Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 October 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

368,916

0.16%

2,730,626

1.18%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

557,898

0.24%

28,200

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

106,599

0.05%

106,599

0.05%

 

 

 

 

TOTAL:

 

 

 

 

1,033,413

0.45%

2,865,425

1.24%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities Price per unit

Purchase

1

212.1900 USD

Purchase

3

213.4625 USD

Purchase

6

213.3383 USD

Purchase

7

213.1757 USD

Purchase

22

214.0531 USD

Purchase

22

213.1550 USD

Purchase

24

213.9508 USD

Purchase

26

213.8542 USD

Purchase

26

212.9869 USD

Purchase

36

213.8780 USD

Purchase

49

213.8200 USD

Purchase

53

213.7741 USD

Purchase

58

214.3200 USD

Purchase

100

210.9000 USD

Purchase

104

214.0726 USD

Purchase

104

214.0727 USD

Purchase

151

213.5089 USD

Purchase

160

213.0368 USD

Purchase

300

214.3266 USD

Purchase

500

213.8240 USD

Purchase

540

210.8566 USD

Purchase

600

211.8650 USD

Purchase

680

214.1140 USD

Purchase

700

213.6189 USD

Purchase

701

214.2951 USD

Purchase

781

210.6000 USD

Purchase

908

212.2720 USD

Purchase

1,055

209.8100 USD

Purchase

1,179

213.9999 USD

Purchase

2,889

214.5112 USD

Purchase

3,002

213.0930 USD

Purchase

5,730

213.1380 USD

Purchase

7,110

213.8460 USD

Purchase

9,619

213.7186 USD

Purchase

14,000

212.8541 USD

Purchase

19,943

214.5200 USD

Purchase

26,087

213.7049 USD

Purchase

47,319

213.9960 USD

Sale

4

214.1400 USD

Sale

8

214.4975 USD

Sale

9

213.5500 USD

Sale

10

214.0800 USD

Sale

21

213.6942 USD

Sale

24

213.9262 USD

Sale

41

213.8156 USD

Sale

48

213.9925 USD

Sale

48

214.2022 USD

Sale

59

214.4200 USD

Sale

66

214.1003 USD

Sale

78

213.9511 USD

Sale

87

214.0648 USD

Sale

93

214.3103 USD

Sale

100

213.0700 USD

Sale

100

214.3150 USD

Sale

100

214.5100 USD

Sale

100

214.0700 USD

Sale

100

214.3900 USD

Sale

100

214.3300 USD

Sale

100

214.3000 USD

Sale

100

213.7000 USD

Sale

104

214.0726 USD

Sale

107

214.1350 USD

Sale

120

214.1422 USD

Sale

129

213.9939 USD

Sale

130

214.0821 USD

Sale

150

213.2233 USD

Sale

176

213.8640 USD

Sale

185

214.0978 USD

Sale

200

213.8650 USD

Sale

200

214.3100 USD

Sale

203

213.9345 USD

Sale

205

214.0453 USD

Sale

212

213.6350 USD

Sale

259

212.8468 USD

Sale

300

214.3266 USD

Sale

354

213.8671 USD

Sale

370

213.0478 USD

Sale

400

212.6550 USD

Sale

451

214.1340 USD

Sale

602

214.0948 USD

Sale

764

212.2808 USD

Sale

800

214.3318 USD

Sale

890

211.0128 USD

Sale

980

213.9028 USD

Sale

1,021

212.9909 USD

Sale

1,150

214.0186 USD

Sale

1,797

212.9847 USD

Sale

2,300

214.1867 USD

Sale

2,533

212.8841 USD

Sale

2,600

212.8696 USD

Sale

3,115

214.4490 USD

Sale

3,800

213.7174 USD

Sale

4,025

214.0473 USD

Sale

4,106

212.8298 USD

Sale

5,798

214.5169 USD

Sale

6,625

213.9774 USD

Sale

9,200

213.9708 USD

Sale

9,655

213.7493 USD

Sale

9,803

214.0805 USD

Sale

15,095

213.8360 USD

Sale

19,372

212.5189 USD

Sale

30,908

214.5200 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

13 Oct 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-106,599

214.5780

European

Oct 20, 2020

Put Options

Written

106,599

214.5780

European

Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 717307
Time of Receipt (offset from UTC): 20201013T112058+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC