Form 8.5 (EPT/NON-RI) - G4S plc - Amendment

LONDON--()-- 

FORM 8.5 (EPT/NON-RI) - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
  relevant securities this form relates:
(c) Name of the party to the offer with which exempt Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
  principal trader is connected
(d) Date position held/dealing undertaken: 05 October 2020
(e) In addition to the company in 1(b) above, is the exempt principal  NO
  trader making disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 25p ordinary    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

22,271,052

1.44%

7,778,677

0.50%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

6,783,517

0.44%

21,174,751

1.36%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

29,054,569

1.87%

28,953,428

1.87%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

 

securities

paid/received

paid/received

25p ordinary

Purchase

227,515

16.5550   DKK

16.49   DKK

25p ordinary

Purchase

1,034,400

2.0318   GBP

2.0098   GBP

25p ordinary

Sale

95,900

16.6176   DKK

16.49   DKK

25p ordinary

Sale

740,749

2.0348   GBP

2.0099   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

25p ordinary

  CFD  

Long

33

2.0130   GBP

25p ordinary

  SWAP  

Long

138

2.0150   GBP

25p ordinary

  CFD  

Long

177

2.0129   GBP

25p ordinary

  SWAP  

Long

208

2.0149   GBP

25p ordinary

  SWAP  

Long

245

2.0115   GBP

25p ordinary

  SWAP  

Long

312

2.0136   GBP

25p ordinary

  SWAP  

Long

1,149

2.0348   GBP

25p ordinary

  CFD  

Long

1,699

16.5202   DKK

25p ordinary

  SWAP  

Long

2,973

2.0188   GBP

25p ordinary

  CFD  

Long

4,400

2.0100   GBP

25p ordinary

  SWAP  

Long

4,462

16.5374   DKK

25p ordinary

  SWAP  

Long

4,663

2.0192   GBP

25p ordinary

  CFD  

Long

5,181

16.4904   DKK

25p ordinary

  SWAP  

Long

7,901

16.4923   DKK

25p ordinary

  SWAP  

Long

8,928

2.0206   GBP

25p ordinary

  SWAP  

Long

11,690

2.0120   GBP

25p ordinary

  SWAP  

Long

12,939

2.0141   GBP

25p ordinary

  SWAP  

Long

13,736

2.0208   GBP

25p ordinary

  SWAP  

Long

17,354

2.0176   GBP

25p ordinary

  CFD  

Long

20,248

16.6101   DKK

25p ordinary

  SWAP  

Long

46,781

2.0099   GBP

25p ordinary

  SWAP  

Long

140,793

2.0100   GBP

25p ordinary

  CFD  

Long

162,112

2.0161   GBP

25p ordinary

  SWAP  

Long

200,115

2.0182   GBP

25p ordinary

  CFD  

Long

460,000

16.6450   DKK

25p ordinary

  SWAP  

Short

40

2.0180   GBP

25p ordinary

  SWAP  

Short

504

2.0167   GBP

25p ordinary

  SWAP  

Short

1,659

2.0154   GBP

25p ordinary

  CFD  

Short

3,771

16.4737   DKK

25p ordinary

  CFD  

Short

4,407

16.4841   DKK

25p ordinary

  SWAP  

Short

18,174

2.0200   GBP

25p ordinary

  CFD  

Short

19,432

2.0283   GBP

25p ordinary

  CFD  

Short

32,368

2.0195   GBP

25p ordinary

  SWAP  

Short

42,264

2.0183   GBP

25p ordinary

  SWAP  

Short

52,405

2.0155   GBP

25p ordinary

  SWAP  

Short

53,255

2.0172   GBP

25p ordinary

  SWAP  

Short

57,996

2.0169   GBP

25p ordinary

  SWAP  

Short

66,966

2.0132   GBP

25p ordinary

  SWAP  

Short

69,585

2.0197   GBP

25p ordinary

  SWAP  

Short

85,989

2.0160   GBP

25p ordinary

  CFD  

Short

162,928

16.5167   DKK

25p ordinary

  SWAP  

Short

190,356

2.0173   GBP

25p ordinary

  CFD  

Short

218,011

2.0175   GBP

25p ordinary

  CFD  

Short

460,000

1.8871   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

8 Oct 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: FEO
Sequence Number: 716887
Time of Receipt (offset from UTC): 20201008T063912+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC