FORM 8.3 - AON PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 October 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

378,865

0.16%

2,745,695

1.19%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

557,898

0.24%

28,200

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

106,599

0.05%

106,599

0.05%

 

 

 

 

(4)

TOTAL:

 

 

 

 

1,043,362

0.45%

2,880,494

1.24%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

3

209.1450 USD
Purchase

3

209.4400 USD
Purchase

9

210.2556 USD
Purchase

64

209.1150 USD
Purchase

64

209.6000 USD
Purchase

70

209.3900 USD
Purchase

100

209.3300 USD
Purchase

100

208.9200 USD
Purchase

108

208.9179 USD
Purchase

126

208.7417 USD
Purchase

208

208.9412 USD
Purchase

263

208.7404 USD
Purchase

316

209.1417 USD
Purchase

618

208.7863 USD
Purchase

670

208.8921 USD
Purchase

698

208.9267 USD
Purchase

716

209.1500 USD
Purchase

879

209.2046 USD
Purchase

1,006

209.1900 USD
Purchase

1,105

209.6471 USD
Purchase

1,404

208.9003 USD
Purchase

3,195

209.1697 USD
Purchase

4,316

208.9114 USD
Purchase

5,594

209.1971 USD
Purchase

5,616

209.1428 USD
Purchase

6,584

208.9683 USD
Purchase

7,513

209.1801 USD
Purchase

8,832

209.1046 USD
Purchase

13,000

208.6679 USD
Purchase

20,436

209.2205 USD
Purchase

77,131

209.1879 USD
Sale

5

210.2600 USD
Sale

12

209.4100 USD
Sale

61

208.7400 USD
Sale

64

209.6000 USD
Sale

64

209.1150 USD
Sale

97

208.5500 USD
Sale

100

208.5700 USD
Sale

100

209.4400 USD
Sale

100

209.4300 USD
Sale

100

209.2300 USD
Sale

100

208.9200 USD
Sale

100

208.8300 USD
Sale

103

208.7700 USD
Sale

163

208.7345 USD
Sale

200

209.3150 USD
Sale

200

209.3675 USD
Sale

202

209.2249 USD
Sale

220

208.6009 USD
Sale

232

208.9732 USD
Sale

240

209.1900 USD
Sale

264

209.3159 USD
Sale

300

208.7866 USD
Sale

400

209.0125 USD
Sale

400

209.0900 USD
Sale

479

209.0993 USD
Sale

512

208.7413 USD
Sale

588

209.3900 USD
Sale

710

208.8226 USD
Sale

769

209.1898 USD
Sale

807

208.6805 USD
Sale

897

208.5822 USD
Sale

1,236

209.1369 USD
Sale

1,250

209.2022 USD
Sale

1,358

208.6221 USD
Sale

1,378

209.0675 USD
Sale

1,400

209.2075 USD
Sale

1,833

208.6605 USD
Sale

2,024

208.7494 USD
Sale

2,155

209.3373 USD
Sale

2,305

209.4333 USD
Sale

2,353

209.1674 USD
Sale

2,975

209.2644 USD
Sale

4,354

209.1863 USD
Sale

4,442

208.6377 USD
Sale

6,596

209.1782 USD
Sale

7,110

209.1022 USD
Sale

7,117

209.1797 USD
Sale

9,922

209.1483 USD
Sale

11,327

208.9758 USD
Sale

13,199

209.2225 USD
Sale

13,939

209.2593 USD
Sale

15,277

209.1536 USD
Sale

16,893

209.0508 USD
Sale

21,840

209.2090 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Long

828

209.3518 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Oct 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Put Options

Purchased

-106,599

214.5780

European

Oct 20, 2020

Put Options

Written

106,599

214.5780

European

Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 717317
Time of Receipt (offset from UTC): 20201014T064415+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC