

211.1610 USD

Sale

249

212.3755 USD

Sale

264

212.4160 USD

Sale

296

210.9087 USD

Sale

300

211.2250 USD

Sale

300

211.0733 USD

Sale

300

211.0766 USD

Sale

300

211.1316 USD

Sale

311

212.2834 USD

Sale

325

212.2134 USD

Sale

329

212.1954 USD

Sale

331

212.1216 USD

Sale

355

212.1095 USD

Sale

384

213.6300 USD

Sale

400

211.8600 USD

Sale

400

211.0887 USD

Sale

407

212.7145 USD

Sale

500

212.0130 USD

Sale

500

211.9000 USD

Sale

599

211.0656 USD

Sale

600

211.1208 USD

Sale

600

210.9766 USD

Sale

622

212.1135 USD

Sale

700

211.0342 USD

Sale

700

211.8878 USD

Sale

1,517

212.0122 USD

Sale

1,523

211.6350 USD

Sale

1,802

212.3909 USD

Sale

2,560

211.9645 USD

Sale

5,663

212.3377 USD

Sale

6,752

211.8915 USD

Sale

7,765

210.8900 USD

Sale

10,865

212.6937 USD

Sale

11,524

211.9724 USD

Sale

12,185

211.8630 USD

Sale

15,200

211.9403 USD

Sale

32,858

211.7356 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Oct 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Purchased

-106,599

214.5780

European

Oct 20, 2020

Put Options

Written

106,599

214.5780

European

Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 717474
Time of Receipt (offset from UTC): 20201014T100506+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC