Form 8.3 - AON PLC Amendment

LONDON--()-- 

Ap19

FORM 8.3

Amendment to Purchase & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 September 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

350,336

0.15%

2,361,671

1.02%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

528,090

0.23%

33,200

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

107,299

0.05%

106,599

0.05%

 

 

 

 

TOTAL:

 

 

 

 

985,725

0.43%

2,501,470

1.08%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

201.6000 USD
Purchase

1

200.2900 USD
Purchase

3

201.4600 USD
Purchase

5

200.6060 USD
Purchase

7

202.1585 USD
Purchase

7

201.0157 USD
Purchase

8

201.1325 USD
Purchase

14

202.6907 USD
Purchase

30

201.4573 USD
Purchase

31

201.5200 USD
Purchase

32

201.4584 USD
Purchase

51

201.6127 USD
Purchase

58

201.4200 USD
Purchase

75

202.0896 USD
Purchase

100

202.3200 USD
Purchase

100

200.3900 USD
Purchase

100

202.0900 USD
Purchase

109

199.9637 USD
Purchase

112

202.1446 USD
Purchase

118

201.6758 USD
Purchase

143

201.9674 USD
Purchase

144

202.0921 USD
Purchase

200

202.1450 USD
Purchase

249

202.3500 USD
Purchase

250

200.6860 USD
Purchase

400

202.1000 USD
Purchase

400

201.7974 USD
Purchase

400

201.3700 USD
Purchase

414

201.5377 USD
Purchase

457

202.2600 USD
Purchase

600

201.5083 USD
Purchase

621

202.1251 USD
Purchase

670

201.7401 USD
Purchase

730

201.3793 USD
Purchase

774

201.1393 USD
Purchase

3,211

201.5400 USD
Purchase

3,960

201.5023 USD
Purchase

4,546

201.3566 USD
Purchase

4,625

201.4886 USD
Purchase

5,100

201.5298 USD
Purchase

5,639

201.5087 USD
Purchase

10,147

201.3390 USD
Purchase

13,073

201.5565 USD
Purchase

14,436

201.3287 USD
Purchase

24,161

201.2111 USD
Sale

3

202.0800 USD
Sale

5

201.6300 USD
Sale

7

202.1800 USD
Sale

31

201.5200 USD
Sale

35

201.0400 USD
Sale

37

201.8400 USD
Sale

40

201.5700 USD
Sale

100

201.5350 USD
Sale

100

201.2000 USD
Sale

100

202.0700 USD
Sale

100

201.0200 USD
Sale

100

201.5100 USD
Sale

100

202.0200 USD
Sale

100

201.3200 USD
Sale

110

202.1000 USD
Sale

131

200.3254 USD
Sale

133

201.1485 USD
Sale

170

201.6600 USD
Sale

200

201.6550 USD
Sale

200

201.0150 USD
Sale

200

200.2108 USD
Sale

200

201.5000 USD
Sale

210

201.3047 USD
Sale

225

201.7100 USD
Sale

238

201.1092 USD
Sale

273

201.4658 USD
Sale

290

201.5848 USD
Sale

300

201.3833 USD
Sale

300

201.8883 USD
Sale

301

201.8343 USD
Sale

356

201.5130 USD
Sale

400

201.3850 USD
Sale

403

202.0952 USD
Sale

405

201.6325 USD
Sale

416

201.3946 USD
Sale

458

201.3763 USD
Sale

494

201.6187 USD
Sale

537

201.4438 USD
Sale

570

201.5493 USD
Sale

670

201.4194 USD
Sale

672

201.5194 USD
Sale

742

201.4933 USD
Sale

746

201.5004 USD
Sale

773

201.4198 USD
Sale

785

201.3705 USD
Sale

801

201.4370 USD
Sale

855

201.3750 USD
Sale

1,002

201.5799 USD
Sale

1,322

201.5657 USD
Sale

1,400

201.0830 USD
Sale

1,744

201.4524 USD
Sale

1,857

201.6306 USD
Sale

2,021

201.3928 USD
Sale

3,166

201.5400 USD
Sale

3,536

201.1246 USD
Sale

4,474

201.1762 USD
Sale

5,282

201.0532 USD
Sale

6,837

201.0225 USD
Sale

7,012

201.3313 USD
Sale

8,794

201.3770 USD
Sale

10,818

201.4790 USD
Sale

20,724

201.5383 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Sep 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Call Options Purchased

700

195.0000

American Sep 18, 2020
Put Options Purchased

-106,599

214.5780

European Oct 20, 2020
Put Options Written

106,599

214.5780

European Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 713121
Time of Receipt (offset from UTC): 20200916T082144+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC