Form 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 September 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

352,450

0.15%

2,366,123

1.02%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

528,090

0.23%

28,200

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

107,299

0.05%

106,599

0.05%

 

 

 

 

TOTAL:

 

 

 

 

987,839

0.43%

2,500,922

1.08%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

202.8700 USD

Purchase

2

203.0700 USD

Purchase

3

202.9666 USD

Purchase

5

203.1860 USD

Purchase

10

203.1350 USD

Purchase

10

203.0100 USD

Purchase

10

203.1349 USD

Purchase

16

203.0806 USD

Purchase

32

202.0590 USD

Purchase

57

203.0400 USD

Purchase

63

202.8998 USD

Purchase

97

202.2800 USD

Purchase

100

202.5500 USD

Purchase

138

202.7826 USD

Purchase

262

203.0771 USD

Purchase

500

202.2400 USD

Purchase

600

202.5850 USD

Purchase

700

202.5614 USD

Purchase

1,034

203.2916 USD

Purchase

3,102

202.7879 USD

Purchase

3,662

202.7146 USD

Purchase

3,796

202.0000 USD

Purchase

4,238

202.3661 USD

Purchase

10,095

202.6464 USD

Purchase

19,345

202.0547 USD

Sale

1

202.8000 USD

Sale

2

203.1300 USD

Sale

3

203.3400 USD

Sale

5

203.2060 USD

Sale

6

203.0000 USD

Sale

9

202.8900 USD

Sale

9

203.2400 USD

Sale

9

203.2433 USD

Sale

9

203.1383 USD

Sale

10

203.1349 USD

Sale

10

203.0100 USD

Sale

10

202.1200 USD

Sale

10

203.1350 USD

Sale

11

203.1536 USD

Sale

12

202.9175 USD

Sale

21

202.0900 USD

Sale

21

203.1628 USD

Sale

24

202.9625 USD

Sale

24

203.0800 USD

Sale

57

203.0400 USD

Sale

100

203.2700 USD

Sale

100

203.3900 USD

Sale

100

202.1800 USD

Sale

100

203.1000 USD

Sale

100

203.1400 USD

Sale

102

202.3105 USD

Sale

131

203.0771 USD

Sale

176

202.9800 USD

Sale

193

202.9783 USD

Sale

300

203.2150 USD

Sale

300

203.0933 USD

Sale

300

203.0463 USD

Sale

367

203.3244 USD

Sale

400

203.0825 USD

Sale

401

203.2600 USD

Sale

463

203.0349 USD

Sale

767

202.8008 USD

Sale

987

202.4158 USD

Sale

1,034

203.2916 USD

Sale

1,048

202.4478 USD

Sale

1,440

202.5751 USD

Sale

2,906

203.2947 USD

Sale

3,199

202.6683 USD

Sale

3,829

202.8671 USD

Sale

5,372

202.6427 USD

Sale

9,578

202.3503 USD

Sale

19,077

202.0000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Sep 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

 

relates

 

 

 

Call Options

Purchased

700

195.0000

American

Sep 18, 2020

Put Options

Purchased

-106,599

214.5780

European

Oct 20, 2020

Put Options

Written

106,599

214.5780

European

Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 713375
Time of Receipt (offset from UTC): 20200916T134331+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC