FORM 8.3 - AON PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 August 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

398,304

0.17%

1,675,518

0.72%

 

(2)

Derivatives (other than options):

527,651

0.23%

23,200

0.01%

 

(3)

Options and agreements to
purchase/sell:

107,299

0.05%

106,599

0.05%

 
TOTAL:

1,033,254

0.45%

1,805,317

0.78%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

197.4450 USD

Purchase

2

197.8700 USD

Purchase

2

197.7400 USD

Purchase

3

197.6800 USD

Purchase

3

197.5166 USD

Purchase

3

197.8600 USD

Purchase

4

197.4875 USD

Purchase

4

197.5525 USD

Purchase

8

197.6125 USD

Purchase

10

197.6760 USD

Purchase

10

197.8000 USD

Purchase

18

197.3600 USD

Purchase

20

197.2100 USD

Purchase

46

198.7850 USD

Purchase

50

197.7100 USD

Purchase

54

198.3848 USD

Purchase

88

198.5000 USD

Purchase

92

198.9676 USD

Purchase

100

197.5400 USD

Purchase

100

198.9000 USD

Purchase

100

197.3100 USD

Purchase

100

198.6400 USD

Purchase

100

197.3200 USD

Purchase

141

197.5423 USD

Purchase

175

199.0707 USD

Purchase

187

197.5358 USD

Purchase

200

197.5850 USD

Purchase

200

197.4850 USD

Purchase

200

197.4250 USD

Purchase

200

196.9850 USD

Purchase

200

198.4500 USD

Purchase

209

197.5764 USD

Purchase

307

198.8682 USD

Purchase

445

197.5898 USD

Purchase

608

198.0126 USD

Purchase

667

198.1560 USD

Purchase

700

197.1829 USD

Purchase

1,014

197.2000 USD

Purchase

1,095

197.6593 USD

Purchase

1,168

197.1700 USD

Purchase

1,530

197.8933 USD

Purchase

1,550

197.8243 USD

Purchase

1,566

197.9055 USD

Purchase

1,672

197.8744 USD

Purchase

1,839

197.9984 USD

Purchase

1,896

197.4219 USD

Purchase

1,988

198.1033 USD

Purchase

4,671

197.4984 USD

Purchase

5,415

197.9001 USD

Purchase

5,923

196.7208 USD

Purchase

6,144

198.2866 USD

Purchase

7,159

198.0661 USD

Purchase

7,243

197.8428 USD

Purchase

12,551

197.6968 USD

Purchase

14,288

198.0397 USD

Purchase

19,707

196.7200 USD

Purchase

40,778

197.5658 USD

Purchase

86,400

198.2059 USD

Sale

9

198.4050 USD

Sale

9

198.6600 USD

Sale

9

198.8300 USD

Sale

10

197.8000 USD

Sale

18

196.8700 USD

Sale

18

198.4975 USD

Sale

18

198.5150 USD

Sale

38

197.9323 USD

Sale

45

198.6330 USD

Sale

46

198.9676 USD

Sale

46

198.7850 USD

Sale

53

198.0862 USD

Sale

64

198.5154 USD

Sale

96

199.3100 USD

Sale

100

198.6400 USD

Sale

100

198.9000 USD

Sale

100

196.7300 USD

Sale

100

197.5700 USD

Sale

100

197.4600 USD

Sale

109

197.5203 USD

Sale

155

197.6203 USD

Sale

171

197.2659 USD

Sale

200

198.4500 USD

Sale

200

197.7050 USD

Sale

200

197.6450 USD

Sale

304

196.8310 USD

Sale

329

197.6161 USD

Sale

500

197.2520 USD

Sale

524

197.7419 USD

Sale

541

197.2028 USD

Sale

700

197.5971 USD

Sale

700

197.1829 USD

Sale

700

198.6871 USD

Sale

700

199.0800 USD

Sale

801

197.7839 USD

Sale

822

197.7085 USD

Sale

881

197.7922 USD

Sale

953

197.1505 USD

Sale

1,014

197.2000 USD

Sale

1,119

198.2873 USD

Sale

1,180

197.1852 USD

Sale

1,375

197.4944 USD

Sale

1,492

198.3082 USD

Sale

1,591

197.9150 USD

Sale

1,602

198.2969 USD

Sale

2,115

197.2312 USD

Sale

2,363

198.5847 USD

Sale

2,401

197.0579 USD

Sale

3,006

198.2737 USD

Sale

3,047

197.7904 USD

Sale

3,239

198.0819 USD

Sale

3,362

197.7015 USD

Sale

3,517

197.9854 USD

Sale

4,936

198.2031 USD

Sale

10,131

198.3041 USD

Sale

12,108

197.5184 USD

Sale

12,246

197.3997 USD

Sale

12,861

197.4988 USD

Sale

13,571

198.0319 USD

Sale

13,700

197.4178 USD

Sale

13,768

198.2284 USD

Sale

14,882

198.3867 USD

Sale

15,420

197.7305 USD

Sale

20,263

196.7200 USD

Sale

43,200

198.2059 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Aug 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

700

195.0000

American

Sep 18, 2020

Put Options

Purchased

-106,599

214.5780

European

Oct 20, 2020

Put Options

Written

106,599

214.5780

European

Oct 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 707026
Time of Receipt (offset from UTC): 20200820T113630+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC