Form 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

29 June 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

232,548

0.10%

1,469,709

0.64%

 

(2)

Derivatives (other than options):

521,650

0.23%

29,700

0.01%

 

(3)

Options and agreements to
purchase/sell:

2,600

0.00%

4,500

0.00%

 
TOTAL:

756,798

0.33%

1,503,909

0.65%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

10

189.5400 USD
Purchase

14

191.4200 USD
Purchase

30

188.0200 USD
Purchase

31

189.2500 USD
Purchase

53

190.5900 USD
Purchase

62

189.6367 USD
Purchase

69

188.8450 USD
Purchase

100

191.0600 USD
Purchase

100

188.8100 USD
Purchase

100

189.6150 USD
Purchase

100

189.6500 USD
Purchase

100

188.7200 USD
Purchase

102

189.5498 USD
Purchase

103

189.6844 USD
Purchase

104

188.7100 USD
Purchase

130

188.5584 USD
Purchase

200

189.3750 USD
Purchase

200

188.5950 USD
Purchase

200

187.9050 USD
Purchase

249

188.6704 USD
Purchase

271

189.6458 USD
Purchase

312

189.5904 USD
Purchase

400

190.8900 USD
Purchase

500

189.6960 USD
Purchase

640

189.5137 USD
Purchase

704

188.8783 USD
Purchase

710

188.3551 USD
Purchase

787

191.1213 USD
Purchase

2,423

189.4761 USD
Purchase

4,418

188.2200 USD
Purchase

7,520

189.0475 USD
Purchase

8,532

188.7036 USD
Purchase

12,340

188.7796 USD
Purchase

28,173

188.3350 USD
Purchase

34,161

188.4330 USD
Purchase

43,781

189.0866 USD
Sale

4

191.0900 USD
Sale

10

189.6550 USD
Sale

40

187.9000 USD
Sale

69

188.8450 USD
Sale

100

188.8100 USD
Sale

100

187.9400 USD
Sale

102

188.0000 USD
Sale

104

188.7100 USD
Sale

109

189.6600 USD
Sale

130

188.5585 USD
Sale

130

188.5584 USD
Sale

148

187.4250 USD
Sale

158

188.5035 USD
Sale

200

187.8400 USD
Sale

200

187.4200 USD
Sale

295

188.9176 USD
Sale

300

188.9500 USD
Sale

361

187.4374 USD
Sale

391

187.8307 USD
Sale

400

188.3825 USD
Sale

400

189.0975 USD
Sale

604

188.8473 USD
Sale

608

187.8642 USD
Sale

701

188.8666 USD
Sale

833

188.2937 USD
Sale

844

189.0322 USD
Sale

885

189.2693 USD
Sale

923

188.0455 USD
Sale

949

188.1862 USD
Sale

1,024

188.9048 USD
Sale

1,100

189.3359 USD
Sale

1,100

190.7018 USD
Sale

1,202

188.8286 USD
Sale

1,295

189.0763 USD
Sale

1,300

189.1115 USD
Sale

1,343

189.1154 USD
Sale

1,416

189.1034 USD
Sale

2,200

189.6064 USD
Sale

2,320

189.6721 USD
Sale

2,705

189.1187 USD
Sale

2,785

189.2208 USD
Sale

3,400

188.5918 USD
Sale

3,425

188.2200 USD
Sale

4,290

188.7529 USD
Sale

5,293

187.9715 USD
Sale

6,346

188.5892 USD
Sale

6,700

189.1679 USD
Sale

10,255

188.1415 USD
Sale

21,548

188.7611 USD
Sale

22,555

188.2363 USD
Sale

33,955

189.1095 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

30 June 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,100

260.0000

American Jul 17, 2020
Call Options Purchased

1,500

240.0000

American Jul 17, 2020
Call Options Written

-4,500

220.0000

American Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 702960
Time of Receipt (offset from UTC): 20200630T162306+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC