FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 July 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

245,349

0.11%

1,519,125

0.66%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

529,637

0.23%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

(4)

TOTAL:

 

 

 

 

777,586

0.34%

1,553,325

0.67%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

202.4100 USD
Purchase

15

201.9000 USD
Purchase

19

202.3500 USD
Purchase

45

201.5377 USD
Purchase

63

202.3033 USD
Purchase

68

202.3286 USD
Purchase

70

201.8900 USD
Purchase

100

201.8300 USD
Purchase

100

201.8200 USD
Purchase

100

201.8800 USD
Purchase

100

202.4200 USD
Purchase

110

201.6745 USD
Purchase

156

202.3473 USD
Purchase

200

201.8250 USD
Purchase

400

202.4787 USD
Purchase

661

201.0100 USD
Purchase

700

201.5000 USD
Purchase

760

202.3470 USD
Purchase

834

202.1368 USD
Purchase

860

202.1373 USD
Purchase

1,528

202.4952 USD
Purchase

3,193

201.9673 USD
Purchase

6,260

201.9435 USD
Purchase

7,024

202.1340 USD
Purchase

9,226

202.6700 USD
Purchase

10,726

202.2124 USD
Purchase

19,856

202.2145 USD
Purchase

21,457

202.3576 USD
Sale

1

202.0000 USD
Sale

2

202.1550 USD
Sale

4

201.3300 USD
Sale

4

201.5300 USD
Sale

8

201.3700 USD
Sale

10

201.6200 USD
Sale

20

201.6000 USD
Sale

54

202.0800 USD
Sale

100

201.2800 USD
Sale

100

202.4750 USD
Sale

100

202.3500 USD
Sale

100

201.2900 USD
Sale

169

202.3095 USD
Sale

200

201.9650 USD
Sale

215

202.2537 USD
Sale

304

202.4682 USD
Sale

320

202.3412 USD
Sale

341

202.2757 USD
Sale

400

201.7950 USD
Sale

585

202.3579 USD
Sale

665

201.0136 USD
Sale

698

202.3917 USD
Sale

823

202.2235 USD
Sale

1,000

202.3115 USD
Sale

1,000

202.2780 USD
Sale

1,100

202.3436 USD
Sale

1,253

202.0328 USD
Sale

1,265

202.0149 USD
Sale

1,699

202.3691 USD
Sale

1,725

202.2189 USD
Sale

2,211

201.9806 USD
Sale

3,300

202.1414 USD
Sale

3,702

202.3611 USD
Sale

3,724

202.1275 USD
Sale

5,431

202.3786 USD
Sale

5,707

202.3575 USD
Sale

5,891

202.3034 USD
Sale

9,099

202.2053 USD
Sale

9,102

202.2199 USD
Sale

10,254

202.6700 USD
Sale

11,930

202.0100 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Jul 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 704264
Time of Receipt (offset from UTC): 20200717T115615+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC