FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 July 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

246,008

0.11%

1,483,453

0.64%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

529,637

0.23%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

(4)

TOTAL:

 

 

 

 

778,245

0.34%

1,517,653

0.66%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

193.1700 USD
Purchase

2

192.7450 USD
Purchase

12

192.2500 USD
Purchase

30

193.0500 USD
Purchase

86

192.4720 USD
Purchase

100

193.1200 USD
Purchase

100

193.2800 USD
Purchase

100

193.2700 USD
Purchase

101

192.7241 USD
Purchase

112

193.2460 USD
Purchase

117

192.9238 USD
Purchase

118

193.3094 USD
Purchase

152

192.1900 USD
Purchase

179

193.1976 USD
Purchase

200

192.6750 USD
Purchase

200

193.1300 USD
Purchase

200

192.9850 USD
Purchase

200

193.1500 USD
Purchase

200

193.1450 USD
Purchase

200

192.8700 USD
Purchase

200

192.8000 USD
Purchase

202

193.0739 USD
Purchase

218

193.2300 USD
Purchase

263

192.8495 USD
Purchase

300

193.0566 USD
Purchase

300

193.3066 USD
Purchase

300

193.0000 USD
Purchase

300

193.0266 USD
Purchase

485

192.8622 USD
Purchase

518

193.3021 USD
Purchase

561

192.4583 USD
Purchase

600

192.4208 USD
Purchase

641

192.8941 USD
Purchase

692

192.5779 USD
Purchase

758

193.1585 USD
Purchase

758

193.1584 USD
Purchase

1,092

192.8818 USD
Purchase

1,149

192.5891 USD
Purchase

1,404

192.8155 USD
Purchase

1,564

192.9593 USD
Purchase

2,100

192.5100 USD
Purchase

3,064

192.4272 USD
Purchase

3,810

192.6583 USD
Purchase

4,166

192.4600 USD
Purchase

5,500

192.6541 USD
Purchase

6,072

192.5450 USD
Purchase

7,242

192.3776 USD
Purchase

8,004

193.1092 USD
Purchase

8,058

192.6281 USD
Purchase

9,555

192.8005 USD
Purchase

20,612

192.5789 USD
Purchase

31,110

192.2910 USD
Purchase

41,661

192.7609 USD
Sale

1

193.1700 USD
Sale

4

192.9900 USD
Sale

6

192.8200 USD
Sale

18

193.2300 USD
Sale

22

192.9080 USD
Sale

100

192.1400 USD
Sale

100

192.3200 USD
Sale

100

192.6400 USD
Sale

100

193.1900 USD
Sale

100

193.3900 USD
Sale

104

192.2300 USD
Sale

113

192.1815 USD
Sale

155

192.9100 USD
Sale

172

192.4720 USD
Sale

177

193.0329 USD
Sale

180

192.6888 USD
Sale

200

192.5600 USD
Sale

200

192.2200 USD
Sale

200

192.7250 USD
Sale

200

192.8000 USD
Sale

200

193.2550 USD
Sale

200

193.0550 USD
Sale

246

193.0546 USD
Sale

300

192.3666 USD
Sale

317

193.2432 USD
Sale

400

192.2937 USD
Sale

400

192.3250 USD
Sale

403

192.6763 USD
Sale

508

193.1352 USD
Sale

518

193.3021 USD
Sale

518

193.3022 USD
Sale

520

192.4161 USD
Sale

600

191.9816 USD
Sale

600

193.1366 USD
Sale

600

192.4466 USD
Sale

710

192.5950 USD
Sale

758

193.1584 USD
Sale

758

193.1585 USD
Sale

985

192.4696 USD
Sale

1,172

193.0906 USD
Sale

1,199

193.2064 USD
Sale

1,301

192.4585 USD
Sale

1,824

192.4307 USD
Sale

1,966

193.1070 USD
Sale

2,100

193.0328 USD
Sale

2,755

192.3267 USD
Sale

2,888

192.4600 USD
Sale

2,903

192.6750 USD
Sale

3,448

193.0892 USD
Sale

4,083

192.4354 USD
Sale

4,800

192.6369 USD
Sale

5,594

192.5107 USD
Sale

6,254

192.6997 USD
Sale

6,870

192.7699 USD
Sale

6,955

192.7841 USD
Sale

7,012

192.5885 USD
Sale

7,400

192.2469 USD
Sale

15,544

192.6386 USD
Sale

17,400

192.2988 USD
Sale

18,000

192.5273 USD
Sale

23,729

192.8157 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

7,987

193.0899 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 8 Jul 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

 

relates

 

 

 

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 703481
Time of Receipt (offset from UTC): 20200708T111054+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC