FORM 8.3 – AON PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 September 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

357,046

0.15%

2,377,291

1.03%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

530,855

0.23%

28,200

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

107,299

0.05%

106,599

0.05%

 

 

 

 

TOTAL:

 

 

 

 

995,200

0.43%

2,512,090

1.08%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

204.1800 USD

Purchase

1

203.9300 USD

Purchase

1

203.5200 USD

Purchase

6

203.6200 USD

Purchase

20

203.8600 USD

Purchase

53

202.5500 USD

Purchase

66

203.8200 USD

Purchase

100

203.7400 USD

Purchase

100

202.6800 USD

Purchase

100

202.6175 USD

Purchase

105

203.7833 USD

Purchase

129

203.7357 USD

Purchase

129

203.6964 USD

Purchase

300

203.5128 USD

Purchase

989

203.5992 USD

Purchase

1,767

203.7710 USD

Purchase

2,770

203.5749 USD

Purchase

3,731

202.6740 USD

Purchase

4,133

202.6218 USD

Purchase

6,216

202.7375 USD

Purchase

7,926

203.6643 USD

Purchase

11,725

202.5300 USD

Purchase

14,201

203.3773 USD

Purchase

21,600

203.0979 USD

Purchase

34,832

203.6351 USD

Sale

2

202.8150 USD

Sale

3

203.4000 USD

Sale

4

203.7750 USD

Sale

4

203.6550 USD

Sale

5

203.6500 USD

Sale

9

203.8100 USD

Sale

9

202.9311 USD

Sale

11

203.0118 USD

Sale

13

203.4615 USD

Sale

14

203.1550 USD

Sale

20

203.8600 USD

Sale

26

203.3976 USD

Sale

30

203.1513 USD

Sale

32

203.5500 USD

Sale

33

203.4524 USD

Sale

45

203.5713 USD

Sale

50

203.8400 USD

Sale

53

202.5500 USD

Sale

57

203.7600 USD

Sale

66

203.8200 USD

Sale

88

203.4448 USD

Sale

89

203.4549 USD

Sale

100

203.4900 USD

Sale

100

203.5000 USD

Sale

100

203.5100 USD

Sale

100

203.6700 USD

Sale

100

203.7500 USD

Sale

100

203.7700 USD

Sale

100

203.7900 USD

Sale

100

203.9000 USD

Sale

100

204.0600 USD

Sale

129

203.7357 USD

Sale

129

203.6964 USD

Sale

150

202.5700 USD

Sale

185

203.2797 USD

Sale

200

203.8350 USD

Sale

200

203.6450 USD

Sale

200

203.5800 USD

Sale

220

203.4300 USD

Sale

300

203.8791 USD

Sale

300

203.5900 USD

Sale

300

203.5766 USD

Sale

300

203.4466 USD

Sale

301

203.7850 USD

Sale

500

203.7480 USD

Sale

500

203.5700 USD

Sale

500

203.7400 USD

Sale

500

203.5906 USD

Sale

600

203.1616 USD

Sale

605

203.5491 USD

Sale

700

203.7114 USD

Sale

700

203.6723 USD

Sale

701

202.7050 USD

Sale

736

202.7305 USD

Sale

810

203.1522 USD

Sale

868

203.6372 USD

Sale

1,110

203.5020 USD

Sale

1,153

202.7598 USD

Sale

1,351

203.8336 USD

Sale

1,716

202.8411 USD

Sale

1,767

203.7710 USD

Sale

2,039

203.4478 USD

Sale

2,173

202.9679 USD

Sale

2,230

203.0918 USD

Sale

2,304

203.9154 USD

Sale

2,383

203.3385 USD

Sale

3,096

203.6756 USD

Sale

3,300

202.5948 USD

Sale

4,800

202.8631 USD

Sale

5,335

203.6993 USD

Sale

6,229

203.5383 USD

Sale

6,258

203.1824 USD

Sale

6,930

203.5618 USD

Sale

8,899

202.7203 USD

Sale

11,249

202.5300 USD

Sale

13,749

203.4809 USD

Sale

15,332

203.6617 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

2,765

203.5568 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

18 Sep 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

700

195.0000

American

Sep 18, 2020

Put Options Purchased

-106,599

214.5780

European

Oct 20, 2020

Put Options Written

106,599

214.5780

European

Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 713510
Time of Receipt (offset from UTC): 20200918T132658+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC